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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$598M
AUM Growth
+$59.6M
Cap. Flow
+$43.1M
Cap. Flow %
7.2%
Top 10 Hldgs %
43.55%
Holding
1,314
New
74
Increased
273
Reduced
187
Closed
72

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$11.8M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$11.4M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$6.35M
4
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$5M
5
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$2.91M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.79M
2
GE icon
GE Aerospace
GE
+$1.61M
3
KMI icon
Kinder Morgan
KMI
+$1.27M
4
PACW
PacWest Bancorp
PACW
+$702K
5
BDCS
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
+$633K

Sector Composition

Rank Sector Weight
1 Financials 9.27%
2 Technology 5.91%
3 Energy 5.03%
4 Healthcare 4.76%
5 Consumer Staples 4.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VNQI icon
1226
Vanguard Global ex-US Real Estate ETF
VNQI
$3.53B
$0 ﹤0.01%
+4
New +$216
VOYA icon
1227
Voya Financial
VOYA
$9.31B
– –
-80
Closed -$2K
VYX icon
1228
NCR Voyix
VYX
$1.14B
$0 ﹤0.01%
42
– –
WCN
1229
Waste Connections
WCN
$41.7B
– –
-111
Closed -$4K
WPRT
1230
Westport Fuel Systems
WPRT
$35.9M
– –
-55
Closed -$1K
X
1231
DELISTED
US Steel
X
$0 ﹤0.01%
34
– –
XSLV icon
1232
Invesco S&P SmallCap Low Volatility ETF
XSLV
$247M
$0 ﹤0.01%
15
– –
TPC
1233
Tutor Perini Cor
TPC
$5.18B
$0 ﹤0.01%
5
– –
ROOF
1234
DELISTED
NYLI CBRE NextGen Real Estate ETF
ROOF
– –
-3,400
Closed -$85K
SPWR
1235
DELISTED
SunPower Corporation Common Stock
SPWR
$0 ﹤0.01%
52
– –
HDAW
1236
DELISTED
Xtrackers MSCI All World ex US High Dividend Yield Equity ETF
HDAW
– –
-1,500
Closed -$33K
AFT
1237
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
– –
-18,225
Closed -$277K
WRK
1238
DELISTED
WestRock Company
WRK
– –
-24
Closed –
IMGN
1239
DELISTED
Immunogen Inc
IMGN
$0 ﹤0.01%
209
– –
VRTV
1240
DELISTED
VERITIV CORPORATION
VRTV
$0 ﹤0.01%
5
– –
CS
1241
DELISTED
Credit Suisse Group
CS
– –
-249
Closed -$3K
SPNE
1242
DELISTED
SeaSpine Holdings Corporation Common Stock
SPNE
$0 ﹤0.01%
4
– –
STON
1243
DELISTED
StoneMor Inc.
STON
– –
-50
Closed -$1K
PBCT
1244
DELISTED
People's United Financial Inc
PBCT
$0 ﹤0.01%
14
– –
CONE
1245
DELISTED
CyrusOne Inc Common Stock
CONE
– –
-15
Closed –
ECHO
1246
DELISTED
Echo Global Logistics, Inc.
ECHO
– –
-232
Closed -$6K
IPHI
1247
DELISTED
INPHI CORPORATION
IPHI
– –
-9
Closed –
PE
1248
DELISTED
PARSLEY ENERGY INC
PE
$0 ﹤0.01%
24
– –
JE
1249
DELISTED
Just Energy Group Inc
JE
– –
-3
Closed -$614
JCP
1250
DELISTED
J.C. Penney Company, Inc.
JCP
$0 ﹤0.01%
25
– –
48 49
50
51 52

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CCT
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Carroll Financial Associates's Q2 2016 Portfolio in Review

As of Q2 2016, Carroll Financial Associates held 1,314 positions worth $598M, up 11% from $538M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $43.1M of net new capital in Q2 2016, opening 74 new positions and adding to 273 existing holdings. Its largest new stake was Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF: 188,829 shares worth $4.87M.

By sector, the portfolio is most concentrated in Financials at 9.3% of assets, down from 9.8% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $5.79M trimmed.

  • Carroll Financial Associates's largest Q2 2016 buy was Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF: 188,829 shares worth $4.87M.
  • Carroll Financial Associates added most to iShares MSCI USA Momentum Factor ETF in Q2 2016, an estimated $11.8M increase.
  • Carroll Financial Associates's biggest Q2 2016 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $5.79M.
  • Carroll Financial Associates fully exited UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com in Q2 2016, selling an estimated $633K.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $598M portfolio in Q2 2016.
  • Carroll Financial Associates opened 74 new positions and closed 72 in Q2 2016.
  • Carroll Financial Associates's portfolio value rose 11% quarter-over-quarter to $598M.

Based on Carroll Financial Associates's 13F filing for Q2 2016, filed 18 Jul 2016.