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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+8.4%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
+$96.9M
Cap. Flow
+$4.07M
Cap. Flow %
0.31%
Top 10 Hldgs %
48.04%
Holding
1,793
New
90
Increased
315
Reduced
397
Closed
127

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$9.69M
2
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$5.47M
3
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$4.77M
4
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$4.62M
5
EJUL icon
Innovator Emerging Markets Power Buffer ETF July
EJUL
+$4.59M

Top Sells

Rank Stock Value
1
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.64M
2
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.35M
3
AAPL icon
Apple
AAPL
+$5.11M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.48M
5
MSFT icon
Microsoft
MSFT
+$2.41M

Sector Composition

Rank Sector Weight
1 Technology 7.44%
2 Financials 4.98%
3 Healthcare 2.9%
4 Consumer Discretionary 2.43%
5 Consumer Staples 2.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NS
1251
DELISTED
NuStar Energy L.P.
NS
$4K ﹤0.01%
453
– –
NUAN
1252
DELISTED
Nuance Communications, Inc.
NUAN
$4K ﹤0.01%
134
– –
ZIV
1253
DELISTED
VelocityShares Daily Inverse VIX Medium Term ETN
ZIV
$4K ﹤0.01%
161
– –
MBT
1254
DELISTED
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
$4K ﹤0.01%
536
+58
+12% +$527
CEO
1255
DELISTED
CNOOC Limited
CEO
$4K ﹤0.01%
52
– –
ANET icon
1256
Arista Networks
ANET
$250B
$3K ﹤0.01%
+240
New +$3.3K
BGY icon
1257
BlackRock Enhanced International Dividend Trust
BGY
$534M
$3K ﹤0.01%
622
– –
BIO icon
1258
Bio-Rad Laboratories Class A
BIO
$9.53B
$3K ﹤0.01%
7
-13
-65% -$6.58K
BNTX icon
1259
BioNTech
BNTX
$23.3B
$3K ﹤0.01%
45
– –
BOH icon
1260
Bank of Hawaii
BOH
$3.13B
$3K ﹤0.01%
79
– –
BR icon
1261
Broadridge
BR
$19.5B
$3K ﹤0.01%
25
-3
-11% -$401
CHX
1262
DELISTED
ChampionX
CHX
$3K ﹤0.01%
403
-183
-31% -$1.76K
CNO icon
1263
CNO Financial Group
CNO
$5.05B
$3K ﹤0.01%
239
– –
CRH icon
1264
CRH
CRH
$67.4B
$3K ﹤0.01%
92
– –
CX icon
1265
Cemex
CX
$16.1B
$3K ﹤0.01%
871
– –
DBEU icon
1266
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
$798M
$3K ﹤0.01%
127
– –
DEM icon
1267
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.96B
$3K ﹤0.01%
100
– –
DES icon
1268
WisdomTree US SmallCap Dividend Fund
DES
$2.21B
$3K ﹤0.01%
171
– –
EDIT icon
1269
Editas Medicine
EDIT
$453M
$3K ﹤0.01%
+125
New +$4.07K
EOG icon
1270
EOG Resources
EOG
$75.2B
$3K ﹤0.01%
89
-8
-8% -$359
FEX icon
1271
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.61B
$3K ﹤0.01%
56
-74
-57% -$4.65K
FLO icon
1272
Flowers Foods
FLO
$1.52B
$3K ﹤0.01%
163
– –
FMS icon
1273
Fresenius Medical Care
FMS
$12.7B
$3K ﹤0.01%
+80
New +$3.45K
FUL icon
1274
H.B. Fuller
FUL
$3.34B
$3K ﹤0.01%
81
+62
+326% +$2.93K
HAL icon
1275
Halliburton
HAL
$28.2B
$3K ﹤0.01%
263
– –
49 50
51
52 53

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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q3 2020 Portfolio in Review

As of Q3 2020, Carroll Financial Associates held 1,793 positions worth $1.3B, up 8.1% from $1.2B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q3 2020 filing shows 90 new, 315 increased, 397 reduced and 127 closed positions. Its largest new stake was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M. The largest sale was Xtrackers USD High Yield Corporate Bond ETF, an estimated $9.64M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, down from 7.7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2020 buy was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M.
  • Carroll Financial Associates added most to Janus Henderson Short Duration Income ETF in Q3 2020, an estimated $9.69M increase.
  • Carroll Financial Associates's biggest Q3 2020 reduction was Xtrackers USD High Yield Corporate Bond ETF, cutting an estimated $9.64M.
  • Carroll Financial Associates fully exited Global X Scientific Beta US ETF in Q3 2020, selling an estimated $1.49M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.3B portfolio in Q3 2020.
  • Carroll Financial Associates opened 90 new positions and closed 127 in Q3 2020.
  • Carroll Financial Associates's portfolio value rose 8.1% quarter-over-quarter to $1.3B.

Based on Carroll Financial Associates's 13F filing for Q3 2020, filed 6 Oct 2020.