CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
This Quarter Return
+3.28%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$598M
AUM Growth
+$598M
Cap. Flow
+$43.1M
Cap. Flow %
7.21%
Top 10 Hldgs %
43.55%
Holding
1,320
New
75
Increased
275
Reduced
180
Closed
72

Top Buys

1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
$12.2M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
$11.5M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
$6.38M
4
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$4.87M
5
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.81M

Top Sells

1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
$6.02M
2
GE icon
GE Aerospace
GE
$1.66M
3
KMI icon
Kinder Morgan
KMI
$1.33M
4
PACW
PacWest Bancorp
PACW
$711K
5
BDCS
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
$633K

Sector Composition

1 Financials 9.27%
2 Technology 5.92%
3 Energy 5.03%
4 Healthcare 4.76%
5 Consumer Staples 4.58%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
COB
1301
DELISTED
CommunityOne Bancorp
COB
$0 ﹤0.01%
15
– –
WPG
1302
DELISTED
Washington Prime Group Inc.
WPG
$0 ﹤0.01%
50
– –
FMER
1303
DELISTED
FIRSTMERIT CORP
FMER
$0 ﹤0.01%
24
– –
RSE
1304
DELISTED
ROUSE PPTYS INC COM (DE)
RSE
$0 ﹤0.01%
19
– –
NTI
1305
DELISTED
NORTHERN TIER ENERGY LP CLASS A
NTI
– –
-75
Closed -$1K
CVC
1306
DELISTED
CABLEVISION SYS CP NY GRP CL-A
CVC
– –
-110
Closed -$3K
BXLT
1307
DELISTED
BAXALTA INC COM STK (DE)
BXLT
– –
-2,328
Closed -$94K
CRC
1308
DELISTED
California Resources Corporation
CRC
$0 ﹤0.01%
1
-4,333
-100% –
LINE
1309
DELISTED
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
$0 ﹤0.01%
2,999
+1,955
+187% –
ARG
1310
DELISTED
AIRGAS INC
ARG
– –
-76
Closed -$10K
SSE
1311
DELISTED
SEVENTY SEVEN ENERGY INC COM
SSE
$0 ﹤0.01%
14
– –
SZYM
1312
DELISTED
SOLAZYME INC COM STK (DE)
SZYM
– –
-1,750
Closed -$3K
BCS.PRC
1313
DELISTED
BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK)
BCS.PRC
– –
-1,000
Closed -$25K
JTP
1314
DELISTED
NUVEEN QUALITY PFD INCOME FD
JTP
– –
-2,500
Closed -$20K
ADT
1315
DELISTED
ADT CORP
ADT
– –
-29
Closed -$1K
MHFI
1316
DELISTED
MCGRAW-HILL FINANCIAL INC COM
MHFI
– –
-651
Closed -$64K
HPY
1317
DELISTED
HEARTLAND PAYMENT SYSTEMS, INC. COM STK
HPY
– –
-5
Closed –
ACG
1318
DELISTED
ALLIANCEBERNSTEIN INCOME FUND INC.
ACG
– –
-4,406
Closed -$34K
CNL
1319
DELISTED
CLECO CRP (HOLDING CO)
CNL
– –
-1,800
Closed -$99K
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