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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+8.4%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
+$96.9M
Cap. Flow
+$4.07M
Cap. Flow %
0.31%
Top 10 Hldgs %
48.04%
Holding
1,793
New
90
Increased
315
Reduced
397
Closed
127

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$9.69M
2
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$5.47M
3
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$4.77M
4
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$4.62M
5
EJUL icon
Innovator Emerging Markets Power Buffer ETF July
EJUL
+$4.59M

Top Sells

Rank Stock Value
1
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.64M
2
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.35M
3
AAPL icon
Apple
AAPL
+$5.11M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.48M
5
MSFT icon
Microsoft
MSFT
+$2.41M

Sector Composition

Rank Sector Weight
1 Technology 7.44%
2 Financials 4.98%
3 Healthcare 2.9%
4 Consumer Discretionary 2.43%
5 Consumer Staples 2.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DLS icon
1526
WisdomTree International SmallCap Dividend Fund
DLS
$1.07B
– –
-261
Closed -$14K
DNOW icon
1527
DNOW Inc
DNOW
$3.01B
$0 ﹤0.01%
186
– –
DOG
1528
ProShares Short Dow30
DOG
$87.1M
$0 ﹤0.01%
12
– –
DSTL icon
1529
Distillate US Fundamental Stability & Value ETF
DSTL
$2.06B
– –
-3,354
Closed -$101K
DWX icon
1530
State Street SPDR S&P International Dividend ETF
DWX
$528M
– –
-503
Closed -$16K
DXC icon
1531
DXC Technology
DXC
$1.72B
$0 ﹤0.01%
8
– –
EBND icon
1532
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.27B
$0 ﹤0.01%
5
– –
EDU icon
1533
New Oriental
EDU
$8.84B
– –
-27
Closed -$3K
EGBN icon
1534
Eagle Bancorp
EGBN
$867M
$0 ﹤0.01%
15
– –
EMD
1535
Western Asset Emerging Markets Debt Fund
EMD
$609M
– –
-169
Closed -$2K
ENFR icon
1536
Alerian Energy Infrastructure ETF
ENFR
$524M
$0 ﹤0.01%
11
– –
ERC
1537
Allspring Multi-Sector Income Fund
ERC
$260M
$0 ﹤0.01%
20
– –
ERIC icon
1538
Ericsson
ERIC
$32.9B
$0 ﹤0.01%
20
– –
ERIE icon
1539
Erie Indemnity
ERIE
$13.4B
– –
-5
Closed –
EVR icon
1540
Evercore
EVR
$11.7B
– –
-1,225
Closed -$72K
EWD icon
1541
iShares MSCI Sweden ETF
EWD
$589M
$0 ﹤0.01%
20
– –
FALN icon
1542
iShares Fallen Angels USD Bond ETF
FALN
$1.6B
$0 ﹤0.01%
6
– –
FCN icon
1543
FTI Consulting
FCN
$4.24B
– –
-125
Closed -$14K
FCPT icon
1544
Four Corners Property Trust
FCPT
$2.7B
– –
-43
Closed -$1K
FDL icon
1545
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.87B
– –
-910
Closed -$23K
DMC
1546
Del Monte Corp
DMC
$1.45B
$0 ﹤0.01%
1
– –
FHB icon
1547
First Hawaiian
FHB
$3.36B
– –
-65
Closed -$1K
SYSB
1548
iShares Systematic Bond ETF
SYSB
$1.17B
– –
-290
Closed -$29K
FIVN icon
1549
FIVE9
FIVN
$2.49B
– –
-35
Closed -$3K
FL
1550
DELISTED
Foot Locker
FL
$0 ﹤0.01%
1
– –
60 61
62
63 64

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Carroll Financial Associates's Q3 2020 Portfolio in Review

As of Q3 2020, Carroll Financial Associates held 1,793 positions worth $1.3B, up 8.1% from $1.2B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q3 2020 filing shows 90 new, 315 increased, 397 reduced and 127 closed positions. Its largest new stake was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M. The largest sale was Xtrackers USD High Yield Corporate Bond ETF, an estimated $9.64M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, down from 7.7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2020 buy was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M.
  • Carroll Financial Associates added most to Janus Henderson Short Duration Income ETF in Q3 2020, an estimated $9.69M increase.
  • Carroll Financial Associates's biggest Q3 2020 reduction was Xtrackers USD High Yield Corporate Bond ETF, cutting an estimated $9.64M.
  • Carroll Financial Associates fully exited Global X Scientific Beta US ETF in Q3 2020, selling an estimated $1.49M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.3B portfolio in Q3 2020.
  • Carroll Financial Associates opened 90 new positions and closed 127 in Q3 2020.
  • Carroll Financial Associates's portfolio value rose 8.1% quarter-over-quarter to $1.3B.

Based on Carroll Financial Associates's 13F filing for Q3 2020, filed 6 Oct 2020.