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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.11%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$937M
AUM Growth
+$26.5M
Cap. Flow
+$9.81M
Cap. Flow %
1.05%
Top 10 Hldgs %
51.05%
Holding
1,388
New
56
Increased
294
Reduced
206
Closed
54

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$3.29M
2
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.51M
3
RNP icon
Cohen & Steers REIT and Preferred and Income Fund
RNP
+$2.12M
4
ARKK icon
ARK Innovation ETF
ARKK
+$2M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.88M

Top Sells

Rank Stock Value
1
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$5.43M
2
BNY
Bank of New York Mellon
BNY
+$882K
3
BBDC icon
Barings BDC
BBDC
+$666K
4
HDEF icon
Xtrackers MSCI EAFE High Dividend Yield Equity ETF
HDEF
+$629K
5
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$582K

Sector Composition

Rank Sector Weight
1 Financials 7.82%
2 Technology 5.44%
3 Healthcare 3.4%
4 Energy 3.39%
5 Industrials 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OCSL icon
1301
Oaktree Specialty Lending
OCSL
$1.14B
– –
-1,667
Closed -$21K
OMEX icon
1302
Odyssey Marine Exploration
OMEX
$51.8M
$0 ﹤0.01%
9
– –
PCAR icon
1303
PACCAR
PCAR
$70.1B
$0 ﹤0.01%
14
– –
PFIG icon
1304
Invesco Fundamental Investment Grade Corporate Bond ETF
PFIG
$118M
$0 ﹤0.01%
21
-3
-13% -$74
PHK
1305
PIMCO High Income Fund
PHK
$880M
$0 ﹤0.01%
7
– –
PICB icon
1306
Invesco International Corporate Bond ETF
PICB
$362M
$0 ﹤0.01%
22
-3
-12% -$81
PIM
1307
Franklin Master Intermediate Income Trust
PIM
$151M
– –
-60
Closed -$284
PIPR icon
1308
Piper Sandler
PIPR
$5.29B
$0 ﹤0.01%
16
– –
PRTA icon
1309
Prothena Corp
PRTA
$450M
$0 ﹤0.01%
1
– –
RGT
1310
Royce Global Value Trust
RGT
$102M
$0 ﹤0.01%
62
– –
RRC icon
1311
Range Resources
RRC
$8.95B
$0 ﹤0.01%
50
– –
RWX icon
1312
State Street SPDR Dow Jones International Real Estate ETF
RWX
$270M
– –
-61
Closed -$2K
ECHO
1313
EchoStar
ECHO
$26.2B
$0 ﹤0.01%
22
– –
SCHA icon
1314
Schwab U.S Small- Cap ETF
SCHA
$23.1B
$0 ﹤0.01%
28
– –
SCHC icon
1315
Schwab International Small-Cap Equity ETF
SCHC
$5.66B
$0 ﹤0.01%
12
– –
SCHE icon
1316
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$0 ﹤0.01%
18
– –
SCHH icon
1317
Schwab US REIT ETF
SCHH
$11.4B
$0 ﹤0.01%
16
– –
SHY icon
1318
iShares 1-3 Year Treasury Bond ETF
SHY
$25.1B
$0 ﹤0.01%
8
– –
SHYG icon
1319
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.62B
$0 ﹤0.01%
16
– –
SITC icon
1320
SITE Centers
SITC
$165M
$0 ﹤0.01%
3
-1
-25% -$10
SKT icon
1321
Tanger
SKT
$4.52B
– –
-300
Closed -$6K
SKX
1322
DELISTED
Skechers
SKX
$0 ﹤0.01%
+10
New +$320
SNAP icon
1323
Snap
SNAP
$9.01B
$0 ﹤0.01%
54
– –
SNES icon
1324
SenesTech
SNES
$7M
– –
0
– –
SONN
1325
DELISTED
Sonnet BioTherapeutics
SONN
– –
0
– –
51 52
53
54 55

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Carroll Financial Associates's Q2 2018 Portfolio in Review

As of Q2 2018, Carroll Financial Associates held 1,388 positions worth $937M, up 2.9% from $911M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Carroll Financial Associates's Q2 2018 filing shows 56 new, 294 increased, 206 reduced and 54 closed positions. Its largest new stake was Global X SuperDividend ETF: 1,587 shares worth $99K. The largest sale was Xtrackers MSCI EAFE Hedged Equity ETF, an estimated $5.43M.

By sector, the portfolio is most concentrated in Financials at 7.8% of assets, down from 8.4% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q2 2018 buy was Global X SuperDividend ETF: 1,587 shares worth $99K.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q2 2018, an estimated $3.29M increase.
  • Carroll Financial Associates's biggest Q2 2018 reduction was Xtrackers MSCI EAFE Hedged Equity ETF, cutting an estimated $5.43M.
  • Carroll Financial Associates fully exited Monsanto Co in Q2 2018, selling an estimated $536K.
  • Carroll Financial Associates's ten largest holdings make up 51% of its $937M portfolio in Q2 2018.
  • Carroll Financial Associates opened 56 new positions and closed 54 in Q2 2018.
  • Carroll Financial Associates's portfolio value rose 2.9% quarter-over-quarter to $937M.

Based on Carroll Financial Associates's 13F filing for Q2 2018, filed 19 Jul 2018.