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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+8.4%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
+$96.9M
Cap. Flow
+$4.07M
Cap. Flow %
0.31%
Top 10 Hldgs %
48.04%
Holding
1,793
New
90
Increased
315
Reduced
397
Closed
127

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$9.69M
2
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$5.47M
3
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$4.77M
4
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$4.62M
5
EJUL icon
Innovator Emerging Markets Power Buffer ETF July
EJUL
+$4.59M

Top Sells

Rank Stock Value
1
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.64M
2
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.35M
3
AAPL icon
Apple
AAPL
+$5.11M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.48M
5
MSFT icon
Microsoft
MSFT
+$2.41M

Sector Composition

Rank Sector Weight
1 Technology 7.44%
2 Financials 4.98%
3 Healthcare 2.9%
4 Consumer Discretionary 2.43%
5 Consumer Staples 2.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SUM
1376
DELISTED
Summit Materials, Inc. Class A Common Stock
SUM
$2K ﹤0.01%
151
+11
+8% +$176
ARNC
1377
DELISTED
Arconic Corporation
ARNC
$2K ﹤0.01%
120
– –
BBIG
1378
DELISTED
Vinco Ventures, Inc. Common Stock
BBIG
$2K ﹤0.01%
+110
New +$4.24K
AIMC
1379
DELISTED
Altra Industrial Motion Corp
AIMC
$2K ﹤0.01%
59
– –
MBII
1380
DELISTED
Marrone Bio Innovations, Inc.
MBII
$2K ﹤0.01%
2,000
– –
NAV
1381
DELISTED
Navistar International
NAV
$2K ﹤0.01%
65
-10
-13% -$343
SPAQ.WS
1382
DELISTED
Spartan Energy Acquisition Corp. Warrants, each whole warrant exercisable for one Class A common sto
SPAQ.WS
$2K ﹤0.01%
+632
New +$2.41K
CCMP
1383
DELISTED
CMC Materials, Inc. Common Stock
CCMP
$2K ﹤0.01%
20
-29
-59% -$4.33K
AA icon
1384
Alcoa
AA
$14.3B
$1K ﹤0.01%
160
– –
AAON icon
1385
Aaon
AAON
$7.03B
$1K ﹤0.01%
35
– –
ACHC icon
1386
Acadia Healthcare
ACHC
$2.9B
$1K ﹤0.01%
45
– –
ADI icon
1387
Analog Devices
ADI
$188B
$1K ﹤0.01%
12
– –
AGNC icon
1388
AGNC Investment
AGNC
$12.9B
$1K ﹤0.01%
110
– –
AMCX icon
1389
AMC Global Media
AMCX
$486M
$1K ﹤0.01%
75
– –
ARI
1390
Apollo Commercial Real Estate
ARI
$880M
$1K ﹤0.01%
150
– –
BKR icon
1391
Baker Hughes
BKR
$64.3B
$1K ﹤0.01%
100
– –
BLV icon
1392
Vanguard Long-Term Bond ETF
BLV
$5.7B
$1K ﹤0.01%
15
– –
BOE icon
1393
BlackRock Enhanced Global Dividend Trust
BOE
$695M
$1K ﹤0.01%
149
– –
BTI icon
1394
British American Tobacco
BTI
$122B
$1K ﹤0.01%
51
– –
CLSK icon
1395
CleanSpark
CLSK
$2.96B
$1K ﹤0.01%
100
– –
CNK icon
1396
Cinemark Holdings
CNK
$4.25B
$1K ﹤0.01%
136
– –
CNNE icon
1397
Cannae Holdings
CNNE
$652M
$1K ﹤0.01%
35
-1,500
-98% -$56.9K
CRON
1398
Cronos Group
CRON
$1.13B
$1K ﹤0.01%
320
+100
+45% +$585
DBAW icon
1399
Xtrackers MSCI All World ex US Hedged Equity ETF
DBAW
$303M
$1K ﹤0.01%
51
– –
DBRG icon
1400
DigitalBridge
DBRG
$2.95B
$1K ﹤0.01%
105
– –
54 55
56
57 58

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Carroll Financial Associates's Q3 2020 Portfolio in Review

As of Q3 2020, Carroll Financial Associates held 1,793 positions worth $1.3B, up 8.1% from $1.2B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q3 2020 filing shows 90 new, 315 increased, 397 reduced and 127 closed positions. Its largest new stake was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M. The largest sale was Xtrackers USD High Yield Corporate Bond ETF, an estimated $9.64M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, down from 7.7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2020 buy was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M.
  • Carroll Financial Associates added most to Janus Henderson Short Duration Income ETF in Q3 2020, an estimated $9.69M increase.
  • Carroll Financial Associates's biggest Q3 2020 reduction was Xtrackers USD High Yield Corporate Bond ETF, cutting an estimated $9.64M.
  • Carroll Financial Associates fully exited Global X Scientific Beta US ETF in Q3 2020, selling an estimated $1.49M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.3B portfolio in Q3 2020.
  • Carroll Financial Associates opened 90 new positions and closed 127 in Q3 2020.
  • Carroll Financial Associates's portfolio value rose 8.1% quarter-over-quarter to $1.3B.

Based on Carroll Financial Associates's 13F filing for Q3 2020, filed 6 Oct 2020.