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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$598M
AUM Growth
+$59.6M
Cap. Flow
+$43.1M
Cap. Flow %
7.2%
Top 10 Hldgs %
43.55%
Holding
1,314
New
74
Increased
273
Reduced
187
Closed
72

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$11.8M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$11.4M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$6.35M
4
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$5M
5
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$2.91M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.79M
2
GE icon
GE Aerospace
GE
+$1.61M
3
KMI icon
Kinder Morgan
KMI
+$1.27M
4
PACW
PacWest Bancorp
PACW
+$702K
5
BDCS
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
+$633K

Sector Composition

Rank Sector Weight
1 Financials 9.27%
2 Technology 5.91%
3 Energy 5.03%
4 Healthcare 4.76%
5 Consumer Staples 4.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HSIC icon
101
Henry Schein
HSIC
$10.2B
$827K 0.14%
11,942
+8,918
+295% +$603K
PGX icon
102
Invesco Preferred ETF
PGX
$3.81B
$821K 0.14%
53,872
-5,400
-9% -$81.1K
AMGN icon
103
Amgen
AMGN
$210B
$817K 0.14%
5,373
+840
+19% +$131K
WMT icon
104
Walmart Inc
WMT
$888B
$798K 0.13%
32,802
-162
-0.5% -$3.75K
INTC icon
105
Intel
INTC
$509B
$788K 0.13%
24,046
+102
+0.4% +$3.19K
VTV icon
106
Vanguard Morningstar Value ETF
VTV
$191B
$787K 0.13%
9,267
– –
OXY icon
107
Occidental Petroleum
OXY
$54.8B
$768K 0.13%
10,171
-2
-0% -$149
VTR icon
108
Ventas
VTR
$46.6B
$748K 0.13%
10,277
+806
+9% +$53.1K
BDX icon
109
Becton Dickinson
BDX
$46.9B
$744K 0.12%
4,498
+66
+1% +$10.6K
V icon
110
Visa
V
$690B
$744K 0.12%
10,044
-863
-8% -$67.6K
SLB icon
111
SLB Ltd
SLB
$75.4B
$706K 0.12%
8,930
+705
+9% +$54K
GPC icon
112
Genuine Parts
GPC
$18.3B
$701K 0.12%
6,925
+587
+9% +$56.9K
PGHY icon
113
Invesco Global ex-US High Yield Corporate Bond ETF
PGHY
$226M
$701K 0.12%
29,290
+8,300
+40% +$196K
MDLZ icon
114
Mondelez International
MDLZ
$79.2B
$697K 0.12%
15,334
– –
ORCL icon
115
Oracle
ORCL
$420B
$689K 0.12%
16,837
+4,420
+36% +$176K
IJK icon
116
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.1B
$675K 0.11%
15,972
+1,192
+8% +$49.4K
IHDG icon
117
WisdomTree International Hedged Quality Dividend Growth Fund
IHDG
$2.24B
$672K 0.11%
26,209
+6,687
+34% +$172K
WELL icon
118
Welltower
WELL
$167B
$666K 0.11%
8,750
+282
+3% +$20K
EMR icon
119
Emerson Electric
EMR
$89B
$631K 0.11%
12,114
+74
+0.6% +$3.93K
IBB icon
120
iShares Biotechnology ETF
IBB
$9.39B
$630K 0.11%
7,350
-276
-4% -$24.8K
LNC icon
121
Lincoln National
LNC
$9B
$621K 0.1%
16,024
-402
-2% -$17.1K
CVS icon
122
CVS Health
CVS
$133B
$612K 0.1%
6,394
+600
+10% +$59.8K
CMP icon
123
Compass Minerals
CMP
$1.25B
$610K 0.1%
8,235
+634
+8% +$48K
EPD icon
124
Enterprise Products Partners
EPD
$82.5B
$598K 0.1%
20,460
+170
+0.8% +$4.56K
KHC icon
125
Kraft Heinz
KHC
$31.6B
$591K 0.1%
6,688
+325
+5% +$26.7K
3 4
5
6 7

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NFG
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6M
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RFA
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CCT
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Carroll Financial Associates's Q2 2016 Portfolio in Review

As of Q2 2016, Carroll Financial Associates held 1,314 positions worth $598M, up 11% from $538M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $43.1M of net new capital in Q2 2016, opening 74 new positions and adding to 273 existing holdings. Its largest new stake was Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF: 188,829 shares worth $4.87M.

By sector, the portfolio is most concentrated in Financials at 9.3% of assets, down from 9.8% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $5.79M trimmed.

  • Carroll Financial Associates's largest Q2 2016 buy was Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF: 188,829 shares worth $4.87M.
  • Carroll Financial Associates added most to iShares MSCI USA Momentum Factor ETF in Q2 2016, an estimated $11.8M increase.
  • Carroll Financial Associates's biggest Q2 2016 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $5.79M.
  • Carroll Financial Associates fully exited UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com in Q2 2016, selling an estimated $633K.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $598M portfolio in Q2 2016.
  • Carroll Financial Associates opened 74 new positions and closed 72 in Q2 2016.
  • Carroll Financial Associates's portfolio value rose 11% quarter-over-quarter to $598M.

Based on Carroll Financial Associates's 13F filing for Q2 2016, filed 18 Jul 2016.