CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
This Quarter Return
+3.28%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$598M
AUM Growth
+$598M
Cap. Flow
+$43.1M
Cap. Flow %
7.21%
Top 10 Hldgs %
43.55%
Holding
1,320
New
75
Increased
275
Reduced
180
Closed
72

Top Buys

1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
$12.2M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
$11.5M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
$6.38M
4
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$4.87M
5
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.81M

Top Sells

1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
$6.02M
2
GE icon
GE Aerospace
GE
$1.66M
3
KMI icon
Kinder Morgan
KMI
$1.33M
4
PACW
PacWest Bancorp
PACW
$711K
5
BDCS
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
$633K

Sector Composition

1 Financials 9.27%
2 Technology 5.92%
3 Energy 5.03%
4 Healthcare 4.76%
5 Consumer Staples 4.58%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MLR icon
1226
Miller Industries
MLR
$482M
– –
-20
Closed –
MPWR icon
1227
Monolithic Power Systems
MPWR
$40B
$0 ﹤0.01%
8
– –
MT icon
1228
ArcelorMittal
MT
$25.4B
$0 ﹤0.01%
6
– –
MTSI icon
1229
MACOM Technology Solutions
MTSI
$9.54B
$0 ﹤0.01%
6
– –
MUR icon
1230
Murphy Oil
MUR
$3.55B
– –
-2
Closed –
NCLH icon
1231
Norwegian Cruise Line
NCLH
$11.2B
$0 ﹤0.01%
9
– –
NHS
1232
Neuberger Berman High Yield Strategies Fund
NHS
$231M
– –
0
– –
NOW icon
1233
ServiceNow
NOW
$190B
– –
-60
Closed -$3K
NRG icon
1234
NRG Energy
NRG
$28.2B
$0 ﹤0.01%
10
– –
NRT
1235
North European Oil Royalty Trust
NRT
$49.2M
$0 ﹤0.01%
65
– –
NWSA icon
1236
News Corp Class A
NWSA
$16.6B
$0 ﹤0.01%
41
– –
OC icon
1237
Owens Corning
OC
$12.6B
– –
0
– –
OZK icon
1238
Bank OZK
OZK
$5.91B
$0 ﹤0.01%
2
– –
PAG icon
1239
Penske Automotive Group
PAG
$12.2B
– –
-10
Closed –
PANW icon
1240
Palo Alto Networks
PANW
$127B
– –
-33
Closed -$5K
PBP icon
1241
Invesco S&P 500 BuyWrite ETF
PBP
$290M
– –
-4,000
Closed -$81K
PHD
1242
Pioneer Floating Rate Fund
PHD
$123M
$0 ﹤0.01%
6
– –
PHK
1243
PIMCO High Income Fund
PHK
$851M
$0 ﹤0.01%
7
– –
PIM
1244
Putnam Master Intermediate Income Trust
PIM
$161M
$0 ﹤0.01%
60
– –
PIPR icon
1245
Piper Sandler
PIPR
$5.9B
$0 ﹤0.01%
4
– –
PJT icon
1246
PJT Partners
PJT
$4.35B
$0 ﹤0.01%
31
-100
-76% –
PLUG icon
1247
Plug Power
PLUG
$1.81B
$0 ﹤0.01%
10
– –
PPBI icon
1248
Pacific Premier Bancorp
PPBI
$2.38B
$0 ﹤0.01%
8
– –
PRTA icon
1249
Prothena Corp
PRTA
$441M
$0 ﹤0.01%
1
– –
QAI icon
1250
NYLI Hedge Multi-Strategy Tracker ETF
QAI
$700M
$0 ﹤0.01%
25
– –
48 49
50
51 52