We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+1.36%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.14B
AUM Growth
-$3.41M
Cap. Flow
-$15.4M
Cap. Flow %
-1.35%
Top 10 Hldgs %
49.23%
Holding
1,848
New
95
Increased
278
Reduced
448
Closed
159

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$10.7M
2
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.7M
3
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$3.4M
4
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$3.08M
5
FOCS
Focus Financial Partners Inc. Class A
FOCS
+$2.02M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$10.1M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$9.71M
3
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$5.36M
4
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$4.96M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$4.7M

Sector Composition

Rank Sector Weight
1 Financials 6.94%
2 Technology 5.89%
3 Healthcare 2.9%
4 Energy 2.34%
5 Consumer Staples 2.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OKTA icon
1651
Okta
OKTA
$25.8B
– –
-1,273
Closed -$157K
OLLI icon
1652
Ollie's Bargain Outlet
OLLI
$4.94B
$0 ﹤0.01%
16
– –
ON icon
1653
ON Semiconductor
ON
$31.6B
$0 ﹤0.01%
2
-2
-50% -$38
PAGS icon
1654
PagSeguro Digital
PAGS
$2.55B
– –
-4,618
Closed -$179K
PBI icon
1655
Pitney Bowes
PBI
$2.39B
– –
-200
Closed -$802
PBR icon
1656
Petrobras
PBR
$116B
$0 ﹤0.01%
1
– –
PCG icon
1657
PG&E
PCG
$38.5B
$0 ﹤0.01%
2
-100
-98% -$1.51K
PEB icon
1658
Pebblebrook Hotel Trust
PEB
$2.05B
$0 ﹤0.01%
4
-27
-87% -$741
PFIG icon
1659
Invesco Fundamental Investment Grade Corporate Bond ETF
PFIG
$118M
$0 ﹤0.01%
22
– –
PFSI icon
1660
PennyMac Financial
PFSI
$4.02B
$0 ﹤0.01%
1
– –
IFLN
1661
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$307M
$0 ﹤0.01%
5
-51
-91% -$968
PHK
1662
PIMCO High Income Fund
PHK
$880M
$0 ﹤0.01%
7
– –
PICK icon
1663
iShares MSCI Global Metals & Mining Producers ETF
PICK
$2.33B
– –
-50
Closed -$1K
PIPR icon
1664
Piper Sandler
PIPR
$5.29B
$0 ﹤0.01%
16
– –
PJT icon
1665
PJT Partners
PJT
$4.38B
$0 ﹤0.01%
2
– –
PNW icon
1666
Pinnacle West Capital
PNW
$12.2B
$0 ﹤0.01%
4
– –
PPC icon
1667
Pilgrim's Pride
PPC
$6.54B
$0 ﹤0.01%
23
– –
PRTA icon
1668
Prothena Corp
PRTA
$450M
$0 ﹤0.01%
1
– –
PTCT icon
1669
PTC Therapeutics
PTCT
$6.12B
– –
-35
Closed -$1K
QTEC icon
1670
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.76B
– –
-568
Closed -$48K
RCI icon
1671
Rogers Communications
RCI
$18.6B
– –
-133
Closed -$7K
RGA icon
1672
Reinsurance Group of America
RGA
$16.1B
– –
-20
Closed -$3.1K
RITM icon
1673
Rithm Capital
RITM
$5.69B
$0 ﹤0.01%
3
– –
RMD icon
1674
ResMed
RMD
$30.7B
– –
-49
Closed -$5K
SAGE
1675
DELISTED
Sage Therapeutics
SAGE
– –
-3
Closed –
65 66
67
68 69

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q3 2019 Portfolio in Review

As of Q3 2019, Carroll Financial Associates held 1,848 positions worth $1.14B, down 0.3% from $1.15B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates's Q3 2019 filing shows 95 new, 278 increased, 448 reduced and 159 closed positions. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 33,694 shares worth $1.7M. The largest sale was iShares 3-7 Year Treasury Bond ETF, an estimated $10.1M.

By sector, the portfolio is most concentrated in Financials at 6.9% of assets, up from 6.8% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q3 2019 buy was iShares Core 1-5 Year USD Bond ETF: 33,694 shares worth $1.7M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q3 2019, an estimated $10.7M increase.
  • Carroll Financial Associates's biggest Q3 2019 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $10.1M.
  • Carroll Financial Associates fully exited iShares US Healthcare Providers ETF in Q3 2019, selling an estimated $338K.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $1.14B portfolio in Q3 2019.
  • Carroll Financial Associates opened 95 new positions and closed 159 in Q3 2019.
  • Carroll Financial Associates's portfolio value fell 0.3% quarter-over-quarter to $1.14B.

Based on Carroll Financial Associates's 13F filing for Q3 2019, filed 9 Oct 2019.