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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$598M
AUM Growth
+$59.6M
Cap. Flow
+$43.1M
Cap. Flow %
7.2%
Top 10 Hldgs %
43.55%
Holding
1,314
New
74
Increased
273
Reduced
187
Closed
72

Top Buys

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$11.8M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$11.4M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$6.35M
4
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$5M
5
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$2.91M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.79M
2
GE icon
GE Aerospace
GE
+$1.61M
3
KMI icon
Kinder Morgan
KMI
+$1.27M
4
PACW
PacWest Bancorp
PACW
+$702K
5
BDCS
UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com
BDCS
+$633K

Sector Composition

Rank Sector Weight
1 Financials 9.27%
2 Technology 5.91%
3 Energy 5.03%
4 Healthcare 4.76%
5 Consumer Staples 4.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RHI icon
1201
Robert Half
RHI
$4.16B
$0 ﹤0.01%
20
-5
-20% -$204
RIG icon
1202
Transocean
RIG
$5.71B
– –
-13
Closed –
RWX icon
1203
State Street SPDR Dow Jones International Real Estate ETF
RWX
$267M
$0 ﹤0.01%
19
– –
SCHA icon
1204
Schwab U.S Small- Cap ETF
SCHA
$22.8B
$0 ﹤0.01%
+28
New +$372
SCHC icon
1205
Schwab International Small-Cap Equity ETF
SCHC
$5.59B
$0 ﹤0.01%
+12
New +$353
SCHH icon
1206
Schwab US REIT ETF
SCHH
$11.4B
$0 ﹤0.01%
+16
New +$330
SHY icon
1207
iShares 1-3 Year Treasury Bond ETF
SHY
$25.1B
$0 ﹤0.01%
8
– –
SHYG icon
1208
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.6B
$0 ﹤0.01%
+16
New +$730
SIMO icon
1209
Silicon Motion
SIMO
$9.07B
$0 ﹤0.01%
14
– –
SIRI icon
1210
SiriusXM
SIRI
$10.1B
$0 ﹤0.01%
24
– –
SLF icon
1211
Sun Life Financial
SLF
$45.6B
– –
-702
Closed -$22K
SRE icon
1212
Sempra
SRE
$55.1B
– –
-114
Closed -$5K
SSD icon
1213
Simpson Manufacturing
SSD
$7.96B
– –
-10
Closed –
STRL icon
1214
Sterling Infrastructure
STRL
$16.4B
$0 ﹤0.01%
4
– –
STZ icon
1215
Constellation Brands
STZ
$22.6B
– –
-28
Closed -$4K
SXC icon
1216
SunCoke Energy
SXC
$815M
$0 ﹤0.01%
147
– –
SYF icon
1217
Synchrony
SYF
$25.6B
$0 ﹤0.01%
31
– –
TFX icon
1218
Teleflex
TFX
$6.15B
$0 ﹤0.01%
3
– –
TPL icon
1219
Texas Pacific Land
TPL
$24.5B
– –
-450
Closed -$7K
TXRH icon
1220
Texas Roadhouse
TXRH
$13.7B
$0 ﹤0.01%
11
– –
UHS icon
1221
Universal Health Services
UHS
$10.3B
– –
-27
Closed -$3K
USA icon
1222
Liberty All-Star Equity Fund
USA
$1.85B
$0 ﹤0.01%
95
+1
+1% +$5
VALE icon
1223
Vale
VALE
$62.6B
$0 ﹤0.01%
26
– –
VC icon
1224
Visteon
VC
$2.75B
$0 ﹤0.01%
7
– –
VIAV icon
1225
Viavi Solutions
VIAV
$10B
$0 ﹤0.01%
12
– –
47 48
49
50 51

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NFG
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6M
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RFA
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CCT
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CC
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RM
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Carroll Financial Associates's Q2 2016 Portfolio in Review

As of Q2 2016, Carroll Financial Associates held 1,314 positions worth $598M, up 11% from $538M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $43.1M of net new capital in Q2 2016, opening 74 new positions and adding to 273 existing holdings. Its largest new stake was Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF: 188,829 shares worth $4.87M.

By sector, the portfolio is most concentrated in Financials at 9.3% of assets, down from 9.8% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $5.79M trimmed.

  • Carroll Financial Associates's largest Q2 2016 buy was Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF: 188,829 shares worth $4.87M.
  • Carroll Financial Associates added most to iShares MSCI USA Momentum Factor ETF in Q2 2016, an estimated $11.8M increase.
  • Carroll Financial Associates's biggest Q2 2016 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $5.79M.
  • Carroll Financial Associates fully exited UBS AG Exchange Traded Access Securities (E-TRACS)Linked to the Wells Fargo Business Development Com in Q2 2016, selling an estimated $633K.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $598M portfolio in Q2 2016.
  • Carroll Financial Associates opened 74 new positions and closed 72 in Q2 2016.
  • Carroll Financial Associates's portfolio value rose 11% quarter-over-quarter to $598M.

Based on Carroll Financial Associates's 13F filing for Q2 2016, filed 18 Jul 2016.