CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
This Quarter Return
+3.28%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$598M
AUM Growth
+$598M
Cap. Flow
+$43.1M
Cap. Flow %
7.21%
Top 10 Hldgs %
43.55%
Holding
1,320
New
75
Increased
275
Reduced
180
Closed
72

Top Buys

1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
$12.2M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
$11.5M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
$6.38M
4
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$4.87M
5
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.81M

Top Sells

1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
$6.02M
2
GE icon
GE Aerospace
GE
$1.66M
3
KMI icon
Kinder Morgan
KMI
$1.33M
4
PACW
PacWest Bancorp
PACW
$711K
5
BDCS
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
$633K

Sector Composition

1 Financials 9.27%
2 Technology 5.92%
3 Energy 5.03%
4 Healthcare 4.76%
5 Consumer Staples 4.58%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SPWR
1276
DELISTED
SunPower Corporation Common Stock
SPWR
$0 ﹤0.01%
34
– –
HDAW
1277
DELISTED
Xtrackers MSCI All World ex US High Dividend Yield Equity ETF
HDAW
– –
-1,500
Closed -$33K
AFT
1278
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
– –
-18,225
Closed -$277K
WRK
1279
DELISTED
WestRock Company
WRK
– –
-22
Closed –
IMGN
1280
DELISTED
Immunogen Inc
IMGN
$0 ﹤0.01%
209
– –
VRTV
1281
DELISTED
VERITIV CORPORATION
VRTV
$0 ﹤0.01%
5
– –
CS
1282
DELISTED
Credit Suisse Group
CS
– –
-249
Closed -$3K
MLNX
1283
DELISTED
Mellanox Technologies, Ltd.
MLNX
$0 ﹤0.01%
9
– –
NRE
1284
DELISTED
NorthStar Realty Europe Corp.
NRE
$0 ﹤0.01%
45
+27
+150% –
UPL
1285
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
– –
-1,500
Closed –
CYHHZ
1286
DELISTED
Community Health Systems, Inc. Series A Contingent Value Rights
CYHHZ
$0 ﹤0.01%
+189
New –
FCB
1287
DELISTED
FCB Financial Holdings, Inc.
FCB
$0 ﹤0.01%
10
– –
EDGW
1288
DELISTED
Edgewater Technology Inc
EDGW
– –
-100
Closed –
ILG
1289
DELISTED
ILG, Inc Common Stock
ILG
$0 ﹤0.01%
18
+4
+29% –
FCRE
1290
DELISTED
FC Global Realty Incorporated Common Stock
FCRE
$0 ﹤0.01%
2
– –
ACTA
1291
DELISTED
Actua Corporation
ACTA
$0 ﹤0.01%
1
– –
HSNI
1292
DELISTED
HSN, Inc.
HSNI
$0 ﹤0.01%
11
– –
PMC
1293
DELISTED
PharMerica Corporation
PMC
$0 ﹤0.01%
27
– –
WBMD
1294
DELISTED
WebMD Health Corp.
WBMD
$0 ﹤0.01%
11
– –
CCP
1295
DELISTED
Care Capital Properties, Inc.
CCP
$0 ﹤0.01%
15
-17
-53% –
UTEK
1296
DELISTED
Ultratech Inc.
UTEK
$0 ﹤0.01%
13
– –
BEAV
1297
DELISTED
B/E Aerospace Inc
BEAV
– –
-26
Closed -$1K
ELNK
1298
DELISTED
EarthLink Holdings Corp.
ELNK
$0 ﹤0.01%
+13
New –
BSCG
1299
DELISTED
Guggenheim BulletShares 2016 Corporate Bond ETF
BSCG
– –
-4,000
Closed -$88K
TLN
1300
DELISTED
Talen Energy Corporation
TLN
$0 ﹤0.01%
12
– –
49 50 51
52
53