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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+8.4%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
+$96.9M
Cap. Flow
+$4.07M
Cap. Flow %
0.31%
Top 10 Hldgs %
48.04%
Holding
1,793
New
90
Increased
315
Reduced
397
Closed
127

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$9.69M
2
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$5.47M
3
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$4.77M
4
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$4.62M
5
EJUL icon
Innovator Emerging Markets Power Buffer ETF July
EJUL
+$4.59M

Top Sells

Rank Stock Value
1
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.64M
2
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.35M
3
AAPL icon
Apple
AAPL
+$5.11M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.48M
5
MSFT icon
Microsoft
MSFT
+$2.41M

Sector Composition

Rank Sector Weight
1 Technology 7.44%
2 Financials 4.98%
3 Healthcare 2.9%
4 Consumer Discretionary 2.43%
5 Consumer Staples 2.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FNDC icon
1551
Schwab Fundamental International Small Company Index ETF
FNDC
$3.15B
$0 ﹤0.01%
18
– –
FNDE icon
1552
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$9.99B
$0 ﹤0.01%
29
– –
FNDF icon
1553
Schwab Fundamental International Large Company Index ETF
FNDF
$25.7B
$0 ﹤0.01%
29
– –
FORM icon
1554
FormFactor
FORM
$9.24B
– –
-1,329
Closed -$38K
FREL icon
1555
Fidelity MSCI Real Estate Index ETF
FREL
$1.46B
$0 ﹤0.01%
39
– –
GATX icon
1556
GATX Corp
GATX
$6.29B
$0 ﹤0.01%
5
– –
GT icon
1557
Goodyear
GT
$1.77B
$0 ﹤0.01%
+38
New +$352
GTX icon
1558
Garrett Motion
GTX
$5.45B
$0 ﹤0.01%
81
-82
-50% -$437
HBAN icon
1559
Huntington Bancshares
HBAN
$35.8B
$0 ﹤0.01%
41
– –
HIG icon
1560
Hartford Financial Services
HIG
$38.5B
– –
-120
Closed -$4.78K
HIW icon
1561
Highwoods Properties
HIW
$3.42B
– –
-550
Closed -$20K
HNI icon
1562
HNI Corp
HNI
$3.59B
$0 ﹤0.01%
12
– –
HOG icon
1563
Harley-Davidson
HOG
$2.76B
$0 ﹤0.01%
31
-28
-47% -$754
HRTG icon
1564
Heritage Insurance Holdings
HRTG
$970M
$0 ﹤0.01%
2
– –
HUBB icon
1565
Hubbell
HUBB
$27.2B
$0 ﹤0.01%
6
– –
PPLI
1566
People Inc
PPLI
$3.02B
– –
-78
Closed -$4K
IDA icon
1567
Idacorp
IDA
$8.04B
$0 ﹤0.01%
1
– –
IEO icon
1568
iShares US Oil & Gas Exploration & Production ETF
IEO
$580M
– –
-10,510
Closed -$332K
IEZ icon
1569
iShares US Oil Equipment & Services ETF
IEZ
$385M
– –
-44,566
Closed -$383K
IFF icon
1570
International Flavors & Fragrances
IFF
$21.8B
– –
-76
Closed -$9K
IGLB icon
1571
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.78B
$0 ﹤0.01%
9
– –
IHE icon
1572
iShares US Pharmaceuticals ETF
IHE
$1.65B
– –
-5,148
Closed -$264K
ILCV icon
1573
iShares Morningstar Value ETF
ILCV
$1.36B
– –
-198
Closed -$9K
ILMN icon
1574
Illumina
ILMN
$28.9B
– –
-89
Closed -$32K
IMNN icon
1575
Imunon
IMNN
$6.81M
– –
0
– –
61 62
63
64 65

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Carroll Financial Associates's Q3 2020 Portfolio in Review

As of Q3 2020, Carroll Financial Associates held 1,793 positions worth $1.3B, up 8.1% from $1.2B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q3 2020 filing shows 90 new, 315 increased, 397 reduced and 127 closed positions. Its largest new stake was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M. The largest sale was Xtrackers USD High Yield Corporate Bond ETF, an estimated $9.64M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, down from 7.7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2020 buy was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M.
  • Carroll Financial Associates added most to Janus Henderson Short Duration Income ETF in Q3 2020, an estimated $9.69M increase.
  • Carroll Financial Associates's biggest Q3 2020 reduction was Xtrackers USD High Yield Corporate Bond ETF, cutting an estimated $9.64M.
  • Carroll Financial Associates fully exited Global X Scientific Beta US ETF in Q3 2020, selling an estimated $1.49M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.3B portfolio in Q3 2020.
  • Carroll Financial Associates opened 90 new positions and closed 127 in Q3 2020.
  • Carroll Financial Associates's portfolio value rose 8.1% quarter-over-quarter to $1.3B.

Based on Carroll Financial Associates's 13F filing for Q3 2020, filed 6 Oct 2020.