We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-12.12%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$899M
AUM Growth
-$46.6M
Cap. Flow
+$64.5M
Cap. Flow %
7.17%
Top 10 Hldgs %
51.54%
Holding
1,465
New
87
Increased
269
Reduced
314
Closed
79

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$95.8M
2
ARKK icon
ARK Innovation ETF
ARKK
+$3.83M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.05M
4
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$2.76M
5
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.26M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$26.6M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$6.04M
3
RTX icon
RTX Corp
RTX
+$4.17M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.03M
5
RNRG icon
Global X Renewable Energy Producers ETF
RNRG
+$3.43M

Sector Composition

Rank Sector Weight
1 Financials 7.4%
2 Technology 5.12%
3 Healthcare 3.27%
4 Energy 2.86%
5 Consumer Staples 2.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INTC icon
101
Intel
INTC
$513B
$1.17M 0.13%
24,699
+983
+4% +$46K
IBM icon
102
IBM
IBM
$224B
$1.15M 0.13%
10,173
-1,015
-9% -$122K
UN
103
DELISTED
Unilever NV New York Registry Shares
UN
$1.15M 0.13%
21,370
-260
-1% -$14.2K
UPS icon
104
United Parcel Service
UPS
$88.9B
$1.14M 0.13%
11,753
+846
+8% +$91.7K
SO icon
105
Southern Company
SO
$107B
$1.12M 0.12%
25,035
-1,718
-6% -$78.1K
OMFL icon
106
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
$4.87B
$1.11M 0.12%
+43,725
New +$1.19M
AUB icon
107
Atlantic Union Bankshares
AUB
$5.97B
$1.07M 0.12%
33,996
– –
LRFC
108
DELISTED
Logan Ridge Finance Corp
LRFC
$1.06M 0.12%
23,491
– –
GE icon
109
GE Aerospace
GE
$384B
$1.03M 0.11%
24,610
-6,720
-21% -$303K
AFL icon
110
Aflac
AFL
$62.6B
$1.02M 0.11%
22,511
-225
-1% -$10K
VNLA icon
111
Janus Henderson Short Duration Income ETF
VNLA
$3.35B
$1.01M 0.11%
20,573
-27,507
-57% -$1.37M
WMT icon
112
Walmart Inc
WMT
$890B
$964K 0.11%
30,609
+690
+2% +$22.1K
BA icon
113
Boeing
BA
$185B
$922K 0.1%
2,811
+155
+6% +$53.5K
NSC icon
114
Norfolk Southern
NSC
$75.1B
$913K 0.1%
6,029
-101
-2% -$16.6K
IJK icon
115
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.2B
$871K 0.1%
17,960
+172
+1% +$9K
QUAL icon
116
iShares MSCI USA Quality Factor ETF
QUAL
$47.9B
$871K 0.1%
11,189
+3,713
+50% +$308K
ADP icon
117
Automatic Data Processing
ADP
$108B
$855K 0.1%
6,555
-61
-0.9% -$8.61K
TREE icon
118
LendingTree
TREE
$451M
$847K 0.09%
3,596
-5
-0.1% -$1.14K
KBA icon
119
KraneShares Bosera MSCI China A 50 Connect Index ETF
KBA
$150M
$838K 0.09%
33,351
-11,100
-25% -$293K
QQQ icon
120
Invesco QQQ Trust
QQQ
$484B
$830K 0.09%
5,254
-352
-6% -$58.9K
BMY icon
121
Bristol-Myers Squibb
BMY
$132B
$824K 0.09%
17,024
+248
+1% +$13.3K
UNP icon
122
Union Pacific
UNP
$174B
$821K 0.09%
5,923
-165
-3% -$24.4K
ARKW icon
123
ARK Web x.0 ETF
ARKW
$1.76B
$811K 0.09%
18,024
+4,720
+35% +$244K
LLY icon
124
Eli Lilly
LLY
$1.06T
$810K 0.09%
7,029
+91
+1% +$10.2K
SCHD icon
125
Schwab US Dividend Equity ETF
SCHD
$105B
$807K 0.09%
50,853
-897
-2% -$14.9K
3 4
5
6 7

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q4 2018 Portfolio in Review

As of Q4 2018, Carroll Financial Associates held 1,465 positions worth $899M, down 4.9% from $945M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Carroll Financial Associates deployed $64.5M of net new capital in Q4 2018, opening 87 new positions and adding to 269 existing holdings. Its largest new stake was Global X Adaptive US Factor ETF: 4,028,184 shares worth $91.3M.

By sector, the portfolio is most concentrated in Financials at 7.4% of assets, down from 8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Invesco FTSE RAFI US 1000 ETF, an estimated $26.6M trimmed.

  • Carroll Financial Associates's largest Q4 2018 buy was Global X Adaptive US Factor ETF: 4,028,184 shares worth $91.3M.
  • Carroll Financial Associates added most to ARK Innovation ETF in Q4 2018, an estimated $3.83M increase.
  • Carroll Financial Associates's biggest Q4 2018 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $26.6M.
  • Carroll Financial Associates fully exited Aetna Inc in Q4 2018, selling an estimated $1.34M.
  • Carroll Financial Associates's ten largest holdings make up 52% of its $899M portfolio in Q4 2018.
  • Carroll Financial Associates opened 87 new positions and closed 79 in Q4 2018.
  • Carroll Financial Associates's portfolio value fell 4.9% quarter-over-quarter to $899M.

Based on Carroll Financial Associates's 13F filing for Q4 2018, filed 11 Jan 2019.