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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.11%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$937M
AUM Growth
+$26.5M
Cap. Flow
+$9.81M
Cap. Flow %
1.05%
Top 10 Hldgs %
51.05%
Holding
1,388
New
56
Increased
294
Reduced
206
Closed
54

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$3.29M
2
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.51M
3
RNP icon
Cohen & Steers REIT and Preferred and Income Fund
RNP
+$2.12M
4
ARKK icon
ARK Innovation ETF
ARKK
+$2M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.88M

Top Sells

Rank Stock Value
1
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$5.43M
2
BNY
Bank of New York Mellon
BNY
+$882K
3
BBDC icon
Barings BDC
BBDC
+$666K
4
HDEF icon
Xtrackers MSCI EAFE High Dividend Yield Equity ETF
HDEF
+$629K
5
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$582K

Sector Composition

Rank Sector Weight
1 Financials 7.82%
2 Technology 5.44%
3 Healthcare 3.4%
4 Energy 3.39%
5 Industrials 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IJR icon
101
iShares Core S&P Small-Cap ETF
IJR
$111B
$1.24M 0.13%
14,870
+1,497
+11% +$122K
AET
102
DELISTED
Aetna Inc
AET
$1.21M 0.13%
6,615
– –
SO icon
103
Southern Company
SO
$107B
$1.21M 0.13%
26,141
-540
-2% -$24.2K
UPS icon
104
United Parcel Service
UPS
$87.7B
$1.2M 0.13%
11,279
+37
+0.3% +$4.16K
GOOG icon
105
Alphabet (Google) Class C
GOOG
$4.36T
$1.2M 0.13%
21,460
+760
+4% +$41.1K
UN
106
DELISTED
Unilever NV New York Registry Shares
UN
$1.19M 0.13%
21,303
+137
+0.6% +$7.66K
PCY icon
107
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.4B
$1.18M 0.13%
44,356
+4,099
+10% +$112K
LRFC
108
DELISTED
Logan Ridge Finance Corp
LRFC
$1.17M 0.12%
23,491
+756
+3% +$37K
INTC icon
109
Intel
INTC
$503B
$1.16M 0.12%
23,371
+729
+3% +$38.7K
CBL
110
DELISTED
CBL& Associates Properties, Inc.
CBL
$1.12M 0.12%
201,040
-3,000
-1% -$14.4K
ARKG icon
111
ARK Genomic Revolution ETF
ARKG
$1.63B
$1.08M 0.11%
37,062
+6,560
+22% +$183K
KBA icon
112
KraneShares Bosera MSCI China A 50 Connect Index ETF
KBA
$148M
$1.06M 0.11%
35,450
+22,850
+181% +$763K
BDX icon
113
Becton Dickinson
BDX
$48.8B
$1.02M 0.11%
4,349
-49
-1% -$10.9K
BMY icon
114
Bristol-Myers Squibb
BMY
$131B
$1M 0.11%
18,169
+766
+4% +$41.4K
NSC icon
115
Norfolk Southern
NSC
$76.9B
$991K 0.11%
6,569
+1,262
+24% +$184K
IJK icon
116
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11B
$955K 0.1%
17,000
+360
+2% +$20.1K
QQQ icon
117
Invesco QQQ Trust
QQQ
$479B
$950K 0.1%
5,540
+120
+2% +$20.1K
JHML icon
118
John Hancock Multifactor Large Cap ETF
JHML
$1.19B
$943K 0.1%
26,793
+876
+3% +$30.9K
LNC icon
119
Lincoln National
LNC
$8.93B
$892K 0.1%
14,344
+405
+3% +$27.7K
BA icon
120
Boeing
BA
$184B
$888K 0.09%
2,649
– –
D icon
121
Dominion Energy
D
$58.8B
$876K 0.09%
12,853
+51
+0.4% +$3.32K
SCG
122
DELISTED
Scana
SCG
$873K 0.09%
22,672
-2,209
-9% -$80.4K
UNP icon
123
Union Pacific
UNP
$175B
$860K 0.09%
6,077
-17
-0.3% -$2.37K
SCHD icon
124
Schwab US Dividend Equity ETF
SCHD
$105B
$850K 0.09%
51,750
+1,566
+3% +$25.8K
WMT icon
125
Walmart Inc
WMT
$892B
$835K 0.09%
29,256
-1,239
-4% -$35.2K
3 4
5
6 7

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NFG
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6M
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RFA
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CCT
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C
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CC
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RM
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Carroll Financial Associates's Q2 2018 Portfolio in Review

As of Q2 2018, Carroll Financial Associates held 1,388 positions worth $937M, up 2.9% from $911M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Carroll Financial Associates's Q2 2018 filing shows 56 new, 294 increased, 206 reduced and 54 closed positions. Its largest new stake was Global X SuperDividend ETF: 1,587 shares worth $99K. The largest sale was Xtrackers MSCI EAFE Hedged Equity ETF, an estimated $5.43M.

By sector, the portfolio is most concentrated in Financials at 7.8% of assets, down from 8.4% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q2 2018 buy was Global X SuperDividend ETF: 1,587 shares worth $99K.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q2 2018, an estimated $3.29M increase.
  • Carroll Financial Associates's biggest Q2 2018 reduction was Xtrackers MSCI EAFE Hedged Equity ETF, cutting an estimated $5.43M.
  • Carroll Financial Associates fully exited Monsanto Co in Q2 2018, selling an estimated $536K.
  • Carroll Financial Associates's ten largest holdings make up 51% of its $937M portfolio in Q2 2018.
  • Carroll Financial Associates opened 56 new positions and closed 54 in Q2 2018.
  • Carroll Financial Associates's portfolio value rose 2.9% quarter-over-quarter to $937M.

Based on Carroll Financial Associates's 13F filing for Q2 2018, filed 19 Jul 2018.