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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+8.4%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
+$96.9M
Cap. Flow
+$4.07M
Cap. Flow %
0.31%
Top 10 Hldgs %
48.04%
Holding
1,793
New
90
Increased
315
Reduced
397
Closed
127

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$9.69M
2
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$5.47M
3
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$4.77M
4
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$4.62M
5
EJUL icon
Innovator Emerging Markets Power Buffer ETF July
EJUL
+$4.59M

Top Sells

Rank Stock Value
1
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.64M
2
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.35M
3
AAPL icon
Apple
AAPL
+$5.11M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.48M
5
MSFT icon
Microsoft
MSFT
+$2.41M

Sector Composition

Rank Sector Weight
1 Technology 7.44%
2 Financials 4.98%
3 Healthcare 2.9%
4 Consumer Discretionary 2.43%
5 Consumer Staples 2.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HHH icon
1226
Howard Hughes
HHH
$4B
$4K ﹤0.01%
77
+8
+12% +$427
IXP icon
1227
iShares Global Comm Services ETF
IXP
$567M
$4K ﹤0.01%
65
– –
KEX icon
1228
Kirby Corp
KEX
$7B
$4K ﹤0.01%
132
– –
KT icon
1229
KT
KT
$8.83B
$4K ﹤0.01%
442
– –
LEA icon
1230
Lear
LEA
$8.12B
$4K ﹤0.01%
45
-6
-12% -$684
LOCO icon
1231
El Pollo Loco
LOCO
$452M
$4K ﹤0.01%
+276
New +$4.55K
M icon
1232
Macy's
M
$6.45B
$4K ﹤0.01%
831
– –
MFC icon
1233
Manulife Financial
MFC
$72.7B
$4K ﹤0.01%
288
– –
MGNI icon
1234
Magnite
MGNI
$3.49B
$4K ﹤0.01%
633
– –
NCV
1235
Virtus Convertible & Income Fund
NCV
$393M
$4K ﹤0.01%
247
– –
PEJ icon
1236
Invesco Leisure and Entertainment ETF
PEJ
$307M
$4K ﹤0.01%
+145
New +$4.58K
PMO
1237
Franklin Municipal Opportunities Trust
PMO
$285M
$4K ﹤0.01%
333
– –
PSP icon
1238
Invesco Global Listed Private Equity ETF
PSP
$249M
$4K ﹤0.01%
92
+1
+1% +$55
QQEW icon
1239
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.84B
$4K ﹤0.01%
50
– –
RYN icon
1240
Rayonier
RYN
$6.45B
$4K ﹤0.01%
192
– –
SEIC icon
1241
SEI Investments
SEIC
$12.6B
$4K ﹤0.01%
90
– –
SH icon
1242
ProShares Short S&P500
SH
$846M
$4K ﹤0.01%
+56
New +$4.65K
SHG icon
1243
Shinhan Financial Group
SHG
$34.3B
$4K ﹤0.01%
202
+44
+28% +$1.11K
TRIP icon
1244
TripAdvisor
TRIP
$1.28B
$4K ﹤0.01%
250
– –
VDE icon
1245
Vanguard Energy ETF
VDE
$10.4B
$4K ﹤0.01%
121
-100
-45% -$4.76K
VNQI icon
1246
Vanguard Global ex-US Real Estate ETF
VNQI
$3.51B
$4K ﹤0.01%
97
+93
+2,325% +$4.52K
YETI icon
1247
Yeti Holdings
YETI
$3.85B
$4K ﹤0.01%
+99
New +$4.69K
ZBRA icon
1248
Zebra Technologies
ZBRA
$18.1B
$4K ﹤0.01%
19
– –
EQIN
1249
Columbia U.S. Equity Income ETF
EQIN
$315M
$4K ﹤0.01%
167
– –
BECN
1250
DELISTED
Beacon Roofing Supply, Inc.
BECN
$4K ﹤0.01%
151
+102
+208% +$3.08K
48 49
50
51 52

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Carroll Financial Associates's Q3 2020 Portfolio in Review

As of Q3 2020, Carroll Financial Associates held 1,793 positions worth $1.3B, up 8.1% from $1.2B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q3 2020 filing shows 90 new, 315 increased, 397 reduced and 127 closed positions. Its largest new stake was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M. The largest sale was Xtrackers USD High Yield Corporate Bond ETF, an estimated $9.64M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, down from 7.7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2020 buy was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M.
  • Carroll Financial Associates added most to Janus Henderson Short Duration Income ETF in Q3 2020, an estimated $9.69M increase.
  • Carroll Financial Associates's biggest Q3 2020 reduction was Xtrackers USD High Yield Corporate Bond ETF, cutting an estimated $9.64M.
  • Carroll Financial Associates fully exited Global X Scientific Beta US ETF in Q3 2020, selling an estimated $1.49M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.3B portfolio in Q3 2020.
  • Carroll Financial Associates opened 90 new positions and closed 127 in Q3 2020.
  • Carroll Financial Associates's portfolio value rose 8.1% quarter-over-quarter to $1.3B.

Based on Carroll Financial Associates's 13F filing for Q3 2020, filed 6 Oct 2020.