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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.11%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$937M
AUM Growth
+$26.5M
Cap. Flow
+$9.81M
Cap. Flow %
1.05%
Top 10 Hldgs %
51.05%
Holding
1,388
New
56
Increased
294
Reduced
206
Closed
54

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$3.29M
2
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.51M
3
RNP icon
Cohen & Steers REIT and Preferred and Income Fund
RNP
+$2.12M
4
ARKK icon
ARK Innovation ETF
ARKK
+$2M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.88M

Top Sells

Rank Stock Value
1
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$5.43M
2
BNY
Bank of New York Mellon
BNY
+$882K
3
BBDC icon
Barings BDC
BBDC
+$666K
4
HDEF icon
Xtrackers MSCI EAFE High Dividend Yield Equity ETF
HDEF
+$629K
5
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$582K

Sector Composition

Rank Sector Weight
1 Financials 7.82%
2 Technology 5.44%
3 Healthcare 3.4%
4 Energy 3.39%
5 Industrials 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WPX
1351
DELISTED
WPX Energy, Inc.
WPX
– –
-333
Closed -$4K
HDS
1352
DELISTED
HD Supply Holdings, Inc.
HDS
$0 ﹤0.01%
20
– –
JCP
1353
DELISTED
J.C. Penney Company, Inc.
JCP
$0 ﹤0.01%
25
– –
QHC
1354
DELISTED
Quorum Health Corporation
QHC
$0 ﹤0.01%
3
– –
NRE
1355
DELISTED
NorthStar Realty Europe Corp.
NRE
$0 ﹤0.01%
45
– –
MFGP
1356
DELISTED
Micro Focus International plc. American Depositary Shares, each representing One Ordinary Share
MFGP
$0 ﹤0.01%
36
– –
CYHHZ
1357
DELISTED
Community Health Systems, Inc. Series A Contingent Value Rights
CYHHZ
$0 ﹤0.01%
189
– –
ILG
1358
DELISTED
ILG, Inc Common Stock
ILG
$0 ﹤0.01%
18
– –
FCRE
1359
DELISTED
FC Global Realty Incorporated Common Stock
FCRE
$0 ﹤0.01%
1
– –
TWX
1360
DELISTED
Time Warner Inc
TWX
– –
-1,261
Closed -$119K
MON
1361
DELISTED
Monsanto Co
MON
– –
-4,595
Closed -$536K
OA
1362
DELISTED
Orbital ATK, Inc.
OA
– –
-50
Closed -$6K
BGC
1363
DELISTED
General Cable Corporation
BGC
– –
-300
Closed -$8K
FIGY
1364
DELISTED
Barclays ETN+ FI Enhanced Global High Yield ETN
FIGY
– –
-139
Closed -$22K
GXP
1365
DELISTED
Great Plains Energy Incorporated
GXP
– –
-34
Closed -$1K
MSCC
1366
DELISTED
Microsemi Corp
MSCC
– –
-93
Closed -$6K
WIN
1367
DELISTED
Windstream Holdings Inc
WIN
– –
-278
Closed -$1K
CHUBA
1368
DELISTED
CommerceHub, Inc. Series A Common Stock
CHUBA
– –
-8
Closed –
CHUBK
1369
DELISTED
CommerceHub, Inc. Series C Common Stock
CHUBK
– –
-18
Closed –
CBI
1370
DELISTED
Chicago Bridge & Iron Nv
CBI
– –
-3,494
Closed -$50K
ACTA
1371
DELISTED
Actua Corp
ACTA
– –
-1
Closed –
WPG
1372
DELISTED
Washington Prime Group Inc.
WPG
$0 ﹤0.01%
6
– –
ATLS
1373
DELISTED
ATLAS ENERGY GRP,LLC COM UNITS REPSTG LTD (DE)
ATLS
$0 ﹤0.01%
117
– –
CA
1374
DELISTED
CA, Inc.
CA
$0 ﹤0.01%
7
– –
AMU
1375
DELISTED
ETRACS Alerian MLP Index ETN
AMU
$0 ﹤0.01%
48
– –
52 53 54
55
56

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Carroll Financial Associates's Q2 2018 Portfolio in Review

As of Q2 2018, Carroll Financial Associates held 1,388 positions worth $937M, up 2.9% from $911M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Carroll Financial Associates's Q2 2018 filing shows 56 new, 294 increased, 206 reduced and 54 closed positions. Its largest new stake was Global X SuperDividend ETF: 1,587 shares worth $99K. The largest sale was Xtrackers MSCI EAFE Hedged Equity ETF, an estimated $5.43M.

By sector, the portfolio is most concentrated in Financials at 7.8% of assets, down from 8.4% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q2 2018 buy was Global X SuperDividend ETF: 1,587 shares worth $99K.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q2 2018, an estimated $3.29M increase.
  • Carroll Financial Associates's biggest Q2 2018 reduction was Xtrackers MSCI EAFE Hedged Equity ETF, cutting an estimated $5.43M.
  • Carroll Financial Associates fully exited Monsanto Co in Q2 2018, selling an estimated $536K.
  • Carroll Financial Associates's ten largest holdings make up 51% of its $937M portfolio in Q2 2018.
  • Carroll Financial Associates opened 56 new positions and closed 54 in Q2 2018.
  • Carroll Financial Associates's portfolio value rose 2.9% quarter-over-quarter to $937M.

Based on Carroll Financial Associates's 13F filing for Q2 2018, filed 19 Jul 2018.