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CFA
Carroll Financial Associates Portfolio holdings
AUM
$1.88B
1-Year Est. Return
20.52%
This Fund
S&P 500
This Quarter
Est. Return
+3.28%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$598M
AUM Growth
+$59.6M
(+11%)
Cap. Flow
+$43.1M
Cap. Flow
% of AUM
7.2%
Top 10 Holdings %
Top 10 Hldgs %
43.55%
Holding
1,314
New
74
Increased
273
Reduced
187
Closed
72
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI USA Momentum Factor ETF
MTUM
|
+$11.8M |
| 2 |
Invesco FTSE RAFI US 1000 ETF
PRF
|
+$11.4M |
| 3 |
KLDW
Knowledge Leaders Developed World ETF
KLDW
|
+$6.35M |
| 4 |
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
|
+$5M |
| 5 |
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
|
+$2.91M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$5.79M |
| 2 |
GE Aerospace
GE
|
+$1.61M |
| 3 |
Kinder Morgan
KMI
|
+$1.27M |
| 4 |
PACW
PacWest Bancorp
PACW
|
+$702K |
| 5 |
BDCS
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
|
+$633K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 9.27% |
| 2 | Technology | 5.91% |
| 3 | Energy | 5.03% |
| 4 | Healthcare | 4.76% |
| 5 | Consumer Staples | 4.58% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
151
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
$136M
| $411K | 0.07% |
17,296
+10,408
| +151% | +$248K |
|
152
Alphabet (Google) Class A
GOOGL
$4.62T
| $410K | 0.07% |
11,660
+900
| +8% | +$33K |
|
153
Gilead Sciences
GILD
$168B
| $406K | 0.07% |
4,875
+60
| +1% | +$5.33K |
|
154
Alerian Energy Infrastructure ETF
ENFR
$513M
| $404K | 0.07% |
18,907
+6,686
| +55% | +$134K |
|
155
Invesco QQQ Trust
QQQ
$485B
| $400K | 0.07% |
3,726
+35
| +0.9% | +$3.78K |
|
156
Tapestry
TPR
$31.4B
| $400K | 0.07% |
9,819
-1,020
| -9% | -$40.2K |
|
157
Union Pacific
UNP
$173B
| $394K | 0.07% |
4,516
-167
| -4% | -$14.1K |
|
158
General Motors
GM
$76.9B
| $389K | 0.07% |
13,768
+10,090
| +274% | +$306K |
|
159
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
| $389K | 0.07% |
9,303
-140
| -1% | -$5.74K |
|
160
Colgate-Palmolive
CL
$73.8B
| $387K | 0.06% |
5,291
+60
| +1% | +$4.27K |
|
161
Vanguard Real Estate ETF
VNQ
$39.2B
| $382K | 0.06% |
4,310
| – | – |
|
162
Boeing
BA
$187B
| $379K | 0.06% |
2,921
-262
| -8% | -$34.2K |
|
163
Novartis
NVS
$292B
| $379K | 0.06% |
5,130
+56
| +1% | +$3.87K |
|
164
State Street Energy Select Sector SPDR ETF
XLE
$38.4B
| $377K | 0.06% |
11,066
-56
| -0.5% | -$1.85K |
|
165
Arthur J. Gallagher & Co
AJG
$63.5B
| $372K | 0.06% |
7,822
+7,740
| +9,439% | +$359K |
|
166
Costco
COST
$423B
| $363K | 0.06% |
2,312
-20
| -0.9% | -$3.03K |
|
167
GSK
GSK
$103B
| $363K | 0.06% |
6,703
-231
| -3% | -$12.2K |
|
168
State Street Financial Select Sector SPDR ETF
XLF
$58.5B
| $363K | 0.06% |
18,111
+3,958
| +28% | +$80.1K |
|
|
STI
169
DELISTED
SunTrust Banks, Inc.
STI
| $355K | 0.06% |
8,659
-740
| -8% | -$30.2K |
|
170
Dollar Tree
DLTR
$24.9B
| $346K | 0.06% |
3,679
+16
| +0.4% | +$1.35K |
|
171
iShares S&P 500 Growth ETF
IVW
$77.3B
| $345K | 0.06% |
11,860
| – | – |
|
172
iShares Russell 1000 Growth ETF
IWF
$127B
| $340K | 0.06% |
13,572
-556
| -4% | -$13.9K |
|
173
Vanguard Total Bond Market
BND
$158B
| $334K | 0.06% |
3,970
+243
| +7% | +$20.2K |
|
174
Vanguard FTSE Developed Markets ETF
VEA
$234B
| $322K | 0.05% |
9,109
+170
| +2% | +$6.14K |
|
175
Johnson Controls International
JCI
$93.1B
| $314K | 0.05% |
6,786
+1,273
| +23% | +$56.1K |
|
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Carroll Financial Associates's Q2 2016 Portfolio in Review
As of Q2 2016, Carroll Financial Associates held 1,314 positions worth $598M, up 11% from $538M the previous quarter. Its ten largest holdings account for 44% of the portfolio.
Carroll Financial Associates deployed $43.1M of net new capital in Q2 2016, opening 74 new positions and adding to 273 existing holdings. Its largest new stake was Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF: 188,829 shares worth $4.87M.
By sector, the portfolio is most concentrated in Financials at 9.3% of assets, down from 9.8% a quarter earlier, followed by Technology and Energy.
On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $5.79M trimmed.
- Carroll Financial Associates's largest Q2 2016 buy was Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF: 188,829 shares worth $4.87M.
- Carroll Financial Associates added most to iShares MSCI USA Momentum Factor ETF in Q2 2016, an estimated $11.8M increase.
- Carroll Financial Associates's biggest Q2 2016 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $5.79M.
- Carroll Financial Associates fully exited UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com in Q2 2016, selling an estimated $633K.
- Carroll Financial Associates's ten largest holdings make up 44% of its $598M portfolio in Q2 2016.
- Carroll Financial Associates opened 74 new positions and closed 72 in Q2 2016.
- Carroll Financial Associates's portfolio value rose 11% quarter-over-quarter to $598M.
Based on Carroll Financial Associates's 13F filing for Q2 2016, filed 18 Jul 2016.