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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$598M
AUM Growth
+$59.6M
Cap. Flow
+$43.1M
Cap. Flow %
7.2%
Top 10 Hldgs %
43.55%
Holding
1,314
New
74
Increased
273
Reduced
187
Closed
72

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$11.8M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$11.4M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$6.35M
4
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$5M
5
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$2.91M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.79M
2
GE icon
GE Aerospace
GE
+$1.61M
3
KMI icon
Kinder Morgan
KMI
+$1.27M
4
PACW
PacWest Bancorp
PACW
+$702K
5
BDCS
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
+$633K

Sector Composition

Rank Sector Weight
1 Financials 9.27%
2 Technology 5.91%
3 Energy 5.03%
4 Healthcare 4.76%
5 Consumer Staples 4.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BDCL
126
DELISTED
2Leveraged Long ETRACS Linked to the Wells Fargo Business Dev
BDCL
$576K 0.1%
34,350
-4,250
-11% -$67.7K
DVY icon
127
iShares Select Dividend ETF
DVY
$23.5B
$570K 0.1%
6,693
+410
+7% +$33.8K
KMI icon
128
Kinder Morgan
KMI
$69.3B
$564K 0.09%
30,160
-71,288
-70% -$1.27M
LMLP
129
DELISTED
ETRACS Monthly Pay 2xLeveraged Wells Fargo MLP Ex-Energy ETN
LMLP
$556K 0.09%
56,600
+3,900
+7% +$43.4K
BNCN
130
DELISTED
BNC Bancorp
BNCN
$553K 0.09%
24,370
– –
FAST icon
131
Fastenal
FAST
$57.4B
$547K 0.09%
49,352
+5,636
+13% +$64.4K
PAYX icon
132
Paychex
PAYX
$42.1B
$531K 0.09%
8,934
+1,149
+15% +$61.6K
LQD icon
133
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$33B
$517K 0.09%
4,217
+2,850
+208% +$342K
AFL icon
134
Aflac
AFL
$63.9B
$511K 0.09%
14,190
– –
GIS icon
135
General Mills
GIS
$19.2B
$510K 0.09%
7,161
+324
+5% +$20.6K
KMB icon
136
Kimberly-Clark
KMB
$37.3B
$508K 0.09%
3,702
-68
-2% -$8.9K
AEP icon
137
American Electric Power
AEP
$68.8B
$505K 0.08%
7,206
– –
NKE icon
138
Nike
NKE
$63B
$493K 0.08%
8,945
+607
+7% +$34.6K
VV icon
139
Vanguard Morningstar Large-Cap ETF
VV
$54.1B
$477K 0.08%
4,979
– –
HON icon
140
Honeywell
HON
$78.6B
$467K 0.08%
4,476
+95
+2% +$9.76K
GPT
141
DELISTED
Gramercy Property Trust
GPT
$466K 0.08%
16,858
-5,594
-25% -$147K
CLX icon
142
Clorox
CLX
$12.8B
$463K 0.08%
3,349
+1
+0% +$130
STLA icon
143
Stellantis
STLA
$21.2B
$459K 0.08%
75,626
-12,387
-14% -$89.7K
D icon
144
Dominion Energy
D
$60B
$455K 0.08%
5,840
+200
+4% +$14.5K
FXG icon
145
First Trust Consumer Staples AlphaDEX Fund
FXG
$228M
$451K 0.08%
9,328
+3,484
+60% +$163K
VGT icon
146
Vanguard Information Technology ETF
VGT
$147B
$447K 0.07%
33,400
– –
GWW icon
147
W.W. Grainger
GWW
$60.7B
$432K 0.07%
1,905
-275
-13% -$62.7K
COKE icon
148
Coca-Cola Consolidated
COKE
$12.3B
$427K 0.07%
29,010
+12,500
+76% +$183K
MON
149
DELISTED
Monsanto Co
MON
$419K 0.07%
4,058
-300
-7% -$29.7K
XLK icon
150
State Street Technology Select Sector SPDR ETF
XLK
$122B
$412K 0.07%
19,004
-460
-2% -$9.98K
4 5
6
7 8

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q2 2016 Portfolio in Review

As of Q2 2016, Carroll Financial Associates held 1,314 positions worth $598M, up 11% from $538M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $43.1M of net new capital in Q2 2016, opening 74 new positions and adding to 273 existing holdings. Its largest new stake was Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF: 188,829 shares worth $4.87M.

By sector, the portfolio is most concentrated in Financials at 9.3% of assets, down from 9.8% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $5.79M trimmed.

  • Carroll Financial Associates's largest Q2 2016 buy was Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF: 188,829 shares worth $4.87M.
  • Carroll Financial Associates added most to iShares MSCI USA Momentum Factor ETF in Q2 2016, an estimated $11.8M increase.
  • Carroll Financial Associates's biggest Q2 2016 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $5.79M.
  • Carroll Financial Associates fully exited UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com in Q2 2016, selling an estimated $633K.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $598M portfolio in Q2 2016.
  • Carroll Financial Associates opened 74 new positions and closed 72 in Q2 2016.
  • Carroll Financial Associates's portfolio value rose 11% quarter-over-quarter to $598M.

Based on Carroll Financial Associates's 13F filing for Q2 2016, filed 18 Jul 2016.