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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+8.4%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
+$96.9M
Cap. Flow
+$4.07M
Cap. Flow %
0.31%
Top 10 Hldgs %
48.04%
Holding
1,793
New
90
Increased
315
Reduced
397
Closed
127

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$9.69M
2
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$5.47M
3
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$4.77M
4
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$4.62M
5
EJUL icon
Innovator Emerging Markets Power Buffer ETF July
EJUL
+$4.59M

Top Sells

Rank Stock Value
1
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.64M
2
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.35M
3
AAPL icon
Apple
AAPL
+$5.11M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.48M
5
MSFT icon
Microsoft
MSFT
+$2.41M

Sector Composition

Rank Sector Weight
1 Technology 7.44%
2 Financials 4.98%
3 Healthcare 2.9%
4 Consumer Discretionary 2.43%
5 Consumer Staples 2.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AIRT icon
1476
Air T
AIRT
$83.9M
– –
-1,512
Closed -$17K
AKAM icon
1477
Akamai
AKAM
$16.8B
– –
-37
Closed -$3K
ALTY icon
1478
Global X Alternative Income ETF
ALTY
$45.5M
– –
-6,671
Closed -$71K
AM icon
1479
Antero Midstream
AM
$10.5B
– –
-827
Closed -$4K
AMRX icon
1480
Amneal Pharmaceuticals
AMRX
$5.5B
$0 ﹤0.01%
42
– –
APA icon
1481
APA Corp
APA
$14.3B
– –
-151
Closed -$2.07K
APAM icon
1482
Artisan Partners
APAM
$3.07B
$0 ﹤0.01%
25
– –
APPF icon
1483
AppFolio
APPF
$7.1B
– –
-23
Closed -$3K
APPN icon
1484
Appian
APPN
$2.56B
– –
-671
Closed -$34K
ARLO icon
1485
Arlo Technologies
ARLO
$1.6B
$0 ﹤0.01%
49
– –
ASIX icon
1486
AdvanSix
ASIX
$459M
$0 ﹤0.01%
28
-20
-42% -$250
AUDC icon
1487
AudioCodes
AUDC
$253M
$0 ﹤0.01%
1
– –
AYI icon
1488
Acuity Brands
AYI
$10.7B
– –
-100
Closed -$9K
BATRA icon
1489
Atlanta Braves Holdings Series A
BATRA
$3.48B
$0 ﹤0.01%
18
– –
BATRK icon
1490
Atlanta Braves Holdings Series B
BATRK
$3.27B
$0 ﹤0.01%
38
– –
BBAR icon
1491
BBVA Argentina
BBAR
$3.34B
$0 ﹤0.01%
1
– –
BBD icon
1492
Banco Bradesco
BBD
$35.2B
$0 ﹤0.01%
2
– –
BCX icon
1493
BlackRock Resources & Commodities Strategy Trust
BCX
$964M
$0 ﹤0.01%
98
– –
BEN icon
1494
Franklin Resources
BEN
$17B
$0 ﹤0.01%
4
– –
BGC icon
1495
BGC Group
BGC
$4.82B
$0 ﹤0.01%
373
– –
BHF icon
1496
Brighthouse Financial
BHF
$3.39B
$0 ﹤0.01%
6
-36
-86% -$1.05K
BKH icon
1497
Black Hills Corp
BKH
$5.62B
$0 ﹤0.01%
2
– –
BLKB icon
1498
Blackbaud
BLKB
$2.07B
– –
-9
Closed –
BMO icon
1499
Bank of Montreal
BMO
$127B
– –
-105
Closed -$5K
BOKF icon
1500
BOK Financial
BOKF
$8.76B
$0 ﹤0.01%
12
– –
58 59
60
61 62

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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q3 2020 Portfolio in Review

As of Q3 2020, Carroll Financial Associates held 1,793 positions worth $1.3B, up 8.1% from $1.2B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q3 2020 filing shows 90 new, 315 increased, 397 reduced and 127 closed positions. Its largest new stake was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M. The largest sale was Xtrackers USD High Yield Corporate Bond ETF, an estimated $9.64M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, down from 7.7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2020 buy was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M.
  • Carroll Financial Associates added most to Janus Henderson Short Duration Income ETF in Q3 2020, an estimated $9.69M increase.
  • Carroll Financial Associates's biggest Q3 2020 reduction was Xtrackers USD High Yield Corporate Bond ETF, cutting an estimated $9.64M.
  • Carroll Financial Associates fully exited Global X Scientific Beta US ETF in Q3 2020, selling an estimated $1.49M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.3B portfolio in Q3 2020.
  • Carroll Financial Associates opened 90 new positions and closed 127 in Q3 2020.
  • Carroll Financial Associates's portfolio value rose 8.1% quarter-over-quarter to $1.3B.

Based on Carroll Financial Associates's 13F filing for Q3 2020, filed 6 Oct 2020.