We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+8.4%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
+$96.9M
Cap. Flow
+$4.07M
Cap. Flow %
0.31%
Top 10 Hldgs %
48.04%
Holding
1,793
New
90
Increased
315
Reduced
397
Closed
127

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$9.69M
2
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$5.47M
3
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$4.77M
4
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$4.62M
5
EJUL icon
Innovator Emerging Markets Power Buffer ETF July
EJUL
+$4.59M

Top Sells

Rank Stock Value
1
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.64M
2
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.35M
3
AAPL icon
Apple
AAPL
+$5.11M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.48M
5
MSFT icon
Microsoft
MSFT
+$2.41M

Sector Composition

Rank Sector Weight
1 Technology 7.44%
2 Financials 4.98%
3 Healthcare 2.9%
4 Consumer Discretionary 2.43%
5 Consumer Staples 2.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWC icon
1576
iShares Micro-Cap ETF
IWC
$1.49B
– –
-69
Closed -$6K
IXC icon
1577
iShares Global Energy ETF
IXC
$2.74B
– –
-250
Closed -$4K
JPEM icon
1578
JPMorgan Diversified Return Emerging Markets Equity ETF
JPEM
$392M
$0 ﹤0.01%
11
-5
-31% -$243
OPLN
1579
Openlane
OPLN
$4.58B
$0 ﹤0.01%
28
– –
KIE icon
1580
State Street SPDR S&P Insurance ETF
KIE
$681M
$0 ﹤0.01%
21
– –
KR icon
1581
Kroger
KR
$34.2B
– –
-123
Closed -$4.25K
KTB icon
1582
Kontoor Brands
KTB
$4.17B
$0 ﹤0.01%
12
-42
-78% -$879
LECO icon
1583
Lincoln Electric
LECO
$15.5B
– –
-63
Closed -$5K
LEG icon
1584
Leggett & Platt
LEG
$1.32B
$0 ﹤0.01%
3
– –
LILA icon
1585
Liberty Latin America Class A
LILA
$1.67B
$0 ﹤0.01%
12
– –
LILAK icon
1586
Liberty Latin America Class C
LILAK
$1.65B
$0 ﹤0.01%
29
-1
-3% -$8
LITE icon
1587
Lumentum
LITE
$63.2B
– –
-178
Closed -$14.8K
LRFC
1588
DELISTED
Logan Ridge Finance Corp
LRFC
– –
-23,602
Closed -$372K
LRGF icon
1589
iShares US Equity Factor ETF
LRGF
$3.7B
– –
-16,737
Closed -$520K
LSCC icon
1590
Lattice Semiconductor
LSCC
$17.8B
– –
-2,598
Closed -$73K
LYG icon
1591
Lloyds Banking Group
LYG
$88.8B
– –
-2,826
Closed -$4K
MBIN icon
1592
Merchants Bancorp
MBIN
$2.5B
$0 ﹤0.01%
3
– –
MCY icon
1593
Mercury Insurance
MCY
$5.96B
– –
-210
Closed -$8K
MDB icon
1594
MongoDB
MDB
$34.8B
– –
-604
Closed -$136K
MDU icon
1595
MDU Resources
MDU
$4.31B
$0 ﹤0.01%
11
– –
MEDP icon
1596
Medpace
MEDP
$16.9B
$0 ﹤0.01%
1
– –
MFA
1597
MFA Financial
MFA
$930M
$0 ﹤0.01%
2
– –
MIST icon
1598
Milestone Pharmaceuticals
MIST
$157M
$0 ﹤0.01%
40
– –
MLCO icon
1599
Melco Resorts & Entertainment
MLCO
$2.13B
– –
-270
Closed -$4K
MPLX icon
1600
MPLX
MPLX
$60B
$0 ﹤0.01%
3
-102
-97% -$1.84K
62 63
64
65 66

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q3 2020 Portfolio in Review

As of Q3 2020, Carroll Financial Associates held 1,793 positions worth $1.3B, up 8.1% from $1.2B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q3 2020 filing shows 90 new, 315 increased, 397 reduced and 127 closed positions. Its largest new stake was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M. The largest sale was Xtrackers USD High Yield Corporate Bond ETF, an estimated $9.64M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, down from 7.7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2020 buy was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M.
  • Carroll Financial Associates added most to Janus Henderson Short Duration Income ETF in Q3 2020, an estimated $9.69M increase.
  • Carroll Financial Associates's biggest Q3 2020 reduction was Xtrackers USD High Yield Corporate Bond ETF, cutting an estimated $9.64M.
  • Carroll Financial Associates fully exited Global X Scientific Beta US ETF in Q3 2020, selling an estimated $1.49M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.3B portfolio in Q3 2020.
  • Carroll Financial Associates opened 90 new positions and closed 127 in Q3 2020.
  • Carroll Financial Associates's portfolio value rose 8.1% quarter-over-quarter to $1.3B.

Based on Carroll Financial Associates's 13F filing for Q3 2020, filed 6 Oct 2020.