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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-12.12%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$899M
AUM Growth
-$46.6M
Cap. Flow
+$64.5M
Cap. Flow %
7.17%
Top 10 Hldgs %
51.54%
Holding
1,465
New
87
Increased
269
Reduced
314
Closed
79

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$95.8M
2
ARKK icon
ARK Innovation ETF
ARKK
+$3.83M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.05M
4
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$2.76M
5
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.26M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$26.6M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$6.04M
3
RTX icon
RTX Corp
RTX
+$4.17M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.03M
5
RNRG icon
Global X Renewable Energy Producers ETF
RNRG
+$3.43M

Sector Composition

Rank Sector Weight
1 Financials 7.4%
2 Technology 5.12%
3 Healthcare 3.27%
4 Energy 2.86%
5 Consumer Staples 2.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VSM
1201
DELISTED
Versum Materials, Inc.
VSM
$2K ﹤0.01%
100
– –
LEXEA
1202
DELISTED
Liberty Expedia Holdings, Inc. Class A Common Stock
LEXEA
$2K ﹤0.01%
71
-14
-16% -$583
ACCO icon
1203
Acco Brands
ACCO
$407M
$1K ﹤0.01%
159
– –
ADNT icon
1204
Adient
ADNT
$1.5B
$1K ﹤0.01%
97
-50
-34% -$1.29K
AIT icon
1205
Applied Industrial Technologies
AIT
$13.3B
$1K ﹤0.01%
24
– –
ALLE icon
1206
Allegion
ALLE
$14.4B
$1K ﹤0.01%
23
– –
APTV icon
1207
Aptiv
APTV
$10.3B
$1K ﹤0.01%
25
-89
-78% -$6.45K
ARW icon
1208
Arrow Electronics
ARW
$10.4B
$1K ﹤0.01%
15
– –
ASIX icon
1209
AdvanSix
ASIX
$444M
$1K ﹤0.01%
60
-3
-5% -$83
AVT icon
1210
Avnet
AVT
$7.92B
$1K ﹤0.01%
30
– –
BB icon
1211
BlackBerry
BB
$5.26B
$1K ﹤0.01%
+200
New +$1.76K
BLDP
1212
Ballard Power Systems
BLDP
$790M
$1K ﹤0.01%
500
– –
BOE icon
1213
BlackRock Enhanced Global Dividend Trust
BOE
$684M
$1K ﹤0.01%
149
– –
CAR icon
1214
Avis
CAR
$5.02B
$1K ﹤0.01%
70
– –
CF icon
1215
CF Industries
CF
$17.3B
$1K ﹤0.01%
32
– –
CFG icon
1216
Citizens Financial Group
CFG
$30.6B
$1K ﹤0.01%
38
– –
DAKT icon
1217
Daktronics
DAKT
$1.04B
$1K ﹤0.01%
225
– –
DNOW icon
1218
DNOW Inc
DNOW
$2.99B
$1K ﹤0.01%
148
– –
EG icon
1219
Everest Group
EG
$14.4B
$1K ﹤0.01%
6
– –
EHC icon
1220
Encompass Health
EHC
$12.4B
$1K ﹤0.01%
29
– –
EME icon
1221
Emcor
EME
$36B
$1K ﹤0.01%
19
– –
EVRG icon
1222
Evergy
EVRG
$19.2B
$1K ﹤0.01%
20
– –
FAF icon
1223
First American
FAF
$7.58B
$1K ﹤0.01%
+26
New +$1.21K
FDS icon
1224
Factset
FDS
$10.2B
$1K ﹤0.01%
5
– –
FHB icon
1225
First Hawaiian
FHB
$3.35B
$1K ﹤0.01%
+49
New +$1.21K
47 48
49
50 51

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NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
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RFA
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CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q4 2018 Portfolio in Review

As of Q4 2018, Carroll Financial Associates held 1,465 positions worth $899M, down 4.9% from $945M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Carroll Financial Associates deployed $64.5M of net new capital in Q4 2018, opening 87 new positions and adding to 269 existing holdings. Its largest new stake was Global X Adaptive US Factor ETF: 4,028,184 shares worth $91.3M.

By sector, the portfolio is most concentrated in Financials at 7.4% of assets, down from 8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Invesco FTSE RAFI US 1000 ETF, an estimated $26.6M trimmed.

  • Carroll Financial Associates's largest Q4 2018 buy was Global X Adaptive US Factor ETF: 4,028,184 shares worth $91.3M.
  • Carroll Financial Associates added most to ARK Innovation ETF in Q4 2018, an estimated $3.83M increase.
  • Carroll Financial Associates's biggest Q4 2018 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $26.6M.
  • Carroll Financial Associates fully exited Aetna Inc in Q4 2018, selling an estimated $1.34M.
  • Carroll Financial Associates's ten largest holdings make up 52% of its $899M portfolio in Q4 2018.
  • Carroll Financial Associates opened 87 new positions and closed 79 in Q4 2018.
  • Carroll Financial Associates's portfolio value fell 4.9% quarter-over-quarter to $899M.

Based on Carroll Financial Associates's 13F filing for Q4 2018, filed 11 Jan 2019.