CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
This Quarter Return
+3.28%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$598M
AUM Growth
+$59.6M
Cap. Flow
+$43.1M
Cap. Flow %
7.2%
Top 10 Hldgs %
43.55%
Holding
1,320
New
75
Increased
273
Reduced
187
Closed
72

Top Buys

1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
$12.2M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
$11.5M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
$6.38M
4
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$4.87M
5
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.81M

Top Sells

1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
$6.02M
2
GE icon
GE Aerospace
GE
$1.66M
3
KMI icon
Kinder Morgan
KMI
$1.33M
4
PACW
PacWest Bancorp
PACW
$711K
5
BDCS
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
$633K

Sector Composition

1 Financials 9.27%
2 Technology 5.92%
3 Energy 5.03%
4 Healthcare 4.76%
5 Consumer Staples 4.58%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
AGZD icon
151
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
$94.7M
$411K 0.07%
17,296
+10,408
+151% +$247K
GOOGL icon
152
Alphabet (Google) Class A
GOOGL
$2.79T
$410K 0.07%
11,660
+900
+8% +$31.6K
GILD icon
153
Gilead Sciences
GILD
$140B
$406K 0.07%
4,875
+60
+1% +$5K
ENFR icon
154
Alerian Energy Infrastructure ETF
ENFR
$314M
$404K 0.07%
18,907
+6,686
+55% +$143K
QQQ icon
155
Invesco QQQ Trust
QQQ
$364B
$400K 0.07%
3,726
+35
+0.9% +$3.76K
TPR icon
156
Tapestry
TPR
$21.7B
$400K 0.07%
9,819
-1,020
-9% -$41.6K
UNP icon
157
Union Pacific
UNP
$132B
$394K 0.07%
4,516
-167
-4% -$14.6K
GM icon
158
General Motors
GM
$55B
$389K 0.07%
13,768
+10,090
+274% +$285K
IEMG icon
159
iShares Core MSCI Emerging Markets ETF
IEMG
$102B
$389K 0.07%
9,303
-140
-1% -$5.85K
CL icon
160
Colgate-Palmolive
CL
$67.7B
$387K 0.06%
5,291
+60
+1% +$4.39K
VNQ icon
161
Vanguard Real Estate ETF
VNQ
$34.1B
$382K 0.06%
4,310
– –
BA icon
162
Boeing
BA
$176B
$379K 0.06%
2,921
-262
-8% -$34K
NVS icon
163
Novartis
NVS
$248B
$379K 0.06%
5,130
+56
+1% +$4.14K
XLE icon
164
Energy Select Sector SPDR Fund
XLE
$27.1B
$377K 0.06%
5,533
-28
-0.5% -$1.91K
AJG icon
165
Arthur J. Gallagher & Co
AJG
$77.9B
$372K 0.06%
7,822
+7,740
+9,439% +$368K
COST icon
166
Costco
COST
$421B
$363K 0.06%
2,312
-20
-0.9% -$3.14K
GSK icon
167
GSK
GSK
$79.3B
$363K 0.06%
6,703
-231
-3% -$12.5K
XLF icon
168
Financial Select Sector SPDR Fund
XLF
$53.6B
$363K 0.06%
18,111
+3,958
+28% +$79.3K
STI
169
DELISTED
SunTrust Banks, Inc.
STI
$355K 0.06%
8,659
-740
-8% -$30.3K
DLTR icon
170
Dollar Tree
DLTR
$20.8B
$346K 0.06%
3,679
+16
+0.4% +$1.51K
IVW icon
171
iShares S&P 500 Growth ETF
IVW
$63.2B
$345K 0.06%
11,860
– –
IWF icon
172
iShares Russell 1000 Growth ETF
IWF
$117B
$340K 0.06%
3,393
-139
-4% -$13.9K
BND icon
173
Vanguard Total Bond Market
BND
$133B
$334K 0.06%
3,970
+243
+7% +$20.4K
VEA icon
174
Vanguard FTSE Developed Markets ETF
VEA
$169B
$322K 0.05%
9,109
+170
+2% +$6.01K
JCI icon
175
Johnson Controls International
JCI
$68.9B
$314K 0.05%
6,786
+1,273
+23% +$58.9K
5 6
7
8 9