CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
This Quarter Return
+2.69%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$666M
AUM Growth
+$666M
Cap. Flow
+$54.6M
Cap. Flow %
8.2%
Top 10 Hldgs %
45.11%
Holding
1,315
New
70
Increased
328
Reduced
188
Closed
67

Top Buys

1
KLDW
Knowledge Leaders Developed World ETF
KLDW
$16.8M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
$11.7M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
$3.35M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$2.49M
5
XOM icon
Exxon Mobil
XOM
$1.98M

Top Sells

1
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
$2.16M
2
FMLP
UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN
FMLP
$945K
3
WT icon
WisdomTree
WT
$754K
4
BDCL
2Leveraged Long Exchange Traded Access Securities (E-TRACS) Linked to the Wells Fargo Business Dev
BDCL
$553K
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
$548K

Sector Composition

1 Financials 8.9%
2 Technology 6.09%
3 Energy 4.49%
4 Healthcare 4.43%
5 Consumer Staples 4.15%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
TPC
1276
Tutor Perini Corporation
TPC
$3.11B
$0 ﹤0.01%
5
– –
CNSL
1277
DELISTED
Consolidated Communications Holdings, Inc.
CNSL
– –
-75
Closed -$2K
SPWR
1278
DELISTED
SunPower Corporation Common Stock
SPWR
$0 ﹤0.01%
34
– –
FSD
1279
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
– –
-1,100
Closed -$16K
ERF
1280
DELISTED
Enerplus Corporation
ERF
– –
-800
Closed -$5K
MTBL
1281
DELISTED
Moatable, Inc. American Depositary Share (each representing forty-five (45) Class A Ordinary Shares)
MTBL
$0 ﹤0.01%
+200
New –
IMGN
1282
DELISTED
Immunogen Inc
IMGN
$0 ﹤0.01%
209
– –
HEP
1283
DELISTED
Holly Energy Partners, L.P.
HEP
– –
-1,000
Closed -$34K
VRTV
1284
DELISTED
VERITIV CORPORATION
VRTV
$0 ﹤0.01%
5
– –
PACW
1285
DELISTED
PacWest Bancorp
PACW
– –
-3,648
Closed -$145K
AUD
1286
DELISTED
Audacy, Inc.
AUD
– –
0
– –
SPNE
1287
DELISTED
SeaSpine Holdings Corporation Common Stock
SPNE
$0 ﹤0.01%
4
– –
VWTR
1288
DELISTED
Vidler Water Resouces, Inc. Common Stock
VWTR
– –
-875
Closed -$8K
PBCT
1289
DELISTED
People's United Financial Inc
PBCT
– –
-14
Closed –
SQBG
1290
DELISTED
Sequential Brands Group, Inc.
SQBG
$0 ﹤0.01%
+6
New –
ALSK
1291
DELISTED
Alaska Communications Systems
ALSK
– –
-3,413
Closed -$5K
PE
1292
DELISTED
PARSLEY ENERGY INC
PE
$0 ﹤0.01%
24
– –
JE
1293
DELISTED
Just Energy Group Inc
JE
– –
0
– –
EUMV
1294
DELISTED
iShares Edge MSCI Min Vol Europe ETF
EUMV
– –
-420
Closed -$9K
JCP
1295
DELISTED
J.C. Penney Company, Inc.
JCP
$0 ﹤0.01%
25
– –
MLNX
1296
DELISTED
Mellanox Technologies, Ltd.
MLNX
– –
-9
Closed –
QHC
1297
DELISTED
Quorum Health Corporation
QHC
$0 ﹤0.01%
+3
New –
NRE
1298
DELISTED
NorthStar Realty Europe Corp.
NRE
$0 ﹤0.01%
45
– –
EHIC
1299
DELISTED
eHi Car Services Limited
EHIC
– –
-500
Closed -$5K
CYHHZ
1300
DELISTED
Community Health Systems, Inc. Series A Contingent Value Rights
CYHHZ
$0 ﹤0.01%
189
– –
49 50 51
52
53