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CFA
Carroll Financial Associates Portfolio holdings
AUM
$1.88B
1-Year Est. Return
20.52%
This Fund
S&P 500
This Quarter
Est. Return
+3.24%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.15B
AUM Growth
+$81.1M
(+7.6%)
Cap. Flow
+$48.1M
Cap. Flow
% of AUM
4.19%
Top 10 Holdings %
Top 10 Hldgs %
48.81%
Holding
1,814
New
287
Increased
511
Reduced
261
Closed
62
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 3-7 Year Treasury Bond ETF
IEI
|
+$20.5M |
| 2 |
Global X Adaptive US Factor ETF
AUSF
|
+$16.4M |
| 3 |
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
|
+$11M |
| 4 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$7.76M |
| 5 |
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
|
+$7.05M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
|
+$22.5M |
| 2 |
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
|
+$22.2M |
| 3 |
Invesco FTSE RAFI US 1000 ETF
PRF
|
+$13.2M |
| 4 |
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
|
+$4.72M |
| 5 |
JPMorgan Diversified Return International Equity ETF
JPIN
|
+$4.59M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 6.75% |
| 2 | Technology | 5.61% |
| 3 | Healthcare | 3.09% |
| 4 | Energy | 2.58% |
| 5 | Consumer Staples | 2.25% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
126
John Hancock Multifactor Large Cap ETF
JHML
$1.2B
| $1.17M | 0.1% |
31,048
+2,388
| +8% | +$88.8K |
|
127
iShares MSCI USA Quality Factor ETF
QUAL
$47.9B
| $1.16M | 0.1% |
12,706
+254
| +2% | +$22.9K |
|
128
Union Pacific
UNP
$176B
| $1.15M | 0.1% |
6,771
+284
| +4% | +$48.7K |
|
129
United Parcel Service
UPS
$88.7B
| $1.13M | 0.1% |
10,903
-616
| -5% | -$64.1K |
|
130
Oracle
ORCL
$421B
| $1.11M | 0.1% |
19,549
+1,172
| +6% | +$63.4K |
|
131
Visa
V
$681B
| $1.05M | 0.09% |
6,072
+466
| +8% | +$76.3K |
|
132
iShares MSCI China A ETF
CNYA
$208M
| $1.04M | 0.09% |
+36,680
| New | +$1.05M |
|
133
Nike
NKE
$62.4B
| $1.02M | 0.09% |
12,163
-65
| -0.5% | -$5.47K |
|
134
Global X MLP & Energy Infrastructure ETF
MLPX
$3.57B
| $1.02M | 0.09% |
26,279
-1,826
| -6% | -$71K |
|
135
Invesco Dorsey Wright Momentum ETF
PDP
$1.5B
| $973K | 0.08% |
16,138
+503
| +3% | +$29.4K |
|
136
State Street Financial Select Sector SPDR ETF
XLF
$58.2B
| $961K | 0.08% |
34,819
-24,161
| -41% | -$654K |
|
137
Meta Platforms (Facebook)
META
$1.52T
| $953K | 0.08% |
4,938
+1,602
| +48% | +$293K |
|
138
Comcast
CMCSA
$89.9B
| $949K | 0.08% |
22,462
+4,245
| +23% | +$179K |
|
|
FOCS
139
DELISTED
Focus Financial Partners Inc. Class A
FOCS
| $947K | 0.08% |
+34,700
| New | +$1.13M |
|
140
Applied Materials
AMAT
$427B
| $907K | 0.08% |
20,204
-32
| -0.2% | -$1.35K |
|
141
Vanguard Information Technology ETF
VGT
$149B
| $906K | 0.08% |
34,384
| – | – |
|
142
iShares MSCI ACWI ETF
ACWI
$33.5B
| $896K | 0.08% |
12,157
+5,792
| +91% | +$422K |
|
143
Janus Henderson Short Duration Income ETF
VNLA
$3.35B
| $890K | 0.08% |
17,844
-1,627
| -8% | -$80.8K |
|
144
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.2B
| $888K | 0.08% |
15,712
-2,260
| -13% | -$125K |
|
145
Live Oak Bancshares
LOB
$1.96B
| $882K | 0.08% |
51,448
-79,005
| -61% | -$1.3M |
|
146
ARK Web x.0 ETF
ARKW
$1.76B
| $876K | 0.08% |
16,844
| – | – |
|
147
Vanguard Morningstar Large-Cap ETF
VV
$54.4B
| $876K | 0.08% |
6,507
| – | – |
|
148
Lincoln National
LNC
$8.84B
| $870K | 0.08% |
13,512
+478
| +4% | +$30.5K |
|
149
Caterpillar
CAT
$388B
| $856K | 0.07% |
6,285
+1,776
| +39% | +$235K |
|
150
Vanguard US Multifactor ETF
VFMF
$734M
| $847K | 0.07% |
11,168
+5,850
| +110% | +$440K |
|
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Carroll Financial Associates's Q2 2019 Portfolio in Review
As of Q2 2019, Carroll Financial Associates held 1,814 positions worth $1.15B, up 7.6% from $1.07B the previous quarter. Its ten largest holdings account for 49% of the portfolio.
Carroll Financial Associates deployed $48.1M of net new capital in Q2 2019, opening 287 new positions and adding to 511 existing holdings. Its largest new stake was State Street SPDR Portfolio Short Term Treasury ETF: 368,957 shares worth $11.1M.
By sector, the portfolio is most concentrated in Financials at 6.8% of assets, up from 6.2% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was State Street SPDR Portfolio S&P 400 Mid Cap ETF, an estimated $22.5M trimmed.
- Carroll Financial Associates's largest Q2 2019 buy was State Street SPDR Portfolio Short Term Treasury ETF: 368,957 shares worth $11.1M.
- Carroll Financial Associates added most to iShares 3-7 Year Treasury Bond ETF in Q2 2019, an estimated $20.5M increase.
- Carroll Financial Associates's biggest Q2 2019 reduction was State Street SPDR Portfolio S&P 400 Mid Cap ETF, cutting an estimated $22.5M.
- Carroll Financial Associates fully exited DuPont de Nemours in Q2 2019, selling an estimated $4.07M.
- Carroll Financial Associates's ten largest holdings make up 49% of its $1.15B portfolio in Q2 2019.
- Carroll Financial Associates opened 287 new positions and closed 62 in Q2 2019.
- Carroll Financial Associates's portfolio value rose 7.6% quarter-over-quarter to $1.15B.
Based on Carroll Financial Associates's 13F filing for Q2 2019, filed 8 Jul 2019.