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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+8.4%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
+$96.9M
Cap. Flow
+$4.07M
Cap. Flow %
0.31%
Top 10 Hldgs %
48.04%
Holding
1,793
New
90
Increased
315
Reduced
397
Closed
127

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$9.69M
2
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$5.47M
3
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$4.77M
4
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$4.62M
5
EJUL icon
Innovator Emerging Markets Power Buffer ETF July
EJUL
+$4.59M

Top Sells

Rank Stock Value
1
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.64M
2
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.35M
3
AAPL icon
Apple
AAPL
+$5.11M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.48M
5
MSFT icon
Microsoft
MSFT
+$2.41M

Sector Composition

Rank Sector Weight
1 Technology 7.44%
2 Financials 4.98%
3 Healthcare 2.9%
4 Consumer Discretionary 2.43%
5 Consumer Staples 2.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OMCL icon
1351
Omnicell
OMCL
$1.68B
$2K ﹤0.01%
30
– –
ORA icon
1352
Ormat Technologies
ORA
$7.04B
$2K ﹤0.01%
+42
New +$2.53K
PAA icon
1353
Plains All American Pipeline
PAA
$16.3B
$2K ﹤0.01%
477
– –
PAAS icon
1354
Pan American Silver
PAAS
$21.8B
$2K ﹤0.01%
+90
New +$3.09K
PENN icon
1355
PENN Entertainment
PENN
$2.57B
$2K ﹤0.01%
40
+37
+1,233% +$1.81K
RNRG icon
1356
Global X Renewable Energy Producers ETF
RNRG
$26M
$2K ﹤0.01%
51
– –
RSPS icon
1357
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$245M
$2K ﹤0.01%
70
– –
SANM icon
1358
Sanmina
SANM
$10.9B
$2K ﹤0.01%
+107
New +$2.91K
SCI icon
1359
Service Corp International
SCI
$11.4B
$2K ﹤0.01%
+49
New +$2.09K
SCL icon
1360
Stepan Co
SCL
$1.48B
$2K ﹤0.01%
+27
New +$2.95K
SHBI icon
1361
Shore Bancshares
SHBI
$795M
$2K ﹤0.01%
227
– –
SHYG icon
1362
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.6B
$2K ﹤0.01%
65
+49
+306% +$2.15K
SPYM
1363
State Street SPDR Portfolio S&P 500 ETF
SPYM
$168B
$2K ﹤0.01%
53
– –
SPOT icon
1364
Spotify
SPOT
$103B
$2K ﹤0.01%
9
– –
SVC
1365
Service Properties Trust
SVC
$1.05B
$2K ﹤0.01%
51
– –
TQQQ icon
1366
ProShares UltraPro QQQ
TQQQ
$36.7B
$2K ﹤0.01%
144
-3,856
-96% -$60.8K
TX icon
1367
Ternium
TX
$10.7B
$2K ﹤0.01%
149
– –
UA icon
1368
Under Armour Class C
UA
$2.23B
$2K ﹤0.01%
297
+94
+46% +$883
UNF icon
1369
Unifirst Corp
UNF
$5.27B
$2K ﹤0.01%
12
– –
VTRS icon
1370
Viatris
VTRS
$18.7B
$2K ﹤0.01%
201
– –
XRX icon
1371
Xerox
XRX
$423M
$2K ﹤0.01%
150
– –
ZROZ icon
1372
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
$1.3B
$2K ﹤0.01%
15
– –
CMBT
1373
CMB.TECH NV
CMBT
$4.73B
$2K ﹤0.01%
315
– –
BERY
1374
DELISTED
Berry Global Group, Inc.
BERY
$2K ﹤0.01%
60
– –
ATSG
1375
DELISTED
Air Transport Services Group
ATSG
$2K ﹤0.01%
100
– –
53 54
55
56 57

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Carroll Financial Associates's Q3 2020 Portfolio in Review

As of Q3 2020, Carroll Financial Associates held 1,793 positions worth $1.3B, up 8.1% from $1.2B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q3 2020 filing shows 90 new, 315 increased, 397 reduced and 127 closed positions. Its largest new stake was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M. The largest sale was Xtrackers USD High Yield Corporate Bond ETF, an estimated $9.64M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, down from 7.7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2020 buy was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M.
  • Carroll Financial Associates added most to Janus Henderson Short Duration Income ETF in Q3 2020, an estimated $9.69M increase.
  • Carroll Financial Associates's biggest Q3 2020 reduction was Xtrackers USD High Yield Corporate Bond ETF, cutting an estimated $9.64M.
  • Carroll Financial Associates fully exited Global X Scientific Beta US ETF in Q3 2020, selling an estimated $1.49M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.3B portfolio in Q3 2020.
  • Carroll Financial Associates opened 90 new positions and closed 127 in Q3 2020.
  • Carroll Financial Associates's portfolio value rose 8.1% quarter-over-quarter to $1.3B.

Based on Carroll Financial Associates's 13F filing for Q3 2020, filed 6 Oct 2020.