We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+8.4%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
+$96.9M
Cap. Flow
+$4.07M
Cap. Flow %
0.31%
Top 10 Hldgs %
48.04%
Holding
1,793
New
90
Increased
315
Reduced
397
Closed
127

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$9.69M
2
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$5.47M
3
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$4.77M
4
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$4.62M
5
EJUL icon
Innovator Emerging Markets Power Buffer ETF July
EJUL
+$4.59M

Top Sells

Rank Stock Value
1
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.64M
2
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.35M
3
AAPL icon
Apple
AAPL
+$5.11M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.48M
5
MSFT icon
Microsoft
MSFT
+$2.41M

Sector Composition

Rank Sector Weight
1 Technology 7.44%
2 Financials 4.98%
3 Healthcare 2.9%
4 Consumer Discretionary 2.43%
5 Consumer Staples 2.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BTAL icon
1501
AGF US Market Neutral Anti-Beta Fund
BTAL
$301M
– –
-2,460
Closed -$59K
BURL icon
1502
Burlington
BURL
$23.1B
– –
-19
Closed -$3K
BVN icon
1503
Compañía de Minas Buenaventura
BVN
$8.76B
$0 ﹤0.01%
1
– –
BXMT icon
1504
Blackstone Mortgage Trust
BXMT
$2.45B
– –
-500
Closed -$12K
BYND icon
1505
Beyond Meat
BYND
$216M
– –
-235
Closed -$31K
BZH icon
1506
Beazer Homes USA
BZH
$877M
$0 ﹤0.01%
2
– –
CAC icon
1507
Camden National
CAC
$976M
$0 ﹤0.01%
25
– –
CAMT icon
1508
Camtek
CAMT
$7.46B
$0 ﹤0.01%
2
– –
CAR icon
1509
Avis
CAR
$4.96B
– –
-70
Closed -$1K
CARS icon
1510
Cars.com
CARS
$633M
$0 ﹤0.01%
1
– –
CATY icon
1511
Cathay General Bancorp
CATY
$4.26B
$0 ﹤0.01%
30
– –
CDNS icon
1512
Cadence Design Systems
CDNS
$90B
– –
-41
Closed -$3K
CDP icon
1513
COPT Defense Properties
CDP
$4.14B
$0 ﹤0.01%
33
– –
CFR icon
1514
Cullen/Frost Bankers
CFR
$10.3B
$0 ﹤0.01%
15
– –
CHWY icon
1515
Chewy
CHWY
$9.31B
– –
-1,412
Closed -$63K
CNDT icon
1516
Conduent
CNDT
$242M
$0 ﹤0.01%
120
– –
COOP
1517
DELISTED
Mr. Cooper
COOP
$0 ﹤0.01%
2
– –
CRNC icon
1518
Cerence
CRNC
$386M
$0 ﹤0.01%
16
– –
CRUS icon
1519
Cirrus Logic
CRUS
$6.13B
– –
-69
Closed -$4K
CWI icon
1520
State Street SPDR MSCI ACWI ex-US ETF
CWI
$2.85B
$0 ﹤0.01%
28
– –
CXT icon
1521
Crane NXT
CXT
$3.03B
$0 ﹤0.01%
49
– –
DAKT icon
1522
Daktronics
DAKT
$1.02B
$0 ﹤0.01%
32
– –
DCI icon
1523
Donaldson
DCI
$11.3B
– –
-12
Closed –
DFE icon
1524
WisdomTree Europe SmallCap Dividend Fund
DFE
$169M
– –
-700
Closed -$34K
DK icon
1525
Delek US
DK
$3.91B
$0 ﹤0.01%
24
– –
59 60
61
62 63

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q3 2020 Portfolio in Review

As of Q3 2020, Carroll Financial Associates held 1,793 positions worth $1.3B, up 8.1% from $1.2B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q3 2020 filing shows 90 new, 315 increased, 397 reduced and 127 closed positions. Its largest new stake was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M. The largest sale was Xtrackers USD High Yield Corporate Bond ETF, an estimated $9.64M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, down from 7.7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2020 buy was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M.
  • Carroll Financial Associates added most to Janus Henderson Short Duration Income ETF in Q3 2020, an estimated $9.69M increase.
  • Carroll Financial Associates's biggest Q3 2020 reduction was Xtrackers USD High Yield Corporate Bond ETF, cutting an estimated $9.64M.
  • Carroll Financial Associates fully exited Global X Scientific Beta US ETF in Q3 2020, selling an estimated $1.49M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.3B portfolio in Q3 2020.
  • Carroll Financial Associates opened 90 new positions and closed 127 in Q3 2020.
  • Carroll Financial Associates's portfolio value rose 8.1% quarter-over-quarter to $1.3B.

Based on Carroll Financial Associates's 13F filing for Q3 2020, filed 6 Oct 2020.