We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.24%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.15B
AUM Growth
+$81.1M
Cap. Flow
+$48.1M
Cap. Flow %
4.19%
Top 10 Hldgs %
48.81%
Holding
1,814
New
287
Increased
511
Reduced
261
Closed
62

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.5M
2
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$16.4M
3
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$11M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$7.76M
5
OMFL icon
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
+$7.05M

Top Sells

Rank Stock Value
1
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$22.5M
2
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$22.2M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$13.2M
4
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$4.72M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$4.59M

Sector Composition

Rank Sector Weight
1 Financials 6.75%
2 Technology 5.61%
3 Healthcare 3.09%
4 Energy 2.58%
5 Consumer Staples 2.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MPWR icon
1651
Monolithic Power Systems
MPWR
$68.9B
$0 ﹤0.01%
+7
New +$952
MT icon
1652
ArcelorMittal
MT
$55.3B
$0 ﹤0.01%
2
– –
MTG icon
1653
MGIC Investment
MTG
$6.25B
$0 ﹤0.01%
3
– –
MUR icon
1654
Murphy Oil
MUR
$4.78B
$0 ﹤0.01%
2
– –
NAVI icon
1655
Navient
NAVI
$853M
$0 ﹤0.01%
4
– –
NDAQ icon
1656
Nasdaq
NDAQ
$52.9B
– –
-450
Closed -$13K
NFG icon
1657
National Fuel Gas
NFG
$7.65B
$0 ﹤0.01%
2
– –
NJR icon
1658
New Jersey Resources
NJR
$5.58B
$0 ﹤0.01%
3
– –
NRG icon
1659
NRG Energy
NRG
$24.8B
$0 ﹤0.01%
12
-2
-14% -$75
NRT
1660
North European Oil Royalty Trust
NRT
$81M
$0 ﹤0.01%
65
– –
NTGR icon
1661
NETGEAR
NTGR
$635M
$0 ﹤0.01%
25
– –
NTLA icon
1662
Intellia Therapeutics
NTLA
$1.67B
$0 ﹤0.01%
36
– –
NVAX icon
1663
Novavax
NVAX
$1.31B
– –
-27
Closed –
NVT icon
1664
nVent Electric
NVT
$26.7B
$0 ﹤0.01%
15
– –
NWSA icon
1665
News Corp Class A
NWSA
$15.4B
$0 ﹤0.01%
48
– –
OC icon
1666
Owens Corning
OC
$12.4B
$0 ﹤0.01%
3
– –
ON icon
1667
ON Semiconductor
ON
$31.6B
$0 ﹤0.01%
4
-72
-95% -$1.49K
PBI icon
1668
Pitney Bowes
PBI
$2.39B
$0 ﹤0.01%
200
– –
PBR icon
1669
Petrobras
PBR
$116B
$0 ﹤0.01%
1
– –
PEB icon
1670
Pebblebrook Hotel Trust
PEB
$2.05B
$0 ﹤0.01%
31
– –
PFIG icon
1671
Invesco Fundamental Investment Grade Corporate Bond ETF
PFIG
$118M
$0 ﹤0.01%
22
– –
PFSI icon
1672
PennyMac Financial
PFSI
$4.02B
$0 ﹤0.01%
1
– –
PHK
1673
PIMCO High Income Fund
PHK
$880M
$0 ﹤0.01%
7
– –
PIPR icon
1674
Piper Sandler
PIPR
$5.29B
$0 ﹤0.01%
16
– –
PIZ icon
1675
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$756M
– –
-654
Closed -$16K
65 66
67
68 69

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q2 2019 Portfolio in Review

As of Q2 2019, Carroll Financial Associates held 1,814 positions worth $1.15B, up 7.6% from $1.07B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates deployed $48.1M of net new capital in Q2 2019, opening 287 new positions and adding to 511 existing holdings. Its largest new stake was State Street SPDR Portfolio Short Term Treasury ETF: 368,957 shares worth $11.1M.

By sector, the portfolio is most concentrated in Financials at 6.8% of assets, up from 6.2% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 400 Mid Cap ETF, an estimated $22.5M trimmed.

  • Carroll Financial Associates's largest Q2 2019 buy was State Street SPDR Portfolio Short Term Treasury ETF: 368,957 shares worth $11.1M.
  • Carroll Financial Associates added most to iShares 3-7 Year Treasury Bond ETF in Q2 2019, an estimated $20.5M increase.
  • Carroll Financial Associates's biggest Q2 2019 reduction was State Street SPDR Portfolio S&P 400 Mid Cap ETF, cutting an estimated $22.5M.
  • Carroll Financial Associates fully exited DuPont de Nemours in Q2 2019, selling an estimated $4.07M.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $1.15B portfolio in Q2 2019.
  • Carroll Financial Associates opened 287 new positions and closed 62 in Q2 2019.
  • Carroll Financial Associates's portfolio value rose 7.6% quarter-over-quarter to $1.15B.

Based on Carroll Financial Associates's 13F filing for Q2 2019, filed 8 Jul 2019.