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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+8.4%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.3B
AUM Growth
+$96.9M
Cap. Flow
+$4.07M
Cap. Flow %
0.31%
Top 10 Hldgs %
48.04%
Holding
1,793
New
90
Increased
315
Reduced
397
Closed
127

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$9.69M
2
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$5.47M
3
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$4.77M
4
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$4.62M
5
EJUL icon
Innovator Emerging Markets Power Buffer ETF July
EJUL
+$4.59M

Top Sells

Rank Stock Value
1
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.64M
2
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.35M
3
AAPL icon
Apple
AAPL
+$5.11M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.48M
5
MSFT icon
Microsoft
MSFT
+$2.41M

Sector Composition

Rank Sector Weight
1 Technology 7.44%
2 Financials 4.98%
3 Healthcare 2.9%
4 Consumer Discretionary 2.43%
5 Consumer Staples 2.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BWXT icon
1176
BWX Technologies
BWXT
$15.5B
$5K ﹤0.01%
104
– –
CHD icon
1177
Church & Dwight Co
CHD
$24.4B
$5K ﹤0.01%
64
– –
CNC icon
1178
Centene
CNC
$32.1B
$5K ﹤0.01%
86
– –
CNX icon
1179
CNX Resources
CNX
$5.35B
$5K ﹤0.01%
+629
New +$6.41K
CTRA
1180
DELISTED
Coterra Energy
CTRA
$5K ﹤0.01%
+342
New +$6.39K
EIS icon
1181
iShares MSCI Israel ETF
EIS
$886M
$5K ﹤0.01%
100
– –
FXN icon
1182
First Trust Energy AlphaDEX Fund
FXN
$390M
$5K ﹤0.01%
900
– –
GDXJ icon
1183
VanEck Junior Gold Miners ETF
GDXJ
$8.53B
$5K ﹤0.01%
97
-718
-88% -$41.4K
IJT icon
1184
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.38B
$5K ﹤0.01%
62
– –
LYFT icon
1185
Lyft
LYFT
$6.64B
$5K ﹤0.01%
207
+119
+135% +$3.54K
MQY icon
1186
BlackRock MuniYield Quality Fund
MQY
$814M
$5K ﹤0.01%
335
– –
MSCI icon
1187
MSCI
MSCI
$40.8B
$5K ﹤0.01%
16
– –
MUX icon
1188
McEwen Inc
MUX
$1.17B
$5K ﹤0.01%
520
– –
NOVT icon
1189
Novanta
NOVT
$6.34B
$5K ﹤0.01%
56
-25
-31% -$2.64K
OKTA icon
1190
Okta
OKTA
$26.1B
$5K ﹤0.01%
25
-669
-96% -$139K
OZK icon
1191
Bank OZK
OZK
$5.66B
$5K ﹤0.01%
235
+1
+0.4% +$23
RWK icon
1192
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.35B
$5K ﹤0.01%
100
-23
-19% -$1.25K
RWL icon
1193
Invesco S&P 500 Revenue ETF
RWL
$9.95B
$5K ﹤0.01%
100
– –
SAN icon
1194
Banco Santander
SAN
$210B
$5K ﹤0.01%
3,019
– –
TAK icon
1195
Takeda Pharmaceutical
TAK
$55.8B
$5K ﹤0.01%
321
– –
TLK icon
1196
Telkom Indonesia
TLK
$14.4B
$5K ﹤0.01%
293
– –
TRMB icon
1197
Trimble
TRMB
$13.5B
$5K ﹤0.01%
103
– –
TTD icon
1198
Trade Desk
TTD
$6.37B
$5K ﹤0.01%
+100
New +$4.57K
TTI icon
1199
TETRA Technologies
TTI
$1.31B
$5K ﹤0.01%
+11,000
New +$6.72K
VOX icon
1200
Vanguard Communication Services ETF
VOX
$5.82B
$5K ﹤0.01%
53
– –
46 47
48
49 50

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Carroll Financial Associates's Q3 2020 Portfolio in Review

As of Q3 2020, Carroll Financial Associates held 1,793 positions worth $1.3B, up 8.1% from $1.2B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q3 2020 filing shows 90 new, 315 increased, 397 reduced and 127 closed positions. Its largest new stake was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M. The largest sale was Xtrackers USD High Yield Corporate Bond ETF, an estimated $9.64M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, down from 7.7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2020 buy was Innovator Emerging Markets Power Buffer ETF July: 181,830 shares worth $4.6M.
  • Carroll Financial Associates added most to Janus Henderson Short Duration Income ETF in Q3 2020, an estimated $9.69M increase.
  • Carroll Financial Associates's biggest Q3 2020 reduction was Xtrackers USD High Yield Corporate Bond ETF, cutting an estimated $9.64M.
  • Carroll Financial Associates fully exited Global X Scientific Beta US ETF in Q3 2020, selling an estimated $1.49M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.3B portfolio in Q3 2020.
  • Carroll Financial Associates opened 90 new positions and closed 127 in Q3 2020.
  • Carroll Financial Associates's portfolio value rose 8.1% quarter-over-quarter to $1.3B.

Based on Carroll Financial Associates's 13F filing for Q3 2020, filed 6 Oct 2020.