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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.11%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$937M
AUM Growth
+$26.5M
Cap. Flow
+$9.81M
Cap. Flow %
1.05%
Top 10 Hldgs %
51.05%
Holding
1,388
New
56
Increased
294
Reduced
206
Closed
54

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$3.29M
2
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.51M
3
RNP icon
Cohen & Steers REIT and Preferred and Income Fund
RNP
+$2.12M
4
ARKK icon
ARK Innovation ETF
ARKK
+$2M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.88M

Top Sells

Rank Stock Value
1
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$5.43M
2
BNY
Bank of New York Mellon
BNY
+$882K
3
BBDC icon
Barings BDC
BBDC
+$666K
4
HDEF icon
Xtrackers MSCI EAFE High Dividend Yield Equity ETF
HDEF
+$629K
5
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$582K

Sector Composition

Rank Sector Weight
1 Financials 7.82%
2 Technology 5.44%
3 Healthcare 3.4%
4 Energy 3.39%
5 Industrials 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QUAL icon
151
iShares MSCI USA Quality Factor ETF
QUAL
$47.7B
$595K 0.06%
7,140
+238
+3% +$19.9K
LLY icon
152
Eli Lilly
LLY
$1.06T
$591K 0.06%
6,933
+251
+4% +$20.6K
NWBI icon
153
Northwest Bancshares
NWBI
$2.29B
$584K 0.06%
33,591
+131
+0.4% +$2.23K
STI
154
DELISTED
SunTrust Banks, Inc.
STI
$582K 0.06%
8,823
+185
+2% +$12.6K
POWA icon
155
Invesco Bloomberg Pricing Power ETF
POWA
$182M
$581K 0.06%
12,501
– –
SLB icon
156
SLB Ltd
SLB
$76.5B
$581K 0.06%
8,677
+1,292
+17% +$88.7K
IXUS icon
157
iShares Core MSCI Total International Stock ETF
IXUS
$59.5B
$580K 0.06%
9,660
-392
-4% -$24.6K
EFAV icon
158
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.46B
$576K 0.06%
8,100
+545
+7% +$40.1K
EFA icon
159
iShares MSCI EAFE ETF
EFA
$79.4B
$571K 0.06%
8,535
+3,518
+70% +$247K
BRK.A icon
160
Berkshire Hathaway Class A
BRK.A
$1.13T
$564K 0.06%
2
– –
IVW icon
161
iShares S&P 500 Growth ETF
IVW
$77B
$549K 0.06%
13,512
+1,720
+15% +$69.1K
GPC icon
162
Genuine Parts
GPC
$18.3B
$547K 0.06%
5,962
– –
AJG icon
163
Arthur J. Gallagher & Co
AJG
$64.5B
$522K 0.06%
7,999
+1,259
+19% +$85.3K
CAT icon
164
Caterpillar
CAT
$395B
$516K 0.06%
3,803
– –
IUSV icon
165
iShares Core S&P US Value ETF
IUSV
$27.5B
$516K 0.06%
9,630
+1,840
+24% +$99.2K
ABT icon
166
Abbott
ABT
$187B
$515K 0.05%
8,458
-923
-10% -$56K
AMJ
167
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$511K 0.05%
19,226
-1,690
-8% -$44.2K
F icon
168
Ford
F
$55B
$508K 0.05%
45,915
+1,241
+3% +$14.2K
IXN icon
169
iShares Global Tech ETF
IXN
$8.74B
$504K 0.05%
18,384
+1,440
+8% +$39.4K
GWW icon
170
W.W. Grainger
GWW
$60.4B
$500K 0.05%
1,622
– –
DTEC icon
171
ALPS Disruptive Technologies ETF
DTEC
$74.4M
$498K 0.05%
17,964
+3,329
+23% +$91.8K
RTN
172
DELISTED
Raytheon Company
RTN
$485K 0.05%
2,514
+211
+9% +$44.3K
VOT icon
173
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.6B
$477K 0.05%
3,555
+372
+12% +$49.4K
ABBV icon
174
AbbVie
ABBV
$431B
$470K 0.05%
5,077
-833
-14% -$81.4K
MDLZ icon
175
Mondelez International
MDLZ
$80.1B
$465K 0.05%
11,363
-657
-5% -$26.4K
5 6
7
8 9

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NFG
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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q2 2018 Portfolio in Review

As of Q2 2018, Carroll Financial Associates held 1,388 positions worth $937M, up 2.9% from $911M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Carroll Financial Associates's Q2 2018 filing shows 56 new, 294 increased, 206 reduced and 54 closed positions. Its largest new stake was Global X SuperDividend ETF: 1,587 shares worth $99K. The largest sale was Xtrackers MSCI EAFE Hedged Equity ETF, an estimated $5.43M.

By sector, the portfolio is most concentrated in Financials at 7.8% of assets, down from 8.4% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q2 2018 buy was Global X SuperDividend ETF: 1,587 shares worth $99K.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q2 2018, an estimated $3.29M increase.
  • Carroll Financial Associates's biggest Q2 2018 reduction was Xtrackers MSCI EAFE Hedged Equity ETF, cutting an estimated $5.43M.
  • Carroll Financial Associates fully exited Monsanto Co in Q2 2018, selling an estimated $536K.
  • Carroll Financial Associates's ten largest holdings make up 51% of its $937M portfolio in Q2 2018.
  • Carroll Financial Associates opened 56 new positions and closed 54 in Q2 2018.
  • Carroll Financial Associates's portfolio value rose 2.9% quarter-over-quarter to $937M.

Based on Carroll Financial Associates's 13F filing for Q2 2018, filed 19 Jul 2018.