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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.24%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.15B
AUM Growth
+$81.1M
Cap. Flow
+$48.1M
Cap. Flow %
4.19%
Top 10 Hldgs %
48.81%
Holding
1,814
New
287
Increased
511
Reduced
261
Closed
62

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.5M
2
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$16.4M
3
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$11M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$7.76M
5
OMFL icon
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
+$7.05M

Top Sells

Rank Stock Value
1
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$22.5M
2
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$22.2M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$13.2M
4
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$4.72M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$4.59M

Sector Composition

Rank Sector Weight
1 Financials 6.75%
2 Technology 5.61%
3 Healthcare 3.09%
4 Energy 2.58%
5 Consumer Staples 2.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SNEX icon
1701
StoneX
SNEX
$7.94B
– –
-4,010
Closed -$30K
SNN icon
1702
Smith & Nephew
SNN
$12.6B
$0 ﹤0.01%
1
-4
-80% -$166
SONN
1703
DELISTED
Sonnet BioTherapeutics
SONN
– –
0
– –
SPAB icon
1704
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.94B
– –
-7,860
Closed -$224K
SPHD icon
1705
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.4B
– –
-242
Closed -$10K
SPIB icon
1706
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$0 ﹤0.01%
23
– –
SPNS
1707
DELISTED
Sapiens International
SPNS
$0 ﹤0.01%
1
– –
SPTM icon
1708
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$14.1B
$0 ﹤0.01%
15
– –
STRL icon
1709
Sterling Infrastructure
STRL
$16.7B
$0 ﹤0.01%
4
– –
SVXY icon
1710
ProShares Short VIX Short-Term Futures ETF
SVXY
$230M
– –
-130
Closed -$3K
TDC icon
1711
Teradata
TDC
$2.55B
$0 ﹤0.01%
12
– –
TGNA
1712
DELISTED
TEGNA Inc
TGNA
– –
-148
Closed -$2K
TIMB icon
1713
TIM SA
TIMB
$8.8B
$0 ﹤0.01%
4
+2
+100% +$29
TKC icon
1714
Turkcell
TKC
$4.79B
$0 ﹤0.01%
+6
New +$31
TLH icon
1715
iShares 10-20 Year Treasury Bond ETF
TLH
$10.9B
$0 ﹤0.01%
+4
New +$553
TM icon
1716
Toyota
TM
$225B
$0 ﹤0.01%
2
– –
TMQ
1717
Trilogy Metals
TMQ
$656M
$0 ﹤0.01%
+83
New +$219
TNDM icon
1718
Tandem Diabetes Care
TNDM
$1.56B
– –
-8,317
Closed -$528K
TPH
1719
DELISTED
Tri Pointe Homes
TPH
$0 ﹤0.01%
2
– –
TWLO icon
1720
Twilio
TWLO
$36.6B
– –
-1,890
Closed -$244K
UGI icon
1721
UGI
UGI
$7.33B
$0 ﹤0.01%
2
– –
USA icon
1722
Liberty All-Star Equity Fund
USA
$1.85B
$0 ﹤0.01%
94
+2
+2% +$12
USRT icon
1723
iShares Core US REIT ETF
USRT
$4.64B
$0 ﹤0.01%
10
– –
VALE icon
1724
Vale
VALE
$62.6B
$0 ﹤0.01%
1
– –
VECO icon
1725
Veeco
VECO
$3.23B
$0 ﹤0.01%
80
– –
67 68
69
70 71

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NFG
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6M
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RFA
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CCT
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CC
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RM
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Carroll Financial Associates's Q2 2019 Portfolio in Review

As of Q2 2019, Carroll Financial Associates held 1,814 positions worth $1.15B, up 7.6% from $1.07B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates deployed $48.1M of net new capital in Q2 2019, opening 287 new positions and adding to 511 existing holdings. Its largest new stake was State Street SPDR Portfolio Short Term Treasury ETF: 368,957 shares worth $11.1M.

By sector, the portfolio is most concentrated in Financials at 6.8% of assets, up from 6.2% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 400 Mid Cap ETF, an estimated $22.5M trimmed.

  • Carroll Financial Associates's largest Q2 2019 buy was State Street SPDR Portfolio Short Term Treasury ETF: 368,957 shares worth $11.1M.
  • Carroll Financial Associates added most to iShares 3-7 Year Treasury Bond ETF in Q2 2019, an estimated $20.5M increase.
  • Carroll Financial Associates's biggest Q2 2019 reduction was State Street SPDR Portfolio S&P 400 Mid Cap ETF, cutting an estimated $22.5M.
  • Carroll Financial Associates fully exited DuPont de Nemours in Q2 2019, selling an estimated $4.07M.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $1.15B portfolio in Q2 2019.
  • Carroll Financial Associates opened 287 new positions and closed 62 in Q2 2019.
  • Carroll Financial Associates's portfolio value rose 7.6% quarter-over-quarter to $1.15B.

Based on Carroll Financial Associates's 13F filing for Q2 2019, filed 8 Jul 2019.