We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+1.82%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$305M
AUM Growth
+$23.5M
Cap. Flow
-$13.5M
Cap. Flow %
-4.43%
Top 10 Hldgs %
40.12%
Holding
1,104
New
165
Increased
242
Reduced
76
Closed
181

Top Buys

Rank Stock Value
1
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$3.76M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.32M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.37M
4
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$2.03M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$2M

Top Sells

Rank Stock Value
1
KMR
KINDER MORGAN MANAGEMENT LLC
KMR
+$31.7M
2
BAC.PRE icon
Bank of America Depository Shares Series E
BAC.PRE
+$2.62M
3
GS.PRA icon
Goldman Sachs Group Inc Depositary Shares
GS.PRA
+$1.99M
4
HRL icon
Hormel Foods
HRL
+$1.46M
5
MS.PRA icon
Morgan Stanley Series A Preferred Stock
MS.PRA
+$1.27M

Sector Composition

Rank Sector Weight
1 Financials 12.17%
2 Technology 9.66%
3 Energy 9.29%
4 Healthcare 6.5%
5 Industrials 5.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PXH icon
151
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.96B
$189K 0.06%
+9,500
New +$181K
AMT icon
152
American Tower
AMT
$80.4B
$177K 0.06%
2,165
+139
+7% +$11.3K
TWC
153
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
$177K 0.06%
1,293
+1,104
+584% +$151K
TEVA icon
154
Teva Pharmaceuticals
TEVA
$41.2B
$176K 0.06%
3,332
– –
MDLZ icon
155
Mondelez International
MDLZ
$79.9B
$174K 0.06%
5,027
+34
+0.7% +$1.16K
HIG icon
156
Hartford Financial Services
HIG
$39.3B
$170K 0.06%
4,823
– –
CVS icon
157
CVS Health
CVS
$122B
$168K 0.06%
2,241
-362
-14% -$25.6K
ETV
158
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.76B
$168K 0.06%
11,860
+3,535
+42% +$49.6K
PNC icon
159
PNC Financial Services
PNC
$101B
$168K 0.06%
1,929
– –
GPC icon
160
Genuine Parts
GPC
$18.7B
$167K 0.05%
1,927
+42
+2% +$3.54K
ESRX
161
DELISTED
Express Scripts Holding Company
ESRX
$162K 0.05%
2,152
-194
-8% -$14.5K
SWN
162
DELISTED
Southwestern Energy Company
SWN
$161K 0.05%
3,500
– –
IAT icon
163
iShares US Regional Banks ETF
IAT
$681M
$160K 0.05%
4,570
+250
+6% +$8.37K
ET icon
164
Energy Transfer Partners
ET
$69.3B
$159K 0.05%
6,800
– –
MLM icon
165
Martin Marietta Materials
MLM
$33B
$154K 0.05%
1,200
– –
ROOF
166
DELISTED
NYLI CBRE NextGen Real Estate ETF
ROOF
$154K 0.05%
+6,100
New +$152K
WPP icon
167
WPP
WPP
$5.94B
$153K 0.05%
1,480
– –
BCS.PRD.CL
168
DELISTED
Barclays Bank Plc
BCS.PRD.CL
$151K 0.05%
+5,800
New +$149K
BX icon
169
Blackstone
BX
$110B
$150K 0.05%
4,586
– –
F icon
170
Ford
F
$55.7B
$150K 0.05%
9,634
+3,090
+47% +$47.8K
IFGL icon
171
iShares International Developed Real Estate ETF
IFGL
$83.2M
$150K 0.05%
+5,000
New +$150K
NWL icon
172
Newell Brands
NWL
$2.56B
$150K 0.05%
5,000
– –
ACWI icon
173
iShares MSCI ACWI ETF
ACWI
$33.5B
$149K 0.05%
2,555
– –
PBP icon
174
Invesco S&P 500 BuyWrite ETF
PBP
$362M
$148K 0.05%
+7,000
New +$146K
SSB icon
175
SouthState Bank Corp
SSB
$10.5B
$148K 0.05%
2,367
+169
+8% +$10.5K
5 6
7
8 9

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q1 2014 Portfolio in Review

As of Q1 2014, Carroll Financial Associates held 1,104 positions worth $305M, up 8.3% from $281M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Carroll Financial Associates withdrew a net $13.5M in Q1 2014, closing 181 positions and reducing 76 holdings. Its most notable exit was Bank of America Depository Shares Series E, an estimated $2.62M position sold in full.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 13% a quarter earlier, followed by Technology and Energy.

Against the trend, Carroll Financial Associates opened a new position in Vanguard FTSE All-World ex-US ETF worth $1.28M.

  • Carroll Financial Associates's largest Q1 2014 buy was Vanguard FTSE All-World ex-US ETF: 25,507 shares worth $1.28M.
  • Carroll Financial Associates added most to Vanguard Dividend Appreciation ETF in Q1 2014, an estimated $3.76M increase.
  • Carroll Financial Associates's biggest Q1 2014 reduction was KINDER MORGAN MANAGEMENT LLC, cutting an estimated $31.7M.
  • Carroll Financial Associates fully exited Bank of America Depository Shares Series E in Q1 2014, selling an estimated $2.62M.
  • Carroll Financial Associates's ten largest holdings make up 40% of its $305M portfolio in Q1 2014.
  • Carroll Financial Associates opened 165 new positions and closed 181 in Q1 2014.
  • Carroll Financial Associates's portfolio value rose 8.3% quarter-over-quarter to $305M.

Based on Carroll Financial Associates's 13F filing for Q1 2014, filed 2 May 2014.