CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
+0.1%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$324M
AUM Growth
-$33.2M
Cap. Flow
-$40.9M
Cap. Flow %
-12.63%
Top 10 Hldgs %
40.98%
Holding
1,055
New
82
Increased
100
Reduced
249
Closed
124

Top Buys

1
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
$7.45M
2
BBRC
Columbia Beyond BRICs ETF
BBRC
$1.15M
3
RCAP
RCS CAPITAL CORPORATION CLASS A COM
RCAP
$670K
4
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
$643K
5
FMLP
UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN
FMLP
$448K

Top Sells

1
SPY icon
SPDR S&P 500 ETF Trust
SPY
$9.1M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
$4.52M
3
IOO icon
iShares Global 100 ETF
IOO
$3.64M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
$3.06M
5
FEZ icon
SPDR Euro Stoxx 50 ETF
FEZ
$2.15M

Sector Composition

1 Financials 12.76%
2 Technology 10.02%
3 Energy 8.24%
4 Healthcare 6.21%
5 Industrials 5.01%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IBB icon
126
iShares Biotechnology ETF
IBB
$5.68B
$283K 0.09%
2,868
– –
CXP
127
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$279K 0.09%
11,239
-2,491
-18% -$61.8K
SNDK
128
DELISTED
SANDISK CORP
SNDK
$278K 0.09%
3,000
– –
FITB icon
129
Fifth Third Bancorp
FITB
$30.6B
$269K 0.08%
13,328
-338
-2% -$6.82K
QQQ icon
130
Invesco QQQ Trust
QQQ
$368B
$262K 0.08%
2,568
-24
-0.9% -$2.45K
JCI icon
131
Johnson Controls International
JCI
$70.1B
$258K 0.08%
4,973
-1,432
-22% -$74.3K
RJF icon
132
Raymond James Financial
RJF
$34.1B
$258K 0.08%
6,750
– –
WMB icon
133
Williams Companies
WMB
$70.3B
$257K 0.08%
4,675
-4,175
-47% -$230K
UNP icon
134
Union Pacific
UNP
$132B
$254K 0.08%
2,102
-1,224
-37% -$148K
ZBH icon
135
Zimmer Biomet
ZBH
$20.8B
$253K 0.08%
2,346
– –
VCR icon
136
Vanguard Consumer Discretionary ETF
VCR
$6.51B
$251K 0.08%
2,248
-60
-3% -$6.7K
PRFZ icon
137
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.55B
$249K 0.08%
12,500
-1,500
-11% -$29.9K
IYW icon
138
iShares US Technology ETF
IYW
$23.1B
$245K 0.08%
9,576
– –
NVS icon
139
Novartis
NVS
$249B
$240K 0.07%
2,889
-296
-9% -$24.6K
SSB icon
140
SouthState Bank Corporation
SSB
$10.5B
$229K 0.07%
+3,685
New +$229K
STI
141
DELISTED
SunTrust Banks, Inc.
STI
$227K 0.07%
5,717
-1,788
-24% -$71K
DLTR icon
142
Dollar Tree
DLTR
$20.4B
$225K 0.07%
3,670
-300
-8% -$18.4K
KMP
143
DELISTED
KINDER MORGAN ENER PNTRS L.P.
KMP
$223K 0.07%
2,370
-2,986
-56% -$281K
SPY icon
144
SPDR S&P 500 ETF Trust
SPY
$662B
$214K 0.07%
1,051
-44,685
-98% -$9.1M
ET icon
145
Energy Transfer Partners
ET
$60.6B
$210K 0.06%
6,800
– –
PPG icon
146
PPG Industries
PPG
$24.7B
$209K 0.06%
2,046
– –
GBDC icon
147
Golub Capital BDC
GBDC
$3.94B
$206K 0.06%
12,150
– –
GPC icon
148
Genuine Parts
GPC
$19.6B
$202K 0.06%
2,027
– –
COST icon
149
Costco
COST
$424B
$199K 0.06%
1,455
+312
+27% +$42.7K
SGOL icon
150
abrdn Physical Gold Shares ETF
SGOL
$5.65B
$199K 0.06%
17,500
-3,000
-15% -$34.1K
4 5
6
7 8