CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
This Quarter Return
+3.28%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$598M
AUM Growth
+$598M
Cap. Flow
+$43.1M
Cap. Flow %
7.21%
Top 10 Hldgs %
43.55%
Holding
1,320
New
75
Increased
275
Reduced
180
Closed
72

Top Buys

1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
$12.2M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
$11.5M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
$6.38M
4
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$4.87M
5
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.81M

Top Sells

1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
$6.02M
2
GE icon
GE Aerospace
GE
$1.66M
3
KMI icon
Kinder Morgan
KMI
$1.33M
4
PACW
PacWest Bancorp
PACW
$711K
5
BDCS
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
$633K

Sector Composition

1 Financials 9.27%
2 Technology 5.92%
3 Energy 5.03%
4 Healthcare 4.76%
5 Consumer Staples 4.58%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
RCI icon
1251
Rogers Communications
RCI
$19.3B
– –
-640
Closed -$25K
RGT
1252
Royce Global Value Trust
RGT
$81.7M
$0 ﹤0.01%
62
– –
RHI icon
1253
Robert Half
RHI
$3.79B
$0 ﹤0.01%
20
-5
-20% –
RIG icon
1254
Transocean
RIG
$2.86B
– –
-13
Closed –
RS icon
1255
Reliance Steel & Aluminium
RS
$15.4B
– –
0
– –
RWX icon
1256
SPDR Dow Jones International Real Estate ETF
RWX
$299M
$0 ﹤0.01%
19
– –
SCHA icon
1257
Schwab U.S Small- Cap ETF
SCHA
$18.3B
$0 ﹤0.01%
+7
New –
SCHC icon
1258
Schwab International Small-Cap Equity ETF
SCHC
$4.71B
$0 ﹤0.01%
+12
New –
SCHH icon
1259
Schwab US REIT ETF
SCHH
$8.31B
$0 ﹤0.01%
+8
New –
SHY icon
1260
iShares 1-3 Year Treasury Bond ETF
SHY
$24.5B
$0 ﹤0.01%
8
– –
SHYG icon
1261
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.23B
$0 ﹤0.01%
+16
New –
SIMO icon
1262
Silicon Motion
SIMO
$2.64B
$0 ﹤0.01%
14
– –
SIRI icon
1263
SiriusXM
SIRI
$7.87B
$0 ﹤0.01%
240
– –
SLF icon
1264
Sun Life Financial
SLF
$32.4B
– –
-702
Closed -$22K
SRE icon
1265
Sempra
SRE
$53.5B
– –
-57
Closed -$5K
VIAV icon
1266
Viavi Solutions
VIAV
$2.52B
$0 ﹤0.01%
12
– –
VNQI icon
1267
Vanguard Global ex-US Real Estate ETF
VNQI
$3.49B
$0 ﹤0.01%
+4
New –
VOYA icon
1268
Voya Financial
VOYA
$7.1B
– –
-80
Closed -$2K
VYX icon
1269
NCR Voyix
VYX
$1.78B
$0 ﹤0.01%
26
– –
WCN icon
1270
Waste Connections
WCN
$47.5B
– –
-74
Closed -$4K
WPRT
1271
Westport Fuel Systems
WPRT
$47.9M
– –
-550
Closed -$1K
X
1272
DELISTED
US Steel
X
$0 ﹤0.01%
34
– –
XSLV icon
1273
Invesco S&P SmallCap Low Volatility ETF
XSLV
$262M
$0 ﹤0.01%
15
– –
TPC
1274
Tutor Perini Corporation
TPC
$3B
$0 ﹤0.01%
5
– –
ROOF
1275
DELISTED
NYLI CBRE NextGen Real Estate ETF
ROOF
– –
-3,400
Closed -$85K
49 50
51
52 53