We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+1.36%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.14B
AUM Growth
-$3.41M
Cap. Flow
-$15.4M
Cap. Flow %
-1.35%
Top 10 Hldgs %
49.23%
Holding
1,848
New
95
Increased
278
Reduced
448
Closed
159

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$10.7M
2
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.7M
3
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$3.4M
4
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$3.08M
5
FOCS
Focus Financial Partners Inc. Class A
FOCS
+$2.02M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$10.1M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$9.71M
3
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$5.36M
4
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$4.96M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$4.7M

Sector Composition

Rank Sector Weight
1 Financials 6.94%
2 Technology 5.89%
3 Healthcare 2.9%
4 Energy 2.34%
5 Consumer Staples 2.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DFJ icon
1551
WisdomTree Japan SmallCap Dividend Fund
DFJ
$400M
– –
-113
Closed -$7K
DK icon
1552
Delek US
DK
$3.58B
$0 ﹤0.01%
24
– –
DSU icon
1553
BlackRock Debt Strategies Fund
DSU
$597M
– –
-436
Closed -$4K
DWSH icon
1554
AdvisorShares Dorsey Wright Short ETF
DWSH
$6.16M
– –
-199
Closed -$4K
DXC icon
1555
DXC Technology
DXC
$1.73B
$0 ﹤0.01%
29
-5
-15% -$213
E icon
1556
ENI
E
$77.5B
– –
-57
Closed -$1K
EBND icon
1557
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.29B
$0 ﹤0.01%
5
– –
EGBN icon
1558
Eagle Bancorp
EGBN
$845M
$0 ﹤0.01%
15
– –
EGP icon
1559
EastGroup Properties
EGP
$10.9B
$0 ﹤0.01%
5
– –
EHC icon
1560
Encompass Health
EHC
$12.4B
$0 ﹤0.01%
11
– –
ELAN icon
1561
Elanco Animal Health
ELAN
$11.1B
$0 ﹤0.01%
+25
New +$750
EMO
1562
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.02B
– –
-277
Closed -$12K
ENFR icon
1563
Alerian Energy Infrastructure ETF
ENFR
$511M
$0 ﹤0.01%
11
– –
EOS
1564
Eaton Vance Enhance Equity Income Fund II
EOS
$1.18B
$0 ﹤0.01%
+1
New +$17
ERIC icon
1565
Ericsson
ERIC
$33.3B
$0 ﹤0.01%
20
-129
-87% -$1.1K
ETW
1566
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.06B
– –
-3,710
Closed -$36K
ETY icon
1567
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.33B
– –
-490
Closed -$5K
EUFN icon
1568
iShares MSCI Europe Financials ETF
EUFN
$4.3B
– –
-1,741
Closed -$31K
EVV
1569
Eaton Vance Limited Duration Income Fund
EVV
$1.07B
– –
-349
Closed -$4K
EWD icon
1570
iShares MSCI Sweden ETF
EWD
$595M
$0 ﹤0.01%
20
– –
EWY icon
1571
iShares MSCI South Korea ETF
EWY
$25.7B
– –
-40
Closed -$2K
FALN icon
1572
iShares Fallen Angels USD Bond ETF
FALN
$1.6B
$0 ﹤0.01%
6
– –
FAZ
1573
Direxion Daily Financial Bear 3x ETF
FAZ
$86.7M
– –
0
– –
DMC
1574
Del Monte Corp
DMC
$1.45B
$0 ﹤0.01%
1
– –
FEZ icon
1575
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.55B
– –
-1,000
Closed -$38K
61 62
63
64 65

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q3 2019 Portfolio in Review

As of Q3 2019, Carroll Financial Associates held 1,848 positions worth $1.14B, down 0.3% from $1.15B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates's Q3 2019 filing shows 95 new, 278 increased, 448 reduced and 159 closed positions. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 33,694 shares worth $1.7M. The largest sale was iShares 3-7 Year Treasury Bond ETF, an estimated $10.1M.

By sector, the portfolio is most concentrated in Financials at 6.9% of assets, up from 6.8% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q3 2019 buy was iShares Core 1-5 Year USD Bond ETF: 33,694 shares worth $1.7M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q3 2019, an estimated $10.7M increase.
  • Carroll Financial Associates's biggest Q3 2019 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $10.1M.
  • Carroll Financial Associates fully exited iShares US Healthcare Providers ETF in Q3 2019, selling an estimated $338K.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $1.14B portfolio in Q3 2019.
  • Carroll Financial Associates opened 95 new positions and closed 159 in Q3 2019.
  • Carroll Financial Associates's portfolio value fell 0.3% quarter-over-quarter to $1.14B.

Based on Carroll Financial Associates's 13F filing for Q3 2019, filed 9 Oct 2019.