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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-12.12%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$899M
AUM Growth
-$46.6M
Cap. Flow
+$64.5M
Cap. Flow %
7.17%
Top 10 Hldgs %
51.54%
Holding
1,465
New
87
Increased
269
Reduced
314
Closed
79

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$95.8M
2
ARKK icon
ARK Innovation ETF
ARKK
+$3.83M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.05M
4
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$2.76M
5
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.26M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$26.6M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$6.04M
3
RTX icon
RTX Corp
RTX
+$4.17M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.03M
5
RNRG icon
Global X Renewable Energy Producers ETF
RNRG
+$3.43M

Sector Composition

Rank Sector Weight
1 Financials 7.4%
2 Technology 5.12%
3 Healthcare 3.27%
4 Energy 2.86%
5 Consumer Staples 2.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ORCL icon
126
Oracle
ORCL
$423B
$788K 0.09%
16,608
– –
VV icon
127
Vanguard Morningstar Large-Cap ETF
VV
$54.3B
$760K 0.08%
6,507
– –
LNC icon
128
Lincoln National
LNC
$8.81B
$731K 0.08%
13,548
-800
-6% -$48.6K
VGT icon
129
Vanguard Information Technology ETF
VGT
$149B
$715K 0.08%
34,176
-2,000
-6% -$45.3K
NKE icon
130
Nike
NKE
$61.9B
$714K 0.08%
9,442
-148
-2% -$11.1K
V icon
131
Visa
V
$677B
$711K 0.08%
5,229
-184
-3% -$25.4K
AMAT icon
132
Applied Materials
AMAT
$428B
$692K 0.08%
20,184
+10
+0% +$343
IZRL icon
133
ARK Israel Innovative Technology ETF
IZRL
$141M
$689K 0.08%
35,000
-4,500
-11% -$92.1K
VTI icon
134
Vanguard Morningstar Total Stock Market ETF
VTI
$684B
$659K 0.07%
5,069
+323
+7% +$44.6K
ARKQ icon
135
ARK Autonomous Technology & Robotics ETF
ARKQ
$2.1B
$650K 0.07%
21,363
+253
+1% +$8.22K
XMLV icon
136
Invesco S&P MidCap Low Volatility ETF
XMLV
$748M
$644K 0.07%
14,481
+281
+2% +$13.2K
EPD icon
137
Enterprise Products Partners
EPD
$81.7B
$638K 0.07%
23,541
-104
-0.4% -$2.78K
BX icon
138
Blackstone
BX
$110B
$625K 0.07%
20,106
+12,163
+153% +$402K
BDX icon
139
Becton Dickinson
BDX
$48.2B
$615K 0.07%
2,887
-51
-2% -$11.8K
COST icon
140
Costco
COST
$420B
$605K 0.07%
2,925
-55
-2% -$12.3K
OXY icon
141
Occidental Petroleum
OXY
$55.9B
$604K 0.07%
9,374
+113
+1% +$7.94K
ABT icon
142
Abbott
ABT
$187B
$603K 0.07%
8,735
+269
+3% +$18.9K
GLD icon
143
SPDR Gold Trust
GLD
$141B
$600K 0.07%
4,930
+1,047
+27% +$122K
PDP icon
144
Invesco Dorsey Wright Momentum ETF
PDP
$1.5B
$597K 0.07%
12,291
-206
-2% -$10.8K
BRK.A icon
145
Berkshire Hathaway Class A
BRK.A
$1.12T
$590K 0.07%
2
– –
IWD icon
146
iShares Russell 1000 Value ETF
IWD
$83.7B
$589K 0.07%
5,220
+2,125
+69% +$255K
NWBI icon
147
Northwest Bancshares
NWBI
$2.28B
$587K 0.07%
33,841
+127
+0.4% +$2.14K
AJG icon
148
Arthur J. Gallagher & Co
AJG
$63.6B
$580K 0.06%
8,051
+52
+0.7% +$3.88K
CAT icon
149
Caterpillar
CAT
$387B
$580K 0.06%
4,529
+714
+19% +$92.9K
JHML icon
150
John Hancock Multifactor Large Cap ETF
JHML
$1.2B
$573K 0.06%
17,601
-9,369
-35% -$326K
4 5
6
7 8

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q4 2018 Portfolio in Review

As of Q4 2018, Carroll Financial Associates held 1,465 positions worth $899M, down 4.9% from $945M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Carroll Financial Associates deployed $64.5M of net new capital in Q4 2018, opening 87 new positions and adding to 269 existing holdings. Its largest new stake was Global X Adaptive US Factor ETF: 4,028,184 shares worth $91.3M.

By sector, the portfolio is most concentrated in Financials at 7.4% of assets, down from 8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Invesco FTSE RAFI US 1000 ETF, an estimated $26.6M trimmed.

  • Carroll Financial Associates's largest Q4 2018 buy was Global X Adaptive US Factor ETF: 4,028,184 shares worth $91.3M.
  • Carroll Financial Associates added most to ARK Innovation ETF in Q4 2018, an estimated $3.83M increase.
  • Carroll Financial Associates's biggest Q4 2018 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $26.6M.
  • Carroll Financial Associates fully exited Aetna Inc in Q4 2018, selling an estimated $1.34M.
  • Carroll Financial Associates's ten largest holdings make up 52% of its $899M portfolio in Q4 2018.
  • Carroll Financial Associates opened 87 new positions and closed 79 in Q4 2018.
  • Carroll Financial Associates's portfolio value fell 4.9% quarter-over-quarter to $899M.

Based on Carroll Financial Associates's 13F filing for Q4 2018, filed 11 Jan 2019.