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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-19.46%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
-$240M
Cap. Flow
+$34.9M
Cap. Flow %
3.42%
Top 10 Hldgs %
46.48%
Holding
1,808
New
113
Increased
330
Reduced
438
Closed
148

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$17.1M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$10.9M
3
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.05M
4
PRFZ icon
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
+$7.06M
5
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.87M

Top Sells

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$35.1M
2
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$10.6M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.22M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$6.88M
5
EZM icon
WisdomTree US MidCap Fund
EZM
+$6.27M

Sector Composition

Rank Sector Weight
1 Technology 6.86%
2 Financials 5.77%
3 Healthcare 3.19%
4 Consumer Staples 2.35%
5 Utilities 1.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BBWI icon
1276
Bath & Body Works
BBWI
$3.76B
$2K ﹤0.01%
304
+136
+81% +$2.16K
BGY icon
1277
BlackRock Enhanced International Dividend Trust
BGY
$536M
$2K ﹤0.01%
622
-785
-56% -$4.21K
BIO icon
1278
Bio-Rad Laboratories Class A
BIO
$9.66B
$2K ﹤0.01%
7
– –
BNTX icon
1279
BioNTech
BNTX
$23.1B
$2K ﹤0.01%
+45
New +$1.75K
BUG icon
1280
Global X Cybersecurity ETF
BUG
$1.56B
$2K ﹤0.01%
+166
New +$2.74K
CC icon
1281
Chemours
CC
$2.3B
$2K ﹤0.01%
261
– –
CNO icon
1282
CNO Financial Group
CNO
$5.07B
$2K ﹤0.01%
239
– –
CNS icon
1283
Cohen & Steers
CNS
$4.4B
$2K ﹤0.01%
47
– –
COLB icon
1284
Columbia Banking Systems
COLB
$9.18B
$2K ﹤0.01%
93
– –
DBC icon
1285
Invesco DB Commodity Index Tracking Fund
DBC
$1.71B
$2K ﹤0.01%
219
– –
EVH icon
1286
Evolent Health
EVH
$527M
$2K ﹤0.01%
448
– –
EVRG icon
1287
Evergy
EVRG
$19.3B
$2K ﹤0.01%
51
– –
FIW icon
1288
First Trust Water ETF
FIW
$1.92B
$2K ﹤0.01%
45
– –
FIZZ icon
1289
National Beverage
FIZZ
$2.93B
$2K ﹤0.01%
134
– –
FLEX icon
1290
Flex
FLEX
$45.9B
$2K ﹤0.01%
+337
New +$2.92K
FXD icon
1291
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$273M
$2K ﹤0.01%
100
– –
GH icon
1292
Guardant Health
GH
$21.4B
$2K ﹤0.01%
+36
New +$2.76K
GPK icon
1293
Graphic Packaging
GPK
$3.51B
$2K ﹤0.01%
170
– –
HHH icon
1294
Howard Hughes
HHH
$4.04B
$2K ﹤0.01%
62
– –
HSBC icon
1295
HSBC
HSBC
$358B
$2K ﹤0.01%
80
-432
-84% -$15K
PPLI
1296
People Inc
PPLI
$3.01B
$2K ﹤0.01%
78
– –
IART icon
1297
Integra LifeSciences
IART
$1.42B
$2K ﹤0.01%
45
– –
IGR
1298
CBRE Global Real Estate Income Fund
IGR
$715M
$2K ﹤0.01%
+530
New +$3.86K
INDA icon
1299
iShares MSCI India ETF
INDA
$6.58B
$2K ﹤0.01%
100
-1,460
-94% -$46.7K
JBLU icon
1300
JetBlue
JBLU
$2.19B
$2K ﹤0.01%
235
– –
50 51
52
53 54

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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q1 2020 Portfolio in Review

As of Q1 2020, Carroll Financial Associates held 1,808 positions worth $1.02B, down 19% from $1.26B the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates deployed $34.9M of net new capital in Q1 2020, opening 113 new positions and adding to 330 existing holdings. Its largest new stake was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.3% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Global X Adaptive US Factor ETF, an estimated $35.1M trimmed.

  • Carroll Financial Associates's largest Q1 2020 buy was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q1 2020, an estimated $17.1M increase.
  • Carroll Financial Associates's biggest Q1 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $35.1M.
  • Carroll Financial Associates fully exited State Street SPDR S&P 400 Mid Cap Value ETF in Q1 2020, selling an estimated $2.52M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $1.02B portfolio in Q1 2020.
  • Carroll Financial Associates opened 113 new positions and closed 148 in Q1 2020.
  • Carroll Financial Associates's portfolio value fell 19% quarter-over-quarter to $1.02B.

Based on Carroll Financial Associates's 13F filing for Q1 2020, filed 10 Apr 2020.