We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.92%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$666M
AUM Growth
+$68.1M
Cap. Flow
+$54.1M
Cap. Flow %
8.12%
Top 10 Hldgs %
45.11%
Holding
1,312
New
70
Increased
326
Reduced
189
Closed
67

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$16.4M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$11.6M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$3.36M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$2.45M
5
XOM icon
ExxonMobil
XOM
+$2.01M

Top Sells

Rank Stock Value
1
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$2.12M
2
FMLP
UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN
FMLP
+$945K
3
WT icon
WisdomTree
WT
+$765K
4
BDCL
2Leveraged Long ETRACS Linked to the Wells Fargo Business Dev
BDCL
+$535K
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$516K

Sector Composition

Rank Sector Weight
1 Financials 8.9%
2 Technology 6.08%
3 Energy 4.49%
4 Healthcare 4.43%
5 Consumer Staples 4.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LVS icon
1176
Las Vegas Sands
LVS
$29.6B
$0 ﹤0.01%
11
– –
LYV icon
1177
Live Nation Entertainment
LYV
$42.1B
$0 ﹤0.01%
16
-75
-82% -$1.96K
M icon
1178
Macy's
M
$6.68B
$0 ﹤0.01%
13
– –
MGV icon
1179
Vanguard Morningstar Mega Cap Value ETF
MGV
$13.5B
– –
-190
Closed -$11K
MPWR icon
1180
Monolithic Power Systems
MPWR
$68.9B
– –
-8
Closed –
MRVL icon
1181
Marvell Technology
MRVL
$196B
– –
-930
Closed -$8K
MT icon
1182
ArcelorMittal
MT
$55.3B
$0 ﹤0.01%
2
– –
MTSI icon
1183
MACOM Technology Solutions
MTSI
$23.7B
– –
-6
Closed –
NCLH icon
1184
Norwegian Cruise Line
NCLH
$8.84B
– –
-9
Closed –
NGVT icon
1185
Ingevity
NGVT
$2.68B
$0 ﹤0.01%
+3
New +$127
NRG icon
1186
NRG Energy
NRG
$24.8B
$0 ﹤0.01%
10
– –
NRT
1187
North European Oil Royalty Trust
NRT
$81M
$0 ﹤0.01%
65
– –
NWSA icon
1188
News Corp Class A
NWSA
$15.4B
$0 ﹤0.01%
41
– –
OZK icon
1189
Bank OZK
OZK
$5.61B
$0 ﹤0.01%
2
– –
PHD
1190
DELISTED
Pioneer Floating Rate Fund
PHD
$0 ﹤0.01%
6
– –
PHK
1191
PIMCO High Income Fund
PHK
$880M
$0 ﹤0.01%
7
– –
PIM
1192
Franklin Master Intermediate Income Trust
PIM
$151M
$0 ﹤0.01%
60
– –
PIPR icon
1193
Piper Sandler
PIPR
$5.29B
$0 ﹤0.01%
16
– –
PLUG icon
1194
Plug Power
PLUG
$3.04B
$0 ﹤0.01%
10
– –
POWL icon
1195
Powell Industries
POWL
$7.71B
– –
-510
Closed -$6K
PPBI
1196
DELISTED
Pacific Premier Bancorp
PPBI
– –
-8
Closed –
PRTA icon
1197
Prothena Corp
PRTA
$450M
$0 ﹤0.01%
1
– –
QAI icon
1198
NYLI Hedge Multi-Strategy Tracker ETF
QAI
$1.02B
$0 ﹤0.01%
25
– –
RGT
1199
Royce Global Value Trust
RGT
$102M
$0 ﹤0.01%
62
– –
ECHO
1200
EchoStar
ECHO
$26.2B
$0 ﹤0.01%
27
-27
-50% -$855
46 47
48
49 50

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q3 2016 Portfolio in Review

As of Q3 2016, Carroll Financial Associates held 1,312 positions worth $666M, up 11% from $598M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates deployed $54.1M of net new capital in Q3 2016, opening 70 new positions and adding to 326 existing holdings. Its largest new stake was iShares Russell 1000 ETF: 1,252 shares worth $150K.

By sector, the portfolio is most concentrated in Financials at 8.9% of assets, down from 9.3% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Xtrackers MSCI Europe Hedged Equity ETF, an estimated $2.12M trimmed.

  • Carroll Financial Associates's largest Q3 2016 buy was iShares Russell 1000 ETF: 1,252 shares worth $150K.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q3 2016, an estimated $16.4M increase.
  • Carroll Financial Associates's biggest Q3 2016 reduction was Xtrackers MSCI Europe Hedged Equity ETF, cutting an estimated $2.12M.
  • Carroll Financial Associates fully exited UBS AG LONDON BRH ETRACS WELLS FARGO MLP EX-ENERGY ETN in Q3 2016, selling an estimated $945K.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $666M portfolio in Q3 2016.
  • Carroll Financial Associates opened 70 new positions and closed 67 in Q3 2016.
  • Carroll Financial Associates's portfolio value rose 11% quarter-over-quarter to $666M.

Based on Carroll Financial Associates's 13F filing for Q3 2016, filed 11 Oct 2016.