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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+8.4%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
+$96.9M
Cap. Flow
+$4.07M
Cap. Flow %
0.31%
Top 10 Hldgs %
48.04%
Holding
1,793
New
90
Increased
315
Reduced
397
Closed
127

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$9.69M
2
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$5.47M
3
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$4.77M
4
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$4.62M
5
EJUL icon
Innovator Emerging Markets Power Buffer ETF July
EJUL
+$4.59M

Top Sells

Rank Stock Value
1
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.64M
2
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.35M
3
AAPL icon
Apple
AAPL
+$5.11M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.48M
5
MSFT icon
Microsoft
MSFT
+$2.41M

Sector Composition

Rank Sector Weight
1 Technology 7.44%
2 Financials 4.98%
3 Healthcare 2.9%
4 Consumer Discretionary 2.43%
5 Consumer Staples 2.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TNL icon
1676
Travel + Leisure Co
TNL
$4.5B
– –
-140
Closed -$3K
TPH
1677
DELISTED
Tri Pointe Homes
TPH
$0 ﹤0.01%
2
– –
TRGP icon
1678
Targa Resources
TRGP
$57.1B
$0 ﹤0.01%
46
– –
UAA icon
1679
Under Armour
UAA
$2.52B
$0 ﹤0.01%
3
– –
UDOW icon
1680
ProShares UltraPro Dow 30
UDOW
$937M
– –
-2,000
Closed -$31K
UMC icon
1681
United Microelectronic
UMC
$47.1B
– –
-53,974
Closed -$142K
USO icon
1682
United States Oil Fund
USO
$1.78B
$0 ﹤0.01%
23
– –
USRT icon
1683
iShares Core US REIT ETF
USRT
$4.58B
$0 ﹤0.01%
10
– –
UTF icon
1684
Cohen & Steers Infrastructure Fund
UTF
$3.04B
$0 ﹤0.01%
4
– –
UWM icon
1685
ProShares Ultra Russell2000
UWM
$243M
$0 ﹤0.01%
10
– –
VALE icon
1686
Vale
VALE
$63.4B
$0 ﹤0.01%
1
– –
VECO icon
1687
Veeco
VECO
$3.02B
– –
-80
Closed -$1K
VIAV icon
1688
Viavi Solutions
VIAV
$9.18B
$0 ﹤0.01%
2
– –
VIDI icon
1689
Vident International Equity Strategy
VIDI
$446M
– –
-970
Closed -$19K
VIV icon
1690
Telefônica Brasil
VIV
$19.1B
$0 ﹤0.01%
1
– –
VOYA icon
1691
Voya Financial
VOYA
$9.08B
– –
-60
Closed -$2K
VST icon
1692
Vistra
VST
$48B
$0 ﹤0.01%
16
– –
VTOL icon
1693
Bristow Group
VTOL
$1.38B
$0 ﹤0.01%
5
– –
VYGR icon
1694
Voyager Therapeutics
VYGR
$195M
– –
-100
Closed -$1K
WASH icon
1695
Washington Trust Bancorp
WASH
$735M
$0 ﹤0.01%
21
– –
WBS icon
1696
Webster Financial
WBS
$12.8B
$0 ﹤0.01%
35
– –
WGO icon
1697
Winnebago Industries
WGO
$906M
$0 ﹤0.01%
1
– –
WH icon
1698
Wyndham Hotels & Resorts
WH
$5.29B
– –
-140
Closed -$5K
WSM icon
1699
Williams-Sonoma
WSM
$29.5B
– –
-1,052
Closed -$43K
WTMF icon
1700
WisdomTree Managed Futures Strategy Fund
WTMF
$249M
– –
-382
Closed -$13K
66 67
68
69 70

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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q3 2020 Portfolio in Review

As of Q3 2020, Carroll Financial Associates held 1,793 positions worth $1.3B, up 8.1% from $1.2B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q3 2020 filing shows 90 new, 315 increased, 397 reduced and 127 closed positions. Its largest new stake was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M. The largest sale was Xtrackers USD High Yield Corporate Bond ETF, an estimated $9.64M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, down from 7.7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2020 buy was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M.
  • Carroll Financial Associates added most to Janus Henderson Short Duration Income ETF in Q3 2020, an estimated $9.69M increase.
  • Carroll Financial Associates's biggest Q3 2020 reduction was Xtrackers USD High Yield Corporate Bond ETF, cutting an estimated $9.64M.
  • Carroll Financial Associates fully exited Global X Scientific Beta US ETF in Q3 2020, selling an estimated $1.49M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.3B portfolio in Q3 2020.
  • Carroll Financial Associates opened 90 new positions and closed 127 in Q3 2020.
  • Carroll Financial Associates's portfolio value rose 8.1% quarter-over-quarter to $1.3B.

Based on Carroll Financial Associates's 13F filing for Q3 2020, filed 6 Oct 2020.