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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-12.12%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$899M
AUM Growth
-$46.6M
Cap. Flow
+$64.5M
Cap. Flow %
7.17%
Top 10 Hldgs %
51.54%
Holding
1,465
New
87
Increased
269
Reduced
314
Closed
79

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$95.8M
2
ARKK icon
ARK Innovation ETF
ARKK
+$3.83M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.05M
4
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$2.76M
5
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.26M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$26.6M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$6.04M
3
RTX icon
RTX Corp
RTX
+$4.17M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.03M
5
RNRG icon
Global X Renewable Energy Producers ETF
RNRG
+$3.43M

Sector Composition

Rank Sector Weight
1 Financials 7.4%
2 Technology 5.12%
3 Healthcare 3.27%
4 Energy 2.86%
5 Consumer Staples 2.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SBS icon
1376
Sabesp
SBS
$18.7B
– –
-3,429
Closed -$3K
SCHA icon
1377
Schwab U.S Small- Cap ETF
SCHA
$23.1B
$0 ﹤0.01%
52
+24
+86% +$406
SCHC icon
1378
Schwab International Small-Cap Equity ETF
SCHC
$5.66B
$0 ﹤0.01%
12
– –
SCHE icon
1379
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$0 ﹤0.01%
18
– –
SCHH icon
1380
Schwab US REIT ETF
SCHH
$11.4B
$0 ﹤0.01%
32
+16
+100% +$327
SDIV icon
1381
Global X SuperDividend ETF
SDIV
$1.21B
– –
-2,529
Closed -$154K
SFIX
1382
Stitch Fix
SFIX
$560M
$0 ﹤0.01%
+40
New +$990
SHOP icon
1383
Shopify
SHOP
$195B
$0 ﹤0.01%
60
– –
SHY icon
1384
iShares 1-3 Year Treasury Bond ETF
SHY
$25.1B
$0 ﹤0.01%
8
– –
SHYG icon
1385
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.62B
$0 ﹤0.01%
16
– –
SIG icon
1386
Signet Jewelers
SIG
$3.76B
$0 ﹤0.01%
21
– –
SITC icon
1387
SITE Centers
SITC
$165M
$0 ﹤0.01%
3
– –
SNAP icon
1388
Snap
SNAP
$9.01B
$0 ﹤0.01%
54
– –
SNES icon
1389
SenesTech
SNES
$7M
– –
0
– –
SNN icon
1390
Smith & Nephew
SNN
$12.6B
$0 ﹤0.01%
+5
New +$180
SONN
1391
DELISTED
Sonnet BioTherapeutics
SONN
– –
0
– –
STRL icon
1392
Sterling Infrastructure
STRL
$16.7B
$0 ﹤0.01%
4
– –
SVC
1393
Service Properties Trust
SVC
$1.07B
$0 ﹤0.01%
8
– –
SYF icon
1394
Synchrony
SYF
$25.6B
– –
-500
Closed -$15K
TCOM icon
1395
Trip.com Group
TCOM
$29.1B
– –
-125
Closed -$4K
TDC icon
1396
Teradata
TDC
$2.55B
$0 ﹤0.01%
12
– –
TM icon
1397
Toyota
TM
$225B
$0 ﹤0.01%
2
– –
UA icon
1398
Under Armour Class C
UA
$2.53B
$0 ﹤0.01%
3
– –
UBS icon
1399
UBS Group
UBS
$176B
– –
-52
Closed –
URI icon
1400
United Rentals
URI
$72.4B
$0 ﹤0.01%
7
– –
54 55
56
57 58

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NFG
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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q4 2018 Portfolio in Review

As of Q4 2018, Carroll Financial Associates held 1,465 positions worth $899M, down 4.9% from $945M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Carroll Financial Associates deployed $64.5M of net new capital in Q4 2018, opening 87 new positions and adding to 269 existing holdings. Its largest new stake was Global X Adaptive US Factor ETF: 4,028,184 shares worth $91.3M.

By sector, the portfolio is most concentrated in Financials at 7.4% of assets, down from 8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Invesco FTSE RAFI US 1000 ETF, an estimated $26.6M trimmed.

  • Carroll Financial Associates's largest Q4 2018 buy was Global X Adaptive US Factor ETF: 4,028,184 shares worth $91.3M.
  • Carroll Financial Associates added most to ARK Innovation ETF in Q4 2018, an estimated $3.83M increase.
  • Carroll Financial Associates's biggest Q4 2018 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $26.6M.
  • Carroll Financial Associates fully exited Aetna Inc in Q4 2018, selling an estimated $1.34M.
  • Carroll Financial Associates's ten largest holdings make up 52% of its $899M portfolio in Q4 2018.
  • Carroll Financial Associates opened 87 new positions and closed 79 in Q4 2018.
  • Carroll Financial Associates's portfolio value fell 4.9% quarter-over-quarter to $899M.

Based on Carroll Financial Associates's 13F filing for Q4 2018, filed 11 Jan 2019.