We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.33%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$480M
AUM Growth
+$29.3M
Cap. Flow
+$33.2M
Cap. Flow %
6.9%
Top 10 Hldgs %
43.82%
Holding
1,246
New
78
Increased
268
Reduced
227
Closed
63

Top Buys

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$13.4M
2
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$12.4M
3
HSCZ icon
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
+$5.78M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.38M
5
GPT
Gramercy Property Trust
GPT
+$3.09M

Top Sells

Rank Stock Value
1
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$4.88M
2
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
+$3.95M
3
HTS
HATTERAS FINANCIAL CORP
HTS
+$2.22M
4
SE
Spectra Energy Corp Wi
SE
+$1.92M
5
CSG
CHAMBERS STR PPTYS COM
CSG
+$1.58M

Sector Composition

Rank Sector Weight
1 Financials 11.29%
2 Technology 7.22%
3 Energy 5.11%
4 Consumer Staples 4.93%
5 Healthcare 4.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KMB icon
126
Kimberly-Clark
KMB
$36.5B
$460K 0.1%
3,620
+422
+13% +$50.7K
GILD icon
127
Gilead Sciences
GILD
$165B
$454K 0.09%
4,490
-173
-4% -$18K
CMP icon
128
Compass Minerals
CMP
$1.15B
$448K 0.09%
5,962
+40
+0.7% +$3.26K
MON
129
DELISTED
Monsanto Co
MON
$446K 0.09%
4,527
-300
-6% -$28.2K
IWF icon
130
iShares Russell 1000 Growth ETF
IWF
$128B
$439K 0.09%
17,656
+40
+0.2% +$998
EFA icon
131
iShares MSCI EAFE ETF
EFA
$80.2B
$432K 0.09%
7,367
-2,927
-28% -$176K
AFL icon
132
Aflac
AFL
$62.6B
$427K 0.09%
14,264
-226
-2% -$7.04K
STI
133
DELISTED
SunTrust Banks, Inc.
STI
$427K 0.09%
9,985
+890
+10% +$37.5K
XLK icon
134
State Street Technology Select Sector SPDR ETF
XLK
$124B
$416K 0.09%
19,464
– –
ORCL icon
135
Oracle
ORCL
$423B
$410K 0.09%
11,233
+727
+7% +$27.8K
CLX icon
136
Clorox
CLX
$12.7B
$408K 0.08%
3,217
+100
+3% +$12.4K
GOOGL icon
137
Alphabet (Google) Class A
GOOGL
$4.33T
$406K 0.08%
10,460
+1,160
+12% +$42.9K
VGT icon
138
Vanguard Information Technology ETF
VGT
$149B
$406K 0.08%
30,008
-1,536
-5% -$21K
PGHY icon
139
Invesco Global ex-US High Yield Corporate Bond ETF
PGHY
$227M
$392K 0.08%
17,130
+130
+0.8% +$3.02K
FAST icon
140
Fastenal
FAST
$59.5B
$390K 0.08%
38,268
+2,504
+7% +$24.7K
WELL icon
141
Welltower
WELL
$171B
$390K 0.08%
5,741
+452
+9% +$29.5K
CEFL
142
DELISTED
ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN
CEFL
$383K 0.08%
25,000
+500
+2% +$8.15K
AEP icon
143
American Electric Power
AEP
$68.4B
$378K 0.08%
6,488
+354
+6% +$20.1K
CBI
144
DELISTED
Chicago Bridge & Iron Nv
CBI
$377K 0.08%
9,687
+650
+7% +$27K
D icon
145
Dominion Energy
D
$59.3B
$373K 0.08%
5,524
-54
-1% -$3.73K
NVS icon
146
Novartis
NVS
$297B
$371K 0.08%
4,814
+112
+2% +$8.9K
HON icon
147
Honeywell
HON
$78B
$368K 0.08%
3,963
+13
+0.3% +$1.19K
LLY icon
148
Eli Lilly
LLY
$1.06T
$360K 0.07%
4,277
-297
-6% -$24.6K
VEA icon
149
Vanguard FTSE Developed Markets ETF
VEA
$236B
$357K 0.07%
9,739
– –
UNP icon
150
Union Pacific
UNP
$174B
$355K 0.07%
4,545
+396
+10% +$34K
4 5
6
7 8

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q4 2015 Portfolio in Review

As of Q4 2015, Carroll Financial Associates held 1,246 positions worth $480M, up 6.5% from $451M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $33.2M of net new capital in Q4 2015, opening 78 new positions and adding to 268 existing holdings. Its largest new stake was Global X MLP & Energy Infrastructure ETF: 309,063 shares worth $10.8M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was JP Morgan Alerian MLP Index ETN 5/24/24, an estimated $4.88M trimmed.

  • Carroll Financial Associates's largest Q4 2015 buy was Global X MLP & Energy Infrastructure ETF: 309,063 shares worth $10.8M.
  • Carroll Financial Associates added most to Invesco FTSE RAFI US 1000 ETF in Q4 2015, an estimated $13.4M increase.
  • Carroll Financial Associates's biggest Q4 2015 reduction was JP Morgan Alerian MLP Index ETN 5/24/24, cutting an estimated $4.88M.
  • Carroll Financial Associates fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $1.58M.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $480M portfolio in Q4 2015.
  • Carroll Financial Associates opened 78 new positions and closed 63 in Q4 2015.
  • Carroll Financial Associates's portfolio value rose 6.5% quarter-over-quarter to $480M.

Based on Carroll Financial Associates's 13F filing for Q4 2015, filed 12 Jan 2016.