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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+8.4%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
+$96.9M
Cap. Flow
+$4.07M
Cap. Flow %
0.31%
Top 10 Hldgs %
48.04%
Holding
1,793
New
90
Increased
315
Reduced
397
Closed
127

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$9.69M
2
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$5.47M
3
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$4.77M
4
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$4.62M
5
EJUL icon
Innovator Emerging Markets Power Buffer ETF July
EJUL
+$4.59M

Top Sells

Rank Stock Value
1
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.64M
2
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.35M
3
AAPL icon
Apple
AAPL
+$5.11M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.48M
5
MSFT icon
Microsoft
MSFT
+$2.41M

Sector Composition

Rank Sector Weight
1 Technology 7.44%
2 Financials 4.98%
3 Healthcare 2.9%
4 Consumer Discretionary 2.43%
5 Consumer Staples 2.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FIW icon
1326
First Trust Water ETF
FIW
$1.94B
$2K ﹤0.01%
45
– –
FPE icon
1327
First Trust Preferred Securities and Income ETF
FPE
$6.32B
$2K ﹤0.01%
123
-3,350
-96% -$64K
FSLY icon
1328
Fastly Inc
FSLY
$4.58B
$2K ﹤0.01%
25
– –
FWONA icon
1329
Liberty Media Series A
FWONA
$23.4B
$2K ﹤0.01%
72
– –
GLDM icon
1330
SPDR Gold MiniShares Trust
GLDM
$29.9B
$2K ﹤0.01%
60
– –
GORO icon
1331
Goldgroup Mining Inc.
GORO
$184M
$2K ﹤0.01%
+849
New +$3.46K
GPK icon
1332
Graphic Packaging
GPK
$3.54B
$2K ﹤0.01%
170
– –
HGLB
1333
Highland Global Allocation Fund
HGLB
$177M
$2K ﹤0.01%
352
– –
HPE icon
1334
Hewlett Packard
HPE
$72B
$2K ﹤0.01%
242
-105
-30% -$1K
HUN icon
1335
Huntsman Corp
HUN
$1.83B
$2K ﹤0.01%
120
– –
HYMC icon
1336
Hycroft Mining Holding Corp
HYMC
$2.57B
$2K ﹤0.01%
+20
New +$2.22K
IART icon
1337
Integra LifeSciences
IART
$1.35B
$2K ﹤0.01%
45
– –
ICUI icon
1338
ICU Medical
ICUI
$4.55B
$2K ﹤0.01%
+15
New +$2.82K
ISTR icon
1339
Investar Holding Corp
ISTR
$417M
$2K ﹤0.01%
175
– –
IVZ icon
1340
Invesco
IVZ
$13.8B
$2K ﹤0.01%
245
– –
JBLU icon
1341
JetBlue
JBLU
$2.19B
$2K ﹤0.01%
235
– –
KW
1342
DELISTED
Kennedy-Wilson Holdings
KW
$2K ﹤0.01%
192
+16
+9% +$238
KWR icon
1343
Quaker Houghton
KWR
$2.94B
$2K ﹤0.01%
12
– –
LDOS icon
1344
Leidos
LDOS
$17.7B
$2K ﹤0.01%
25
-42
-63% -$3.8K
MOMO
1345
Hello Group
MOMO
$861M
$2K ﹤0.01%
210
– –
NFJ
1346
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.45B
$2K ﹤0.01%
250
– –
NUSA icon
1347
Nuveen ESG 1-5 Year US Aggregate Bond ETF
NUSA
$34.6M
$2K ﹤0.01%
79
– –
NXRT
1348
NexPoint Residential Trust
NXRT
$631M
$2K ﹤0.01%
46
– –
OI icon
1349
O-I Glass
OI
$1.1B
$2K ﹤0.01%
220
– –
OMC icon
1350
Omnicom Group
OMC
$23.6B
$2K ﹤0.01%
47
– –
52 53
54
55 56

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Carroll Financial Associates's Q3 2020 Portfolio in Review

As of Q3 2020, Carroll Financial Associates held 1,793 positions worth $1.3B, up 8.1% from $1.2B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q3 2020 filing shows 90 new, 315 increased, 397 reduced and 127 closed positions. Its largest new stake was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M. The largest sale was Xtrackers USD High Yield Corporate Bond ETF, an estimated $9.64M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, down from 7.7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2020 buy was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M.
  • Carroll Financial Associates added most to Janus Henderson Short Duration Income ETF in Q3 2020, an estimated $9.69M increase.
  • Carroll Financial Associates's biggest Q3 2020 reduction was Xtrackers USD High Yield Corporate Bond ETF, cutting an estimated $9.64M.
  • Carroll Financial Associates fully exited Global X Scientific Beta US ETF in Q3 2020, selling an estimated $1.49M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.3B portfolio in Q3 2020.
  • Carroll Financial Associates opened 90 new positions and closed 127 in Q3 2020.
  • Carroll Financial Associates's portfolio value rose 8.1% quarter-over-quarter to $1.3B.

Based on Carroll Financial Associates's 13F filing for Q3 2020, filed 6 Oct 2020.