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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.92%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$666M
AUM Growth
+$68.1M
Cap. Flow
+$54.1M
Cap. Flow %
8.12%
Top 10 Hldgs %
45.11%
Holding
1,312
New
70
Increased
326
Reduced
189
Closed
67

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$16.4M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$11.6M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$3.36M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$2.45M
5
XOM icon
ExxonMobil
XOM
+$2.01M

Top Sells

Rank Stock Value
1
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$2.12M
2
FMLP
UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN
FMLP
+$945K
3
WT icon
WisdomTree
WT
+$765K
4
BDCL
2Leveraged Long ETRACS Linked to the Wells Fargo Business Dev
BDCL
+$535K
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$516K

Sector Composition

Rank Sector Weight
1 Financials 8.9%
2 Technology 6.08%
3 Energy 4.49%
4 Healthcare 4.43%
5 Consumer Staples 4.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AEP icon
151
American Electric Power
AEP
$68.6B
$442K 0.07%
6,886
-320
-4% -$21.5K
AGG icon
152
iShares Core US Aggregate Bond ETF
AGG
$138B
$435K 0.07%
3,870
+1,583
+69% +$178K
D icon
153
Dominion Energy
D
$59.5B
$433K 0.07%
5,838
-2
-0% -$152
COKE icon
154
Coca-Cola Consolidated
COKE
$12.6B
$429K 0.06%
29,010
– –
STLA icon
155
Stellantis
STLA
$20.8B
$429K 0.06%
67,845
-7,781
-10% -$51.1K
GWW icon
156
W.W. Grainger
GWW
$60.4B
$428K 0.06%
1,905
– –
XLE icon
157
State Street Energy Select Sector SPDR ETF
XLE
$38B
$428K 0.06%
12,148
+1,082
+10% +$37.1K
CLX icon
158
Clorox
CLX
$12.8B
$420K 0.06%
3,361
+12
+0.4% +$1.57K
GM icon
159
General Motors
GM
$76.9B
$417K 0.06%
13,147
-621
-5% -$19.4K
GILD icon
160
Gilead Sciences
GILD
$166B
$414K 0.06%
5,240
+365
+7% +$29.6K
VNQ icon
161
Vanguard Real Estate ETF
VNQ
$39.1B
$407K 0.06%
4,692
+382
+9% +$34.1K
CL icon
162
Colgate-Palmolive
CL
$74.4B
$405K 0.06%
5,469
+178
+3% +$13.2K
RACE icon
163
Ferrari
RACE
$72.3B
$400K 0.06%
7,714
+35
+0.5% +$1.63K
AJG icon
164
Arthur J. Gallagher & Co
AJG
$63.9B
$397K 0.06%
7,822
– –
STI
165
DELISTED
SunTrust Banks, Inc.
STI
$388K 0.06%
8,864
+205
+2% +$8.78K
SLYV icon
166
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.04B
$375K 0.06%
7,006
+3,990
+132% +$210K
BA icon
167
Boeing
BA
$184B
$372K 0.06%
2,826
-95
-3% -$12.5K
NVS icon
168
Novartis
NVS
$296B
$368K 0.06%
5,211
+81
+2% +$5.9K
SDY icon
169
State Street SPDR S&P Dividend ETF
SDY
$23.9B
$364K 0.05%
4,318
+688
+19% +$58.7K
GSK icon
170
GSK
GSK
$106B
$362K 0.05%
6,724
+21
+0.3% +$1.15K
IVW icon
171
iShares S&P 500 Growth ETF
IVW
$77.4B
$360K 0.05%
11,860
– –
PRFZ icon
172
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.88B
$360K 0.05%
17,095
+3,325
+24% +$68.6K
TPR icon
173
Tapestry
TPR
$32.9B
$358K 0.05%
9,819
– –
AMZN icon
174
Amazon
AMZN
$2.96T
$350K 0.05%
8,380
– –
COST icon
175
Costco
COST
$420B
$350K 0.05%
2,300
-12
-0.5% -$1.94K
5 6
7
8 9

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q3 2016 Portfolio in Review

As of Q3 2016, Carroll Financial Associates held 1,312 positions worth $666M, up 11% from $598M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates deployed $54.1M of net new capital in Q3 2016, opening 70 new positions and adding to 326 existing holdings. Its largest new stake was iShares Russell 1000 ETF: 1,252 shares worth $150K.

By sector, the portfolio is most concentrated in Financials at 8.9% of assets, down from 9.3% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Xtrackers MSCI Europe Hedged Equity ETF, an estimated $2.12M trimmed.

  • Carroll Financial Associates's largest Q3 2016 buy was iShares Russell 1000 ETF: 1,252 shares worth $150K.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q3 2016, an estimated $16.4M increase.
  • Carroll Financial Associates's biggest Q3 2016 reduction was Xtrackers MSCI Europe Hedged Equity ETF, cutting an estimated $2.12M.
  • Carroll Financial Associates fully exited UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN in Q3 2016, selling an estimated $945K.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $666M portfolio in Q3 2016.
  • Carroll Financial Associates opened 70 new positions and closed 67 in Q3 2016.
  • Carroll Financial Associates's portfolio value rose 11% quarter-over-quarter to $666M.

Based on Carroll Financial Associates's 13F filing for Q3 2016, filed 11 Oct 2016.