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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+1.36%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.14B
AUM Growth
-$3.41M
Cap. Flow
-$15.4M
Cap. Flow %
-1.35%
Top 10 Hldgs %
49.23%
Holding
1,848
New
95
Increased
278
Reduced
448
Closed
159

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$10.7M
2
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.7M
3
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$3.4M
4
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$3.08M
5
FOCS
Focus Financial Partners Inc. Class A
FOCS
+$2.02M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$10.1M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$9.71M
3
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$5.36M
4
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$4.96M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$4.7M

Sector Composition

Rank Sector Weight
1 Financials 6.94%
2 Technology 5.89%
3 Healthcare 2.9%
4 Energy 2.34%
5 Consumer Staples 2.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LYB icon
1626
LyondellBasell Industries
LYB
$19.2B
$0 ﹤0.01%
2
-9
-82% -$734
M icon
1627
Macy's
M
$6.68B
$0 ﹤0.01%
56
-139
-71% -$2.57K
MBIN icon
1628
Merchants Bancorp
MBIN
$2.49B
$0 ﹤0.01%
3
– –
MDU icon
1629
MDU Resources
MDU
$4.32B
$0 ﹤0.01%
11
– –
MEDP icon
1630
Medpace
MEDP
$16.5B
$0 ﹤0.01%
1
– –
MFA
1631
MFA Financial
MFA
$933M
$0 ﹤0.01%
2
– –
MNST icon
1632
Monster Beverage
MNST
$88.5B
– –
-680
Closed -$21K
MRVL icon
1633
Marvell Technology
MRVL
$196B
– –
-213
Closed -$5K
MT icon
1634
ArcelorMittal
MT
$55.3B
$0 ﹤0.01%
2
– –
MTCH icon
1635
Match Group
MTCH
$8.55B
$0 ﹤0.01%
+1
New +$78
MTG icon
1636
MGIC Investment
MTG
$6.25B
$0 ﹤0.01%
3
– –
MUFG icon
1637
Mitsubishi UFJ Financial
MUFG
$254B
– –
-514
Closed -$2.52K
MUR icon
1638
Murphy Oil
MUR
$4.78B
$0 ﹤0.01%
2
– –
NAVI icon
1639
Navient
NAVI
$853M
$0 ﹤0.01%
4
– –
NCLH icon
1640
Norwegian Cruise Line
NCLH
$8.84B
– –
-220
Closed -$11K
NFG icon
1641
National Fuel Gas
NFG
$7.65B
$0 ﹤0.01%
2
– –
NICE icon
1642
Nice
NICE
$5.97B
– –
-26
Closed -$3K
NJR icon
1643
New Jersey Resources
NJR
$5.58B
$0 ﹤0.01%
3
– –
NRG icon
1644
NRG Energy
NRG
$24.8B
$0 ﹤0.01%
12
– –
NRT
1645
North European Oil Royalty Trust
NRT
$81M
$0 ﹤0.01%
65
– –
NTGR icon
1646
NETGEAR
NTGR
$635M
$0 ﹤0.01%
25
– –
NVRI icon
1647
Enviri
NVRI
$620M
– –
-100
Closed -$2K
NVT icon
1648
nVent Electric
NVT
$26.7B
$0 ﹤0.01%
15
– –
NWSA icon
1649
News Corp Class A
NWSA
$15.4B
$0 ﹤0.01%
48
– –
OC icon
1650
Owens Corning
OC
$12.4B
$0 ﹤0.01%
3
– –
64 65
66
67 68

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NFG
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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q3 2019 Portfolio in Review

As of Q3 2019, Carroll Financial Associates held 1,848 positions worth $1.14B, down 0.3% from $1.15B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates's Q3 2019 filing shows 95 new, 278 increased, 448 reduced and 159 closed positions. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 33,694 shares worth $1.7M. The largest sale was iShares 3-7 Year Treasury Bond ETF, an estimated $10.1M.

By sector, the portfolio is most concentrated in Financials at 6.9% of assets, up from 6.8% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q3 2019 buy was iShares Core 1-5 Year USD Bond ETF: 33,694 shares worth $1.7M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q3 2019, an estimated $10.7M increase.
  • Carroll Financial Associates's biggest Q3 2019 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $10.1M.
  • Carroll Financial Associates fully exited iShares US Healthcare Providers ETF in Q3 2019, selling an estimated $338K.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $1.14B portfolio in Q3 2019.
  • Carroll Financial Associates opened 95 new positions and closed 159 in Q3 2019.
  • Carroll Financial Associates's portfolio value fell 0.3% quarter-over-quarter to $1.14B.

Based on Carroll Financial Associates's 13F filing for Q3 2019, filed 9 Oct 2019.