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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+8.4%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
+$96.9M
Cap. Flow
+$4.07M
Cap. Flow %
0.31%
Top 10 Hldgs %
48.04%
Holding
1,793
New
90
Increased
315
Reduced
397
Closed
127

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$9.69M
2
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$5.47M
3
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$4.77M
4
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$4.62M
5
EJUL icon
Innovator Emerging Markets Power Buffer ETF July
EJUL
+$4.59M

Top Sells

Rank Stock Value
1
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.64M
2
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.35M
3
AAPL icon
Apple
AAPL
+$5.11M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.48M
5
MSFT icon
Microsoft
MSFT
+$2.41M

Sector Composition

Rank Sector Weight
1 Technology 7.44%
2 Financials 4.98%
3 Healthcare 2.9%
4 Consumer Discretionary 2.43%
5 Consumer Staples 2.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DOX icon
1401
Amdocs
DOX
$6.1B
$1K ﹤0.01%
21
-2,254
-99% -$135K
DVN icon
1402
Devon Energy
DVN
$49.9B
$1K ﹤0.01%
187
– –
DVYE icon
1403
iShares Emerging Markets Dividend ETF
DVYE
$1.21B
$1K ﹤0.01%
59
– –
EG icon
1404
Everest Group
EG
$14B
$1K ﹤0.01%
6
– –
EWBC icon
1405
East-West Bancorp
EWBC
$18.2B
$1K ﹤0.01%
41
– –
EXG icon
1406
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.09B
$1K ﹤0.01%
250
-900
-78% -$6.84K
EXP icon
1407
Eagle Materials
EXP
$6.58B
$1K ﹤0.01%
18
– –
FAF icon
1408
First American
FAF
$7.31B
$1K ﹤0.01%
27
– –
FLEX icon
1409
Flex
FLEX
$45.2B
$1K ﹤0.01%
169
– –
FSTA icon
1410
Fidelity MSCI Consumer Staples Index ETF
FSTA
$1.42B
$1K ﹤0.01%
+38
New +$1.43K
GBCI icon
1411
Glacier Bancorp
GBCI
$6.4B
$1K ﹤0.01%
35
– –
HAE icon
1412
Haemonetics
HAE
$3.97B
$1K ﹤0.01%
+16
New +$1.4K
HPP
1413
Hudson Pacific Properties
HPP
$725M
$1K ﹤0.01%
11
– –
HSBC icon
1414
HSBC
HSBC
$355B
$1K ﹤0.01%
80
– –
HST icon
1415
Host Hotels & Resorts
HST
$15.3B
$1K ﹤0.01%
115
– –
HXL icon
1416
Hexcel
HXL
$7.6B
$1K ﹤0.01%
37
– –
HYT icon
1417
BlackRock Corporate High Yield Fund
HYT
$1.37B
$1K ﹤0.01%
122
– –
ICF icon
1418
iShares Select U.S. REIT ETF
ICF
$2.07B
$1K ﹤0.01%
28
– –
IOSP icon
1419
Innospec
IOSP
$2.32B
$1K ﹤0.01%
18
– –
IYR icon
1420
iShares US Real Estate ETF
IYR
$4.48B
$1K ﹤0.01%
16
– –
JAZZ icon
1421
Jazz Pharmaceuticals
JAZZ
$16.1B
$1K ﹤0.01%
11
– –
KLIC icon
1422
Kulicke & Soffa
KLIC
$4.76B
$1K ﹤0.01%
73
– –
LBTYA icon
1423
Liberty Global Class A
LBTYA
$3.48B
$1K ﹤0.01%
52
– –
MMSI icon
1424
Merit Medical Systems
MMSI
$5.44B
$1K ﹤0.01%
37
– –
MMT
1425
Aberdeen Multi-Market Income Fund
MMT
$243M
$1K ﹤0.01%
195
– –
55 56
57
58 59

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Carroll Financial Associates's Q3 2020 Portfolio in Review

As of Q3 2020, Carroll Financial Associates held 1,793 positions worth $1.3B, up 8.1% from $1.2B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q3 2020 filing shows 90 new, 315 increased, 397 reduced and 127 closed positions. Its largest new stake was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M. The largest sale was Xtrackers USD High Yield Corporate Bond ETF, an estimated $9.64M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, down from 7.7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2020 buy was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M.
  • Carroll Financial Associates added most to Janus Henderson Short Duration Income ETF in Q3 2020, an estimated $9.69M increase.
  • Carroll Financial Associates's biggest Q3 2020 reduction was Xtrackers USD High Yield Corporate Bond ETF, cutting an estimated $9.64M.
  • Carroll Financial Associates fully exited Global X Scientific Beta US ETF in Q3 2020, selling an estimated $1.49M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.3B portfolio in Q3 2020.
  • Carroll Financial Associates opened 90 new positions and closed 127 in Q3 2020.
  • Carroll Financial Associates's portfolio value rose 8.1% quarter-over-quarter to $1.3B.

Based on Carroll Financial Associates's 13F filing for Q3 2020, filed 6 Oct 2020.