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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+8.4%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
+$96.9M
Cap. Flow
+$4.07M
Cap. Flow %
0.31%
Top 10 Hldgs %
48.04%
Holding
1,793
New
90
Increased
315
Reduced
397
Closed
127

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$9.69M
2
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$5.47M
3
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$4.77M
4
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$4.62M
5
EJUL icon
Innovator Emerging Markets Power Buffer ETF July
EJUL
+$4.59M

Top Sells

Rank Stock Value
1
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.64M
2
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.35M
3
AAPL icon
Apple
AAPL
+$5.11M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.48M
5
MSFT icon
Microsoft
MSFT
+$2.41M

Sector Composition

Rank Sector Weight
1 Technology 7.44%
2 Financials 4.98%
3 Healthcare 2.9%
4 Consumer Discretionary 2.43%
5 Consumer Staples 2.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PM icon
101
Philip Morris
PM
$289B
$1.75M 0.13%
23,276
-739
-3% -$57K
HRL icon
102
Hormel Foods
HRL
$13.6B
$1.71M 0.13%
34,878
– –
OUSA icon
103
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
$761M
$1.64M 0.13%
45,343
+1,201
+3% +$42.8K
MGK icon
104
Vanguard Morningstar Mega Cap Growth ETF
MGK
$33.8B
$1.64M 0.13%
44,170
+815
+2% +$29.4K
IEF icon
105
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$1.64M 0.13%
13,432
+12,041
+866% +$1.47M
IBM icon
106
IBM
IBM
$222B
$1.62M 0.12%
13,897
-896
-6% -$105K
NEE icon
107
NextEra Energy
NEE
$176B
$1.6M 0.12%
23,124
+2,732
+13% +$189K
FCNCA icon
108
First Citizens BancShares
FCNCA
$25.3B
$1.56M 0.12%
4,890
– –
EPS icon
109
WisdomTree US LargeCap Fund
EPS
$1.65B
$1.52M 0.12%
42,971
+2,718
+7% +$95.8K
VGSH icon
110
Vanguard Short-Term Treasury ETF
VGSH
$30.2B
$1.5M 0.12%
24,210
+1,610
+7% +$100K
ANGL icon
111
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.1B
$1.49M 0.12%
50,121
+4,844
+11% +$145K
IEI icon
112
iShares 3-7 Year Treasury Bond ETF
IEI
$17.7B
$1.48M 0.11%
11,067
+426
+4% +$56.9K
IWD icon
113
iShares Russell 1000 Value ETF
IWD
$84.1B
$1.48M 0.11%
12,509
-457
-4% -$54.2K
VTV icon
114
Vanguard Morningstar Value ETF
VTV
$192B
$1.44M 0.11%
13,822
+72
+0.5% +$7.54K
VGT icon
115
Vanguard Information Technology ETF
VGT
$148B
$1.44M 0.11%
36,912
-7,936
-18% -$299K
CAT icon
116
Caterpillar
CAT
$386B
$1.42M 0.11%
9,522
+1,121
+13% +$157K
ADP icon
117
Automatic Data Processing
ADP
$108B
$1.41M 0.11%
10,076
-742
-7% -$104K
CVX icon
118
Chevron
CVX
$382B
$1.4M 0.11%
19,468
-2,819
-13% -$237K
XLK icon
119
State Street Technology Select Sector SPDR ETF
XLK
$123B
$1.4M 0.11%
24,008
+3,008
+14% +$170K
ABBV icon
120
AbbVie
ABBV
$434B
$1.37M 0.11%
15,678
-35
-0.2% -$3.29K
PDP icon
121
Invesco Dorsey Wright Momentum ETF
PDP
$1.5B
$1.37M 0.11%
17,923
+284
+2% +$20.9K
IXN icon
122
iShares Global Tech ETF
IXN
$9.2B
$1.36M 0.11%
31,068
-2,568
-8% -$109K
VFMF icon
123
Vanguard US Multifactor ETF
VFMF
$925M
$1.35M 0.1%
19,031
+582
+3% +$41.5K
PKW icon
124
Invesco BuyBack Achievers ETF
PKW
$1.77B
$1.31M 0.1%
21,851
-1,000
-4% -$60.4K
IGOV icon
125
iShares International Treasury Bond ETF
IGOV
$1.53B
$1.3M 0.1%
24,677
+24,660
+145,059% +$1.3M
3 4
5
6 7

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Carroll Financial Associates's Q3 2020 Portfolio in Review

As of Q3 2020, Carroll Financial Associates held 1,793 positions worth $1.3B, up 8.1% from $1.2B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q3 2020 filing shows 90 new, 315 increased, 397 reduced and 127 closed positions. Its largest new stake was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M. The largest sale was Xtrackers USD High Yield Corporate Bond ETF, an estimated $9.64M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, down from 7.7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2020 buy was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M.
  • Carroll Financial Associates added most to Janus Henderson Short Duration Income ETF in Q3 2020, an estimated $9.69M increase.
  • Carroll Financial Associates's biggest Q3 2020 reduction was Xtrackers USD High Yield Corporate Bond ETF, cutting an estimated $9.64M.
  • Carroll Financial Associates fully exited Global X Scientific Beta US ETF in Q3 2020, selling an estimated $1.49M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.3B portfolio in Q3 2020.
  • Carroll Financial Associates opened 90 new positions and closed 127 in Q3 2020.
  • Carroll Financial Associates's portfolio value rose 8.1% quarter-over-quarter to $1.3B.

Based on Carroll Financial Associates's 13F filing for Q3 2020, filed 6 Oct 2020.