CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
+3.28%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$598M
AUM Growth
+$59.6M
Cap. Flow
+$43.1M
Cap. Flow %
7.2%
Top 10 Hldgs %
43.55%
Holding
1,320
New
75
Increased
273
Reduced
187
Closed
72

Top Buys

1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
$12.2M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
$11.5M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
$6.38M
4
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$4.87M
5
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.81M

Top Sells

1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
$6.02M
2
GE icon
GE Aerospace
GE
$1.66M
3
KMI icon
Kinder Morgan
KMI
$1.33M
4
PACW
PacWest Bancorp
PACW
$711K
5
BDCS
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
$633K

Sector Composition

1 Financials 9.27%
2 Technology 5.92%
3 Energy 5.03%
4 Healthcare 4.76%
5 Consumer Staples 4.58%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BDCL
126
DELISTED
2Leveraged Long Exchange Traded Access Securities (E-TRACS) Linked to the Wells Fargo Business Dev
BDCL
$576K 0.1%
34,350
-4,250
-11% -$71.3K
DVY icon
127
iShares Select Dividend ETF
DVY
$20.8B
$570K 0.1%
6,693
+410
+7% +$34.9K
KMI icon
128
Kinder Morgan
KMI
$59.4B
$564K 0.09%
30,160
-71,288
-70% -$1.33M
LMLP
129
DELISTED
ETRACS Monthly Pay 2xLeveraged Wells Fargo MLP Ex-Energy ETN
LMLP
$556K 0.09%
56,600
+3,900
+7% +$38.3K
BNCN
130
DELISTED
BNC Bancorp
BNCN
$553K 0.09%
24,370
– –
FAST icon
131
Fastenal
FAST
$57.7B
$547K 0.09%
49,352
+5,636
+13% +$62.5K
PAYX icon
132
Paychex
PAYX
$49.4B
$531K 0.09%
8,934
+1,149
+15% +$68.3K
LQD icon
133
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$29.6B
$517K 0.09%
4,217
+2,850
+208% +$349K
AFL icon
134
Aflac
AFL
$58.1B
$511K 0.09%
14,190
– –
GIS icon
135
General Mills
GIS
$26.5B
$510K 0.09%
7,161
+324
+5% +$23.1K
KMB icon
136
Kimberly-Clark
KMB
$42.9B
$508K 0.09%
3,702
-68
-2% -$9.33K
AEP icon
137
American Electric Power
AEP
$58.1B
$505K 0.08%
7,206
– –
NKE icon
138
Nike
NKE
$111B
$493K 0.08%
8,945
+607
+7% +$33.5K
VV icon
139
Vanguard Large-Cap ETF
VV
$44.7B
$477K 0.08%
4,979
– –
HON icon
140
Honeywell
HON
$137B
$467K 0.08%
4,219
+89
+2% +$9.85K
GPT
141
DELISTED
Gramercy Property Trust
GPT
$466K 0.08%
16,858
-5,594
-25% -$155K
CLX icon
142
Clorox
CLX
$15.2B
$463K 0.08%
3,349
+1
+0% +$138
STLA icon
143
Stellantis
STLA
$26.2B
$459K 0.08%
75,626
-12,387
-14% -$75.2K
D icon
144
Dominion Energy
D
$50.2B
$455K 0.08%
5,840
+200
+4% +$15.6K
FXG icon
145
First Trust Consumer Staples AlphaDEX Fund
FXG
$286M
$451K 0.08%
9,328
+3,484
+60% +$168K
VGT icon
146
Vanguard Information Technology ETF
VGT
$99.7B
$447K 0.07%
4,175
– –
GWW icon
147
W.W. Grainger
GWW
$49.2B
$432K 0.07%
1,905
-275
-13% -$62.4K
COKE icon
148
Coca-Cola Consolidated
COKE
$10.4B
$427K 0.07%
29,010
+12,500
+76% +$184K
MON
149
DELISTED
Monsanto Co
MON
$419K 0.07%
4,058
-300
-7% -$31K
XLK icon
150
Technology Select Sector SPDR Fund
XLK
$84B
$412K 0.07%
9,502
-230
-2% -$9.97K
4 5
6
7 8