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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+8.4%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
+$96.9M
Cap. Flow
+$4.07M
Cap. Flow %
0.31%
Top 10 Hldgs %
48.04%
Holding
1,793
New
90
Increased
315
Reduced
397
Closed
127

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$9.69M
2
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$5.47M
3
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$4.77M
4
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$4.62M
5
EJUL icon
Innovator Emerging Markets Power Buffer ETF July
EJUL
+$4.59M

Top Sells

Rank Stock Value
1
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.64M
2
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.35M
3
AAPL icon
Apple
AAPL
+$5.11M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.48M
5
MSFT icon
Microsoft
MSFT
+$2.41M

Sector Composition

Rank Sector Weight
1 Technology 7.44%
2 Financials 4.98%
3 Healthcare 2.9%
4 Consumer Discretionary 2.43%
5 Consumer Staples 2.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NAD icon
1426
Nuveen Quality Municipal Income Fund
NAD
$2.75B
$1K ﹤0.01%
125
– –
NDAQ icon
1427
Nasdaq
NDAQ
$53.1B
$1K ﹤0.01%
36
-858
-96% -$36.6K
OLN icon
1428
Olin
OLN
$2.17B
$1K ﹤0.01%
115
– –
PBR icon
1429
Petrobras
PBR
$116B
$1K ﹤0.01%
201
– –
PFN
1430
PIMCO Income Strategy Fund II
PFN
$707M
$1K ﹤0.01%
118
– –
PII icon
1431
Polaris
PII
$3.99B
$1K ﹤0.01%
21
– –
PINC
1432
DELISTED
Premier
PINC
$1K ﹤0.01%
55
– –
POWI icon
1433
Power Integrations
POWI
$3.54B
$1K ﹤0.01%
36
– –
PRIM icon
1434
Primoris Services
PRIM
$4.42B
$1K ﹤0.01%
72
– –
PRK icon
1435
Park National Corp
PRK
$3.67B
$1K ﹤0.01%
19
-1,160
-98% -$94.4K
REZI icon
1436
Resideo Technologies
REZI
$3.67B
$1K ﹤0.01%
135
-136
-50% -$1.72K
RL icon
1437
Ralph Lauren
RL
$23.7B
$1K ﹤0.01%
18
– –
SGOL icon
1438
abrdn Physical Gold Shares ETF
SGOL
$7.46B
$1K ﹤0.01%
61
– –
SIRI icon
1439
SiriusXM
SIRI
$9.61B
$1K ﹤0.01%
24
– –
SKT icon
1440
Tanger
SKT
$4.43B
$1K ﹤0.01%
214
– –
SNAP icon
1441
Snap
SNAP
$9.32B
$1K ﹤0.01%
54
– –
SNDR icon
1442
Schneider National
SNDR
$6.12B
$1K ﹤0.01%
65
– –
SSNC icon
1443
SS&C Technologies
SSNC
$18.7B
$1K ﹤0.01%
26
– –
TBT icon
1444
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$308M
$1K ﹤0.01%
76
– –
THRM icon
1445
Gentherm
THRM
$1.27B
$1K ﹤0.01%
38
– –
TPL icon
1446
Texas Pacific Land
TPL
$25.2B
$1K ﹤0.01%
27
– –
TTE icon
1447
TotalEnergies
TTE
$195B
$1K ﹤0.01%
40
-94
-70% -$3.58K
UMBF icon
1448
UMB Financial
UMBF
$11.2B
$1K ﹤0.01%
27
– –
USHY icon
1449
iShares Broad USD High Yield Corporate Bond ETF
USHY
$29.1B
$1K ﹤0.01%
29
-3,372
-99% -$133K
VCLT icon
1450
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.74B
$1K ﹤0.01%
13
– –
56 57
58
59 60

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6M
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RFA
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CCT
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Carroll Financial Associates's Q3 2020 Portfolio in Review

As of Q3 2020, Carroll Financial Associates held 1,793 positions worth $1.3B, up 8.1% from $1.2B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q3 2020 filing shows 90 new, 315 increased, 397 reduced and 127 closed positions. Its largest new stake was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M. The largest sale was Xtrackers USD High Yield Corporate Bond ETF, an estimated $9.64M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, down from 7.7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2020 buy was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M.
  • Carroll Financial Associates added most to Janus Henderson Short Duration Income ETF in Q3 2020, an estimated $9.69M increase.
  • Carroll Financial Associates's biggest Q3 2020 reduction was Xtrackers USD High Yield Corporate Bond ETF, cutting an estimated $9.64M.
  • Carroll Financial Associates fully exited Global X Scientific Beta US ETF in Q3 2020, selling an estimated $1.49M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.3B portfolio in Q3 2020.
  • Carroll Financial Associates opened 90 new positions and closed 127 in Q3 2020.
  • Carroll Financial Associates's portfolio value rose 8.1% quarter-over-quarter to $1.3B.

Based on Carroll Financial Associates's 13F filing for Q3 2020, filed 6 Oct 2020.