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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+8.4%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
+$96.9M
Cap. Flow
+$4.07M
Cap. Flow %
0.31%
Top 10 Hldgs %
48.04%
Holding
1,793
New
90
Increased
315
Reduced
397
Closed
127

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$9.69M
2
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$5.47M
3
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$4.77M
4
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$4.62M
5
EJUL icon
Innovator Emerging Markets Power Buffer ETF July
EJUL
+$4.59M

Top Sells

Rank Stock Value
1
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.64M
2
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.35M
3
AAPL icon
Apple
AAPL
+$5.11M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.48M
5
MSFT icon
Microsoft
MSFT
+$2.41M

Sector Composition

Rank Sector Weight
1 Technology 7.44%
2 Financials 4.98%
3 Healthcare 2.9%
4 Consumer Discretionary 2.43%
5 Consumer Staples 2.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VPL icon
1201
Vanguard FTSE Pacific ETF
VPL
$8.42B
$5K ﹤0.01%
80
– –
WSBC icon
1202
WesBanco
WSBC
$4.05B
$5K ﹤0.01%
251
– –
WTW icon
1203
Willis Towers Watson
WTW
$31.8B
$5K ﹤0.01%
24
-263
-92% -$53.7K
XLG icon
1204
Invesco S&P 500 Top 50 ETF
XLG
$10.9B
$5K ﹤0.01%
190
– –
ZION icon
1205
Zions Bancorporation
ZION
$10.4B
$5K ﹤0.01%
200
– –
SOLN
1206
DELISTED
The Southern Company
SOLN
$5K ﹤0.01%
115
– –
CIZ
1207
DELISTED
VictoryShares Developed Enhanced Volatility Wtd ETF
CIZ
$5K ﹤0.01%
215
– –
ARWR icon
1208
Arrowhead Research
ARWR
$12.6B
$4K ﹤0.01%
+102
New +$4.4K
ATI icon
1209
ATI
ATI
$31.3B
$4K ﹤0.01%
504
– –
BBWI icon
1210
Bath & Body Works
BBWI
$3.81B
$4K ﹤0.01%
168
– –
BIL icon
1211
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.7B
$4K ﹤0.01%
48
+45
+1,500% +$4.12K
CE icon
1212
Celanese
CE
$4.92B
$4K ﹤0.01%
44
– –
CIK
1213
Credit Suisse Asset Management Income Fund
CIK
$135M
$4K ﹤0.01%
1,373
– –
CLW icon
1214
Clearwater Paper
CLW
$366M
$4K ﹤0.01%
+119
New +$4.27K
CXW icon
1215
CoreCivic
CXW
$3.35B
$4K ﹤0.01%
616
– –
DEW icon
1216
WisdomTree Global High Dividend Fund
DEW
$155M
$4K ﹤0.01%
111
+1
+0.9% +$39
DFS
1217
DELISTED
Discover Financial Services
DFS
$4K ﹤0.01%
75
– –
DGP icon
1218
DB Gold Double Long ETN due February 15, 2038
DGP
$251M
$4K ﹤0.01%
+100
New +$4.77K
ENS icon
1219
EnerSys
ENS
$6.79B
$4K ﹤0.01%
64
– –
EQH icon
1220
Equitable Holdings
EQH
$14B
$4K ﹤0.01%
244
– –
EWU icon
1221
iShares MSCI United Kingdom ETF
EWU
$4.13B
$4K ﹤0.01%
185
– –
FIZZ icon
1222
National Beverage
FIZZ
$2.89B
$4K ﹤0.01%
134
– –
FXD icon
1223
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$273M
$4K ﹤0.01%
100
– –
GH icon
1224
Guardant Health
GH
$22.2B
$4K ﹤0.01%
36
– –
GNW icon
1225
Genworth Financial
GNW
$3.7B
$4K ﹤0.01%
1,457
– –
47 48
49
50 51

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Carroll Financial Associates's Q3 2020 Portfolio in Review

As of Q3 2020, Carroll Financial Associates held 1,793 positions worth $1.3B, up 8.1% from $1.2B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q3 2020 filing shows 90 new, 315 increased, 397 reduced and 127 closed positions. Its largest new stake was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M. The largest sale was Xtrackers USD High Yield Corporate Bond ETF, an estimated $9.64M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, down from 7.7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2020 buy was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M.
  • Carroll Financial Associates added most to Janus Henderson Short Duration Income ETF in Q3 2020, an estimated $9.69M increase.
  • Carroll Financial Associates's biggest Q3 2020 reduction was Xtrackers USD High Yield Corporate Bond ETF, cutting an estimated $9.64M.
  • Carroll Financial Associates fully exited Global X Scientific Beta US ETF in Q3 2020, selling an estimated $1.49M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.3B portfolio in Q3 2020.
  • Carroll Financial Associates opened 90 new positions and closed 127 in Q3 2020.
  • Carroll Financial Associates's portfolio value rose 8.1% quarter-over-quarter to $1.3B.

Based on Carroll Financial Associates's 13F filing for Q3 2020, filed 6 Oct 2020.