We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+8.4%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
+$96.9M
Cap. Flow
+$4.07M
Cap. Flow %
0.31%
Top 10 Hldgs %
48.04%
Holding
1,793
New
90
Increased
315
Reduced
397
Closed
127

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$9.69M
2
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$5.47M
3
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$4.77M
4
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$4.62M
5
EJUL icon
Innovator Emerging Markets Power Buffer ETF July
EJUL
+$4.59M

Top Sells

Rank Stock Value
1
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.64M
2
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.35M
3
AAPL icon
Apple
AAPL
+$5.11M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.48M
5
MSFT icon
Microsoft
MSFT
+$2.41M

Sector Composition

Rank Sector Weight
1 Technology 7.44%
2 Financials 4.98%
3 Healthcare 2.9%
4 Consumer Discretionary 2.43%
5 Consumer Staples 2.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PCG icon
1626
PG&E
PCG
$37.8B
$0 ﹤0.01%
2
– –
PEB icon
1627
Pebblebrook Hotel Trust
PEB
$2.02B
$0 ﹤0.01%
4
– –
PFIG icon
1628
Invesco Fundamental Investment Grade Corporate Bond ETF
PFIG
$117M
$0 ﹤0.01%
18
-3
-14% -$82
PFSI icon
1629
PennyMac Financial
PFSI
$3.95B
$0 ﹤0.01%
1
– –
IFLN
1630
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$306M
$0 ﹤0.01%
5
– –
PHK
1631
PIMCO High Income Fund
PHK
$878M
$0 ﹤0.01%
7
– –
PI icon
1632
Impinj
PI
$5.38B
– –
-50
Closed -$1K
PICB icon
1633
Invesco International Corporate Bond ETF
PICB
$361M
$0 ﹤0.01%
21
-3
-13% -$84
PIPR icon
1634
Piper Sandler
PIPR
$5.39B
– –
-16
Closed –
PPA icon
1635
Invesco Aerospace & Defense ETF
PPA
$8.71B
– –
-2,621
Closed -$145K
PPTY
1636
US Diversified Real Estate ETF
PPTY
$25.1M
– –
-9
Closed –
PTLC icon
1637
Pacer Trendpilot US Large Cap ETF
PTLC
$3.36B
– –
-1,000
Closed -$27K
QLYS icon
1638
Qualys
QLYS
$6.42B
– –
-38
Closed -$3K
RDOG icon
1639
ALPS REIT Dividend Dogs ETF
RDOG
$11.1M
$0 ﹤0.01%
19
+4
+27% +$145
REZ icon
1640
iShares Residential and Multisector Real Estate ETF
REZ
$849M
– –
-3
Closed –
RIG icon
1641
Transocean
RIG
$6.54B
$0 ﹤0.01%
56
+26
+87% +$42
RITM icon
1642
Rithm Capital
RITM
$5.75B
$0 ﹤0.01%
3
– –
RMBS icon
1643
Rambus
RMBS
$10.4B
– –
-282
Closed -$4K
RNG icon
1644
RingCentral
RNG
$5.27B
– –
-110
Closed -$31K
RVTY icon
1645
Revvity
RVTY
$12.9B
– –
-722
Closed -$70K
RWO icon
1646
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.28B
– –
-274
Closed -$10K
SBH icon
1647
Sally Beauty Holdings
SBH
$1.59B
– –
-256
Closed -$3K
SBS icon
1648
Sabesp
SBS
$17.7B
$0 ﹤0.01%
62
– –
SCHE icon
1649
Schwab Emerging Markets Equity ETF
SCHE
$12.8B
$0 ﹤0.01%
18
– –
SCHH icon
1650
Schwab US REIT ETF
SCHH
$11.2B
$0 ﹤0.01%
16
– –
64 65
66
67 68

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q3 2020 Portfolio in Review

As of Q3 2020, Carroll Financial Associates held 1,793 positions worth $1.3B, up 8.1% from $1.2B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q3 2020 filing shows 90 new, 315 increased, 397 reduced and 127 closed positions. Its largest new stake was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M. The largest sale was Xtrackers USD High Yield Corporate Bond ETF, an estimated $9.64M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, down from 7.7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2020 buy was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M.
  • Carroll Financial Associates added most to Janus Henderson Short Duration Income ETF in Q3 2020, an estimated $9.69M increase.
  • Carroll Financial Associates's biggest Q3 2020 reduction was Xtrackers USD High Yield Corporate Bond ETF, cutting an estimated $9.64M.
  • Carroll Financial Associates fully exited Global X Scientific Beta US ETF in Q3 2020, selling an estimated $1.49M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.3B portfolio in Q3 2020.
  • Carroll Financial Associates opened 90 new positions and closed 127 in Q3 2020.
  • Carroll Financial Associates's portfolio value rose 8.1% quarter-over-quarter to $1.3B.

Based on Carroll Financial Associates's 13F filing for Q3 2020, filed 6 Oct 2020.