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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-12.12%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$899M
AUM Growth
-$46.6M
Cap. Flow
+$64.5M
Cap. Flow %
7.17%
Top 10 Hldgs %
51.54%
Holding
1,465
New
87
Increased
269
Reduced
314
Closed
79

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$95.8M
2
ARKK icon
ARK Innovation ETF
ARKK
+$3.83M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.05M
4
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$2.76M
5
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.26M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$26.6M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$6.04M
3
RTX icon
RTX Corp
RTX
+$4.17M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.03M
5
RNRG icon
Global X Renewable Energy Producers ETF
RNRG
+$3.43M

Sector Composition

Rank Sector Weight
1 Financials 7.4%
2 Technology 5.12%
3 Healthcare 3.27%
4 Energy 2.86%
5 Consumer Staples 2.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBND icon
1326
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
$463M
$0 ﹤0.01%
1
-2
-67% -$66
IIIN icon
1327
Insteel Industries
IIIN
$625M
– –
-524
Closed -$18K
IIM icon
1328
Invesco Value Municipal Income Trust
IIM
$598M
– –
-362
Closed -$5K
IMNN icon
1329
Imunon
IMNN
$6.77M
– –
0
– –
IPG
1330
DELISTED
Interpublic Group of Companies
IPG
– –
-169
Closed -$3K
ISCV icon
1331
iShares Morningstar Small-Cap Value ETF
ISCV
$706M
– –
-6
Closed –
IYJ icon
1332
iShares US Industrials ETF
IYJ
$2.02B
– –
-222
Closed -$17K
JD icon
1333
JD.com
JD
$44.5B
– –
-63
Closed -$1K
JPEM icon
1334
JPMorgan Diversified Return Emerging Markets Equity ETF
JPEM
$395M
$0 ﹤0.01%
16
– –
KDP icon
1335
Keurig Dr Pepper
KDP
$40.8B
– –
-1,200
Closed -$27K
LCTX icon
1336
Lineage Cell Therapeutics
LCTX
$278M
– –
-19,431
Closed -$39K
LEO
1337
BNY Mellon Strategic Municipals
LEO
$387M
– –
-250
Closed -$1K
LILA icon
1338
Liberty Latin America Class A
LILA
$1.67B
$0 ﹤0.01%
25
– –
LILAK icon
1339
Liberty Latin America Class C
LILAK
$1.64B
$0 ﹤0.01%
64
– –
LOGI icon
1340
Logitech
LOGI
$15.2B
– –
-10
Closed –
LYV icon
1341
Live Nation Entertainment
LYV
$42.1B
$0 ﹤0.01%
16
– –
MD icon
1342
Pediatrix Medical
MD
$2.2B
– –
-127
Closed -$5K
MDXG icon
1343
MiMedx Group
MDXG
$633M
– –
-300
Closed -$1K
MINT icon
1344
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
– –
-98
Closed -$9K
MKSI icon
1345
MKS Inc
MKSI
$20.6B
– –
-14
Closed -$1K
MMS icon
1346
Maximus
MMS
$3.1B
– –
-112
Closed -$7K
MNST icon
1347
Monster Beverage
MNST
$88.5B
– –
-360
Closed -$10K
MT icon
1348
ArcelorMittal
MT
$55.3B
$0 ﹤0.01%
2
– –
MU icon
1349
Micron Technology
MU
$991B
$0 ﹤0.01%
29
– –
NAVI icon
1350
Navient
NAVI
$853M
$0 ﹤0.01%
97
– –
52 53
54
55 56

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RFA
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CCT
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RM
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Carroll Financial Associates's Q4 2018 Portfolio in Review

As of Q4 2018, Carroll Financial Associates held 1,465 positions worth $899M, down 4.9% from $945M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Carroll Financial Associates deployed $64.5M of net new capital in Q4 2018, opening 87 new positions and adding to 269 existing holdings. Its largest new stake was Global X Adaptive US Factor ETF: 4,028,184 shares worth $91.3M.

By sector, the portfolio is most concentrated in Financials at 7.4% of assets, down from 8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Invesco FTSE RAFI US 1000 ETF, an estimated $26.6M trimmed.

  • Carroll Financial Associates's largest Q4 2018 buy was Global X Adaptive US Factor ETF: 4,028,184 shares worth $91.3M.
  • Carroll Financial Associates added most to ARK Innovation ETF in Q4 2018, an estimated $3.83M increase.
  • Carroll Financial Associates's biggest Q4 2018 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $26.6M.
  • Carroll Financial Associates fully exited Aetna Inc in Q4 2018, selling an estimated $1.34M.
  • Carroll Financial Associates's ten largest holdings make up 52% of its $899M portfolio in Q4 2018.
  • Carroll Financial Associates opened 87 new positions and closed 79 in Q4 2018.
  • Carroll Financial Associates's portfolio value fell 4.9% quarter-over-quarter to $899M.

Based on Carroll Financial Associates's 13F filing for Q4 2018, filed 11 Jan 2019.