Carroll Financial Associates’s RCS CAPITAL CORPORATION CLASS A COM RCAP Stock Holding History

Carroll Financial Associates’s Portfolio RCAP Stock Details RCAP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-130,000	Closed	-$39K	–	1291
2015 Q4	$39K	Sell	130,000 -5,000	-4%	-$3.15K	0.01%	452
2015 Q3	$151K	Buy	135,000 +30,149	+29%	+$101K	0.03%	229
2015 Q2	$803K	Buy	+104,851	New	+$851K	0.18%	90
2014 Q4	–	Sell	-60,000	Closed	-$670K	–	969
2014 Q3	$670K	Buy	+60,000	New	+$1.32M	0.21%	80

Other funds holding RCAP

BOK Financial Tulsa, Oklahoma $6.54B AUM 25.41% 1-Year Est. Return

DLG

Daniel L. Goodwin $207M AUM 22.03% 1-Year Est. Return

Carroll Financial Associates's RCAP Position: Q1 2016 in Review

Carroll Financial Associates sold out of RCS CAPITAL CORPORATION CLASS A COM (RCAP) in Q1 2016, closing a stake of 130,000 shares — an estimated $39K sold.

Carroll Financial Associates first reported a position in RCAP in Q3 2014 and held it in 4 quarters. The position peaked at $803K in Q2 2015. 7 funds tracked by Wall St. Rank hold RCAP as of Q1 2016.

Carroll Financial Associates reported no remaining RCS CAPITAL CORPORATION CLASS A COM position as of Q1 2016 after selling out during the quarter.
Carroll Financial Associates sold 130,000 RCS CAPITAL CORPORATION CLASS A COM shares in Q1 2016, an estimated $39K.
Carroll Financial Associates first reported a position in RCS CAPITAL CORPORATION CLASS A COM in Q3 2014 and held it in 4 quarters.
Carroll Financial Associates's RCS CAPITAL CORPORATION CLASS A COM position peaked at $803K in Q2 2015.
7 funds tracked by Wall St. Rank held RCS CAPITAL CORPORATION CLASS A COM as of Q1 2016.

Based on Carroll Financial Associates's 13F filing for Q1 2016, filed 20 Apr 2016.