We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+1.36%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.14B
AUM Growth
-$3.41M
Cap. Flow
-$15.4M
Cap. Flow %
-1.35%
Top 10 Hldgs %
49.23%
Holding
1,848
New
95
Increased
278
Reduced
448
Closed
159

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$10.7M
2
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.7M
3
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$3.4M
4
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$3.08M
5
FOCS
Focus Financial Partners Inc. Class A
FOCS
+$2.02M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$10.1M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$9.71M
3
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$5.36M
4
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$4.96M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$4.7M

Sector Composition

Rank Sector Weight
1 Financials 6.94%
2 Technology 5.89%
3 Healthcare 2.9%
4 Energy 2.34%
5 Consumer Staples 2.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ECHO
1676
EchoStar
ECHO
$26.2B
– –
-22
Closed –
SBRA icon
1677
Sabra Healthcare REIT
SBRA
$5.37B
– –
-3
Closed –
SBS icon
1678
Sabesp
SBS
$18.7B
$0 ﹤0.01%
62
– –
SCHC icon
1679
Schwab International Small-Cap Equity ETF
SCHC
$5.65B
$0 ﹤0.01%
12
– –
SCHE icon
1680
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$0 ﹤0.01%
18
-40
-69% -$1.02K
SCHH icon
1681
Schwab US REIT ETF
SCHH
$11.4B
$0 ﹤0.01%
16
– –
SCHZ icon
1682
Schwab US Aggregate Bond ETF
SCHZ
$10.6B
– –
-282
Closed -$7K
SFM icon
1683
Sprouts Farmers Market
SFM
$8.01B
– –
-46
Closed –
SHOO icon
1684
Steven Madden
SHOO
$3.55B
$0 ﹤0.01%
1
-57
-98% -$1.88K
SHYG icon
1685
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.6B
$0 ﹤0.01%
16
– –
SIMO icon
1686
Silicon Motion
SIMO
$8.68B
– –
-26
Closed -$1K
SITC icon
1687
SITE Centers
SITC
$165M
– –
-3
Closed –
HTO
1688
H2O America
HTO
$2.62B
$0 ﹤0.01%
2
– –
SKM icon
1689
SK Telecom
SKM
$13.2B
– –
-1
Closed –
SLYV icon
1690
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.08B
$0 ﹤0.01%
1
– –
SMOG icon
1691
VanEck Low Carbon Energy ETF
SMOG
$134M
– –
-335
Closed -$21K
SNAP icon
1692
Snap
SNAP
$9.01B
$0 ﹤0.01%
54
– –
SNN icon
1693
Smith & Nephew
SNN
$12.6B
– –
-1
Closed –
SONN
1694
DELISTED
Sonnet BioTherapeutics
SONN
– –
0
– –
SPIB icon
1695
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$0 ﹤0.01%
23
– –
SPNS
1696
DELISTED
Sapiens International
SPNS
$0 ﹤0.01%
1
– –
SPSC icon
1697
SPS Commerce
SPSC
$2.64B
$0 ﹤0.01%
20
– –
SPTM icon
1698
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$14.1B
– –
-15
Closed –
STRA icon
1699
Strategic Education
STRA
$1.92B
$0 ﹤0.01%
6
– –
STRL icon
1700
Sterling Infrastructure
STRL
$16.7B
– –
-4
Closed –
66 67
68
69 70

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q3 2019 Portfolio in Review

As of Q3 2019, Carroll Financial Associates held 1,848 positions worth $1.14B, down 0.3% from $1.15B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates's Q3 2019 filing shows 95 new, 278 increased, 448 reduced and 159 closed positions. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 33,694 shares worth $1.7M. The largest sale was iShares 3-7 Year Treasury Bond ETF, an estimated $10.1M.

By sector, the portfolio is most concentrated in Financials at 6.9% of assets, up from 6.8% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q3 2019 buy was iShares Core 1-5 Year USD Bond ETF: 33,694 shares worth $1.7M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q3 2019, an estimated $10.7M increase.
  • Carroll Financial Associates's biggest Q3 2019 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $10.1M.
  • Carroll Financial Associates fully exited iShares US Healthcare Providers ETF in Q3 2019, selling an estimated $338K.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $1.14B portfolio in Q3 2019.
  • Carroll Financial Associates opened 95 new positions and closed 159 in Q3 2019.
  • Carroll Financial Associates's portfolio value fell 0.3% quarter-over-quarter to $1.14B.

Based on Carroll Financial Associates's 13F filing for Q3 2019, filed 9 Oct 2019.