CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
+5.33%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$480M
AUM Growth
+$29.3M
Cap. Flow
+$29.3M
Cap. Flow %
6.11%
Top 10 Hldgs %
43.82%
Holding
1,296
New
78
Increased
268
Reduced
227
Closed
63

Top Buys

1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
$13.2M
2
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
$10.8M
3
HSCZ icon
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
$5.8M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
$4.4M
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$1.69M

Top Sells

1
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$4.6M
2
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
$3.8M
3
HTS
HATTERAS FINANCIAL CORP
HTS
$2.03M
4
SE
Spectra Energy Corp Wi
SE
$1.73M
5
CSG
CHAMBERS STR PPTYS COM
CSG
$1.58M

Sector Composition

1 Financials 11.29%
2 Technology 7.22%
3 Energy 5.11%
4 Consumer Staples 4.93%
5 Healthcare 4.86%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
KMB icon
126
Kimberly-Clark
KMB
$43.1B
$460K 0.1%
3,620
+422
+13% +$53.6K
GILD icon
127
Gilead Sciences
GILD
$143B
$454K 0.09%
4,490
-173
-4% -$17.5K
CMP icon
128
Compass Minerals
CMP
$784M
$448K 0.09%
5,962
+40
+0.7% +$3.01K
MON
129
DELISTED
Monsanto Co
MON
$446K 0.09%
4,527
-300
-6% -$29.6K
IWF icon
130
iShares Russell 1000 Growth ETF
IWF
$117B
$439K 0.09%
4,414
+10
+0.2% +$995
EFA icon
131
iShares MSCI EAFE ETF
EFA
$66.2B
$432K 0.09%
7,367
-2,927
-28% -$172K
AFL icon
132
Aflac
AFL
$57.2B
$427K 0.09%
14,264
-226
-2% -$6.77K
STI
133
DELISTED
SunTrust Banks, Inc.
STI
$427K 0.09%
9,985
+890
+10% +$38.1K
XLK icon
134
Technology Select Sector SPDR Fund
XLK
$84.1B
$416K 0.09%
9,732
– –
ORCL icon
135
Oracle
ORCL
$654B
$410K 0.09%
11,233
+727
+7% +$26.5K
CLX icon
136
Clorox
CLX
$15.5B
$408K 0.08%
3,217
+100
+3% +$12.7K
GOOGL icon
137
Alphabet (Google) Class A
GOOGL
$2.84T
$406K 0.08%
10,460
+1,160
+12% +$45K
VGT icon
138
Vanguard Information Technology ETF
VGT
$99.9B
$406K 0.08%
3,751
-192
-5% -$20.8K
PGHY icon
139
Invesco Global ex-US High Yield Corporate Bond ETF
PGHY
$186M
$392K 0.08%
17,130
+130
+0.8% +$2.98K
FAST icon
140
Fastenal
FAST
$55.1B
$390K 0.08%
38,268
+2,504
+7% +$25.5K
WELL icon
141
Welltower
WELL
$112B
$390K 0.08%
5,741
+452
+9% +$30.7K
CEFL
142
DELISTED
ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN
CEFL
$383K 0.08%
25,000
+500
+2% +$7.66K
AEP icon
143
American Electric Power
AEP
$57.8B
$378K 0.08%
6,488
+354
+6% +$20.6K
CBI
144
DELISTED
Chicago Bridge & Iron Nv
CBI
$377K 0.08%
9,687
+650
+7% +$25.3K
D icon
145
Dominion Energy
D
$49.7B
$373K 0.08%
5,524
-54
-1% -$3.65K
NVS icon
146
Novartis
NVS
$251B
$371K 0.08%
4,814
+112
+2% +$8.63K
HON icon
147
Honeywell
HON
$136B
$368K 0.08%
3,735
+12
+0.3% +$1.18K
LLY icon
148
Eli Lilly
LLY
$652B
$360K 0.07%
4,277
-297
-6% -$25K
VEA icon
149
Vanguard FTSE Developed Markets ETF
VEA
$171B
$357K 0.07%
9,739
– –
UNP icon
150
Union Pacific
UNP
$131B
$355K 0.07%
4,545
+396
+10% +$30.9K
4 5
6
7 8