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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+8.4%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
+$96.9M
Cap. Flow
+$4.07M
Cap. Flow %
0.31%
Top 10 Hldgs %
48.04%
Holding
1,793
New
90
Increased
315
Reduced
397
Closed
127

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$9.69M
2
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$5.47M
3
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$4.77M
4
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$4.62M
5
EJUL icon
Innovator Emerging Markets Power Buffer ETF July
EJUL
+$4.59M

Top Sells

Rank Stock Value
1
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.64M
2
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.35M
3
AAPL icon
Apple
AAPL
+$5.11M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.48M
5
MSFT icon
Microsoft
MSFT
+$2.41M

Sector Composition

Rank Sector Weight
1 Technology 7.44%
2 Financials 4.98%
3 Healthcare 2.9%
4 Consumer Discretionary 2.43%
5 Consumer Staples 2.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BCPC
1301
Balchem Corp
BCPC
$5.71B
$3K ﹤0.01%
39
+28
+255% +$2.74K
HA
1302
DELISTED
Hawaiian Holdings, Inc.
HA
$3K ﹤0.01%
293
– –
AEL
1303
DELISTED
American Equity Investment Life Holding Company
AEL
$3K ﹤0.01%
146
– –
LTHM
1304
DELISTED
Livent Corporation
LTHM
$3K ﹤0.01%
430
-463
-52% -$3.48K
SEAC
1305
DELISTED
Seachange International Inc
SEAC
$3K ﹤0.01%
175
– –
BNFT
1306
DELISTED
Benefitfocus, Inc.
BNFT
$3K ﹤0.01%
330
– –
HNGR
1307
DELISTED
Hanger Inc.
HNGR
$3K ﹤0.01%
200
– –
DISCK
1308
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$3K ﹤0.01%
156
– –
AAWW
1309
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
$3K ﹤0.01%
55
– –
ABM icon
1310
ABM Industries
ABM
$2.83B
$2K ﹤0.01%
+73
New +$2.67K
ACM icon
1311
Aecom
ACM
$8.62B
$2K ﹤0.01%
65
– –
ALLE icon
1312
Allegion
ALLE
$14.3B
$2K ﹤0.01%
23
– –
BCV
1313
Bancroft Fund
BCV
$140M
$2K ﹤0.01%
96
– –
BSVN icon
1314
Bank7 Corp
BSVN
$486M
$2K ﹤0.01%
233
– –
CAH icon
1315
Cardinal Health
CAH
$56.3B
$2K ﹤0.01%
59
-50
-46% -$2.57K
CC icon
1316
Chemours
CC
$2.23B
$2K ﹤0.01%
122
-136
-53% -$2.62K
CNP icon
1317
CenterPoint Energy
CNP
$26.5B
$2K ﹤0.01%
106
– –
COLB icon
1318
Columbia Banking Systems
COLB
$8.97B
$2K ﹤0.01%
93
– –
COTY icon
1319
Coty
COTY
$2.48B
$2K ﹤0.01%
1,000
– –
CVCO icon
1320
Cavco Industries
CVCO
$4.57B
$2K ﹤0.01%
12
– –
DBC icon
1321
Invesco DB Commodity Index Tracking Fund
DBC
$1.72B
$2K ﹤0.01%
219
– –
EFV icon
1322
iShares MSCI EAFE Value ETF
EFV
$30B
$2K ﹤0.01%
50
-262
-84% -$10.8K
EQX icon
1323
Equinox Gold
EQX
$13.6B
$2K ﹤0.01%
238
– –
EVRG icon
1324
Evergy
EVRG
$18.9B
$2K ﹤0.01%
51
– –
FIDU icon
1325
Fidelity MSCI Industrials Index ETF
FIDU
$2.39B
$2K ﹤0.01%
50
– –
51 52
53
54 55

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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q3 2020 Portfolio in Review

As of Q3 2020, Carroll Financial Associates held 1,793 positions worth $1.3B, up 8.1% from $1.2B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q3 2020 filing shows 90 new, 315 increased, 397 reduced and 127 closed positions. Its largest new stake was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M. The largest sale was Xtrackers USD High Yield Corporate Bond ETF, an estimated $9.64M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, down from 7.7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2020 buy was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M.
  • Carroll Financial Associates added most to Janus Henderson Short Duration Income ETF in Q3 2020, an estimated $9.69M increase.
  • Carroll Financial Associates's biggest Q3 2020 reduction was Xtrackers USD High Yield Corporate Bond ETF, cutting an estimated $9.64M.
  • Carroll Financial Associates fully exited Global X Scientific Beta US ETF in Q3 2020, selling an estimated $1.49M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.3B portfolio in Q3 2020.
  • Carroll Financial Associates opened 90 new positions and closed 127 in Q3 2020.
  • Carroll Financial Associates's portfolio value rose 8.1% quarter-over-quarter to $1.3B.

Based on Carroll Financial Associates's 13F filing for Q3 2020, filed 6 Oct 2020.